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Original filing (PDF)20251015125119NAL0004593169001
PHI GROUP, INC.
Form 5500
FILING_RECEIVED
PHI GROUP, INC. 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
7 service providers
Active participants
2,040
Accounts w/ balance
2,639
Plan assets (EOY)
$426.9M
Net assets (EOY)
$426.9M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHI GROUP, INC..
Plan sponsor
Name
PHI GROUP, INC.
EIN
84-2513763
Address
2001 SOUTHEAST EVANGELINE THRUWAY · LAFAYETTE, LA · 70508
Phone
(337) 272-4262
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $96K | — |
| JPMORGAN INVEST HOLDINGS LLC | 13-2624428 | — | RECORDKEEPER | $10K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | — | NASHVILLE, TN | INVESTMENT ADVISOR | $117K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EISNER AMPER LLP | — | PITTSBURGH, PA | CONTRACT ADMIN | $8K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSION ASSURANCE LLP | — | WOODLAND HILLS, CA | AUDITOR | $22K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JONES WALKER LLP | — | NEW ORLEANS, LA | ATTORNEY | $57K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $34K | — |
Investments
24 direct securities· $426.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MFS Investment Management MFS Total Return Fund Class R6 | — | — | — | $58.4M | 13.7% | |
| JPMorgan Large Cap Growth Fund Class R6 | — | — | — | $39.3M | 9.2% | |
| Vanguard 500 Index Fund Admiral Shares | — | — | — | $37.0M | 8.7% | |
| MFS Investment Management MFS Massachusetts Investors Growth Stock Fund Class R6 | — | — | — | $34.3M | 8.0% | |
| Fidelity Mid Cap Growth Index | — | — | — | $24.8M | 5.8% | |
| Schwab Self-Directed Brokerage Account Participant-Directed Brokerage Accounts | — | — | — | $22.2M | 5.2% | |
| JPMorgan Smartretirement Blend 2030 R6 | — | — | — | $20.4M | 4.8% | |
| Fidelity Mid Cap Value Index | — | — | — | $20.2M | 4.7% | |
| JPMorgan Smartretirement Blend 2040 R6 | — | — | — | $18.6M | 4.4% | |
| JPMorgan US Value R6 | — | — | — | $17.5M | 4.1% | |
| Vanguard Mid-Cap Index Fund Admiral Shares | — | — | — | $15.8M | 3.7% | |
| Invesco Short Term Bond Fund Class R6 | — | — | — | $14.7M | 3.4% | |
| MFS Investment Management MFS International Intrinsic Value Fund Class R6 | — | — | — | $14.1M | 3.3% | |
| JPMorgan US Equity R6 | — | — | — | $13.9M | 3.3% | |
| JPMorgan Core Bond R6 | — | — | — | $13.7M | 3.2% | |
| JPMorgan US Government Money Market Institutional Fund | — | — | — | $13.1M | 3.1% | |
| MFS Investment Management MFS International Growth Fund Class R6 | — | — | — | $12.5M | 2.9% | |
| JPMorgan Smartretirement Blend 2050 R6 | — | — | — | $10.9M | 2.6% | |
| JPMorgan Smartretirement Blend 2020 R6 | — | — | — | $9.9M | 2.3% | |
| MFS Investment Management MFS Government Securities Fund Class R6 | — | — | — | $5.2M | 1.2% | |
| Participant Loans to participants, bearing interest from 5.25% to 10.50% | — | — | — | $3.9M | 0.9% | |
| Columbia Threadneedle Columbia Floating Rate Fund Institutional 3 Class | — | — | — | $3.7M | 0.9% | |
| JPMorgan Smartretirement Blend 2620 R6 | — | — | — | $2.6M | 0.6% | |
| Schwab Self-Directed Brokerage Account Participant-Directed Brokerage Accounts | — | — | — | $158K | <0.1% |