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Original filing (PDF)20251014030309NAL0004545010001
STATS LLC
Form 5500
FILING_RECEIVED
STATS LLC SAVINGS PLAN
401(k) retirement plan
Active participants
122
Accounts w/ balance
350
Plan assets (EOY)
$37.6M
Net assets (EOY)
$37.6M
How this plan invests
This plan
12 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STATS LLC.
Plan sponsor
Name
STATS LLC
EIN
84-1686415
Address
203 N LASALLE ST · SUITE 2350 · CHICAGO, IL · 60601
Phone
(847) 583-2100
Industry
Data Processing, Hosting· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LEE CPA AUDIT GROUP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $45K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING HOLDCO, LLC | 84-4519624 | — | INVESTMENT ADVISOR | $56K | — |
Investments
29 direct securities · 12 pooled funds· $63.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$37.3M
28 holdings
Common Collective Trust
$26.3M
12 holdings
Common Collective Trusts
$30K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIAM Index Target Date 2035 Commingled Pool B Common/Collective Trust | — | — | — | $6.3M | 16.7% | |
| FID FRDM INX 2035 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 081 | Common Collective Trust | — | — | $6.3M | 16.7% | |
| Registered Investment Companies * Fidelity 500 Index Fund Registered Investment Company | — | — | — | $6.3M | 16.7% | |
| FIAM Index Target Date 2050 Commingled Pool B Common/Collective Trust | — | — | — | $4.4M | 11.8% | |
| FID FRDM INX 2050 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 084 | Common Collective Trust | — | — | $4.4M | 11.8% | |
| FID FRDM INX 2040 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 082 | Common Collective Trust | — | — | $4.4M | 11.7% | |
| FIAM Index Target Date 2040 Commingled Pool B Common/Collective Trust | — | — | — | $4.4M | 11.7% | |
| FIAM Index Target Date 2045 Commingled Pool B Common/Collective Trust | — | — | — | $3.9M | 10.4% | |
| FID FRDM INX 2045 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 083 | Common Collective Trust | — | — | $3.9M | 10.4% | |
| FIAM Index Target Date 2055 Commingled Pool B Common/Collective Trust | — | — | — | $3.4M | 9.0% | |
| FID FRDM INX 2055 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 112 | Common Collective Trust | — | — | $3.4M | 9.0% | |
| Fidelity Contrafund Registered Investment Company | — | — | — | $1.2M | 3.2% | |
| FIAM Index Target Date 2030 Commingled Pool B Common/Collective Trust | — | — | — | $1.1M | 2.9% | |
| FID FRDM INX 2030 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 080 | Common Collective Trust | — | — | $1.1M | 2.9% | |
| FIAM Index Target Date 2060 Commingled Pool B Common/Collective Trust | — | — | — | $1.1M | 2.8% | |
| FID FRDM INX 2060 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 146 | Common Collective Trust | — | — | $1.1M | 2.8% | |
| Interest-bearing Cash * Fidelity Retirement Government Money Market II Portfolio Interest-bearing Cash | — | — | — | $926K | 2.5% | |
| FIAM Index Target Date 2025 Commingled Pool B Common/Collective Trust | — | — | — | $789K | 2.1% | |
| FID FRDM INX 2025 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 079 | Common Collective Trust | — | — | $789K | 2.1% | |
| FIAM Index Target Date 2015 Commingled Pool B Common/Collective Trust | — | — | — | $624K | 1.7% | |
| FID FRDM INX 2015 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 077 | Common Collective Trust | — | — | $624K | 1.7% | |
| Fidelity International Index Fund Registered Investment Company | — | — | — | $435K | 1.2% | |
| Fidelity Small Cap Index Fund Registered Investment Company | — | — | — | $418K | 1.1% | |
| Principal Equity Income Fund Registered Investment Company | — | — | — | $360K | 1.0% | |
| PGIM TOT RET BOND LP GREAT GRAY TRUST COMPANY · EIN 38-4097323 / PN 471 | Common Collective Trust | — | — | $292K | 0.8% | |
| Fidelity Mid Cap Index Fund Registered Investment Company | — | — | — | $270K | 0.7% | |
| Mass Mutual Select Mid Cap Growth Fund Registered Investment Company | — | — | — | $259K | 0.7% | |
| PIMCO Income Fund Registered Investment Company | — | — | — | $249K | 0.7% | |
| Fidelity US Bond Index Fund Registered Investment Company | — | — | — | $241K | 0.6% | |
| American Funds Europacific Growth Fund Registered Investment Company | — | — | — | $239K | 0.6% | |
| John Hancock Disciplined Value Mid Cap Fund Registered Investment Company | — | — | — | $164K | 0.4% | |
| Participant Loans Interest rates at (6.00% ~ 9.50%) $0 | — | — | — | $137K | 0.4% | |
| FIAM Index Target Date 2065 Commingled Pool B Common/Collective Trust | — | — | — | $75K | 0.2% | |
| FID FRDM INX 2065 B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 169 | Common Collective Trust | — | — | $75K | 0.2% | |
| Invesco Developing Markets Fund Registered Investment Company | — | — | — | $36K | <0.1% | |
| Janus Triton Fund Registered Investment Company | — | — | — | $33K | <0.1% | |
| s * FIAM Index Target Date Income Commingled Pool B Common/Collective Trust | Common Collective Trusts | — | — | $30K | <0.1% | |
| FID FRDM INX INC B FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 074 | Common Collective Trust | — | — | $30K | <0.1% | |
| American Beacon Small Cap Value Fund Registered Investment Company | — | — | — | $29K | <0.1% | |
| Fidelity Short Term Bond Index Fund Registered Investment Company | — | — | — | $11K | <0.1% | |
| PIMCO All Asset Fund Registered Investment Company | — | — | — | $2K | <0.1% |
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