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Original filing (PDF)20250929154827NAL0005119923001
HNTB HOLDINGS LTD.
Form 5500
FILING_RECEIVED
HNTB OWNERSHIP PLAN
401(k) retirement plan
Signals · 4
42% in single holding42% employer stockNo recordkeeper disclosed8 service providers
Active participants
6,881
Accounts w/ balance
8,265
Plan assets (EOY)
$2.2B
Net assets (EOY)
$2.2B
How this plan invests
This plan
7 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
54
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "HNTB CLOSELY HELD STOCK Employer Securities" is 42% of plan.
- 42% of plan in employer / sponsor stock.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HNTB HOLDINGS LTD..
Plan sponsor
Name
HNTB HOLDINGS LTD.
EIN
56-2422024
Address
715 KIRK DRIVE · KANSAS CITY, MO · 64105
Phone
(816) 472-1201
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2O · ESOP (non-leveraged)
2Q · S-corporation ESOP
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PICKETT,CHANEY & MCMULLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
8 rowsOther
8| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | 34-1479833 | — | NONE | $231K | — |
| STATE STREET BANK AND TRUST COMPANY | 04-1867445 | — | NONE | $230K | — |
| STOUT INTERMEDIATE HOLDINGS L | 87-3592543 | — | NONE | $176K | — |
| MORNINGSTAR INC | 36-3297908 | — | NONE | $86K | — |
| CREATIVE PLANNING HOLDCO LLC | 84-4519624 | — | NONE | $79K | — |
| OPTIMA CAPITAL MANAGEMENT LLC | 84-3178156 | — | NONE | $7K | — |
| KWMG LLC | 46-4580356 | — | NONE | $6K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $238 | — |
Investments
24 direct securities · 7 pooled funds· $3.8B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$3.7B
24 holdings
Common Collective Trust
$52.8M
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| HNTB CLOSELY HELD STOCK Employer Securities | — | — | — | $1.7B | 77.1% | |
| 1914 Holding Company Stock Common Stock | — | — | — | $1.7B | 77.1% | |
| Schwab Bank Savings Account Money Market Fund | — | — | — | $147.1M | 6.8% | |
| Vanguard Life Strategy Income Fund Mutual Fund | — | — | — | $65.2M | 3.0% | |
| Fidelity 500 Index Mutual Fund | — | — | — | $45.1M | 2.1% | |
| Fidelity US Bond Index Mutual Fund | — | — | — | $32.0M | 1.5% | |
| PUTNAM STABLE VALUE FD 15 BPS PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $27.3M | 1.3% | |
| Putnam Stable Value Fund Common Collective Trust | — | — | — | $27.3M | 1.3% | |
| Fidelity International Index Mutual Fund | — | — | — | $13.2M | 0.6% | |
| AB US LG CAP GROWTH W SERIES WILMINGTON TRUST, N.A. · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $11.1M | 0.5% | |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $7.5M | 0.3% | |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $6.3M | 0.3% | |
| AMERICAN CENTURY EMMKTS EQ I GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 015 | Common Collective Trust | — | — | $5.6M | 0.3% | |
| Self-Directed Brokerage Accounts Various Investments | — | — | — | $5.1M | 0.2% | |
| PUTNAM LARGE CAP VALUE IA PUTNAME FIDUCIARY TRUST COMPANY, LLC · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $4.4M | 0.2% | |
| VANGUARD SHRT TERM INFL PRO Registered Investment Company | — | — | — | $3.4M | 0.2% | |
| John Hancock Disciplined Value Mutual Fund | — | — | — | $2.6M | 0.1% | |
| BLACKROCK MID CAP GROWTH EQ LI GREAT GRAY TRUST · EIN 38-4139851 / PN 629 | Common Collective Trust | — | — | $2.2M | 0.1% | |
| JHANCOCK CORE PLUS INC TR I JOHN HANCOCK TRUST COMPANY COLLECTIVE · EIN 45-2395022 / PN 002 | Common Collective Trust | — | — | $2.2M | <0.1% | |
| VGD INTMDT-TERM TRS IDX INSTL Registered Investment Company | — | — | — | $1.7M | <0.1% | |
| Vanguard Interm Term Treasury Index Mutual Fund | — | — | — | $1.7M | <0.1% | |
| Invesco Oppenheimer Disc Mutual Fund | — | — | — | $1.4M | <0.1% | |
| MFS INTL DIVERSIFICATION CL R6 Registered Investment Company | — | — | — | $1.1M | <0.1% | |
| PGI CIT US Real Estate Sec Common Collective Trust | — | — | — | $963K | <0.1% | |
| PIMCO INCOME INSTITUTIONAL Registered Investment Company | — | — | — | $416K | <0.1% | |
| FRANK SMCAP VAL GG TR CIT CL R Common Collective Trust Fund | — | — | — | $29K | <0.1% | |
| FRANKLIN SMALL CAP VALUE CL R WILMINGTON TRUST, N.A. · EIN 38-4126289 / PN 594 | Common Collective Trust | — | — | $29K | <0.1% | |
| CASH | — | — | — | $9K | <0.1% | |
| HNTB ESOP TRANSFER FUND Money Market / Cash Equivalent | — | — | — | $4K | <0.1% | |
| John Hancock Bond Mutual Fund | — | — | — | $1K | <0.1% | |
| JHANCOCK BOND R6 Registered Investment Company | — | — | — | $1K | <0.1% |