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Original filing (PDF)20251014225643NAL0003830641001
SPICER JEFFRIES & CO LLP
Form 5500
FILING_RECEIVED
SPICER JEFFRIES & CO LLP 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Active participants
97
Accounts w/ balance
116
Plan assets (EOY)
$5.3M
Net assets (EOY)
$5.3M
How this plan invests
This plan
4 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SPICER JEFFRIES & CO LLP.
Plan sponsor
Name
SPICER JEFFRIES & CO LLP
EIN
84-1210311
Address
4601 DTC BLVD STE 700 · DENVER, CO · 802372568
Phone
(303) 753-1959
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PAYCHEX, INC. | 16-1124166 | ROCHESTER, NY | RECORDKEEPER | $9K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRIME CAPITAL INVESTMENT ADVISORS, | — | WICHITA, KS | ADVISOR | $19K | — |
Investments
29 direct securities · 4 pooled funds· $5.3M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$3.7M
28 holdings
Mutual Funds
$886K
1 holding
Common Collective Trust
$640K
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Fund Admiral Shares | Mutual Funds | — | — | $886K | 16.6% | |
| T Rowe Price T Rowe Price Retirement 2060 Fund | — | — | — | $801K | 15.0% | |
| Self-Directed Accounts * Plan Participants Self-directed brokerage accounts | — | — | — | $690K | 12.9% | |
| FIDUCIARY INVESTMENT TRUST AGGRESSI COMERICA BANK & TRUST, NATIONAL ASS · EIN 47-6646422 / PN 001 | Common Collective Trust | — | — | $416K | 7.8% | |
| JP Morgan JP Morgan Large Cap Growth Fund Class R6 | — | — | — | $389K | 7.3% | |
| T Rowe Price T Rowe Price Retirement 2055 Fund | — | — | — | $307K | 5.7% | |
| Massachusets Financial MFS International Diversification Fund Class R6 | — | — | — | $222K | 4.2% | |
| T Rowe Price T Rowe Price Retirement 2065 Fund | — | — | — | $171K | 3.2% | |
| JP Morgan JP Morgan Mid Cap Growth Fund Class R6 | — | — | — | $154K | 2.9% | |
| Vanguard Small Cap Index Admiral Shares | — | — | — | $146K | 2.7% | |
| Vanguard Small Cap Value Index Admiral Shares | — | — | — | $129K | 2.4% | |
| FIDUCIARY INVESTMENT TRUST GROWTH A COMERICA BANK & TRUST, NATIONAL ASS · EIN 47-6649174 / PN 001 | Common Collective Trust | — | — | $125K | 2.3% | |
| T Rowe Price T Rowe Price Retirement 2030 Fund | — | — | — | $119K | 2.2% | |
| T Rowe Price T Rowe Price Retirement 2040 Fund | — | — | — | $97K | 1.8% | |
| T Rowe Price T Rowe Price Retirement 2050 Fund | — | — | — | $96K | 1.8% | |
| FIDUCIARY INVESTMENT TRUST BALANCED COMERICA BANK & TRUST, NATIONAL ASS · EIN 47-6652256 / PN 001 | Common Collective Trust | — | — | $96K | 1.8% | |
| Vanguard Mid-Cap Value Index Admiral Shares | — | — | — | $72K | 1.3% | |
| Vanguard Mid-Cap Index Fund Admiral Shares | — | — | — | $67K | 1.3% | |
| Vanguard Treasury Money Market Fund Investor Shares | — | — | — | $64K | 1.2% | |
| T Rowe Price T Rowe Price Retirement 2045 Fund | — | — | — | $64K | 1.2% | |
| T Rowe Price T Rowe Price Retirement 2020 Fund | — | — | — | $29K | 0.5% | |
| Fidelity Advisor International Growth | — | — | — | $24K | 0.5% | |
| Vanguard Equity-Income Fund Admiral Shares | — | — | — | $22K | 0.4% | |
| American Century American Century Small Cap Growth Fund | — | — | — | $20K | 0.4% | |
| Janus Henderson Janus Henderson Global Equity Income Fund Class N | — | — | — | $15K | 0.3% | |
| T Rowe Price T Rowe Price Retirement 2025 Fund | — | — | — | $10K | 0.2% | |
| Vanguard Short-Term Treasury Fund Investor Shares | — | — | — | $10K | 0.2% | |
| PGIM Investments PGIM Total Return Bond Fund Class R6 | — | — | — | $7K | 0.1% | |
| FIDUCIARY INVESTMENT TRUST CONSERVA COMERICA BANK & TRUST, NATIONAL ASS · EIN 47-6658632 / PN 001 | Common Collective Trust | — | — | $4K | <0.1% | |
| BlackRock Strategic Global Bond Fund, Inc Class K | — | — | — | $3K | <0.1% | |
| Comerica Fiduciary Investment Trust Moderately Conservative Portfolio A | — | — | — | $3K | <0.1% | |
| T Rowe Price T Rowe Price Retirement Balanced Fund Class 1 | — | — | — | $2K | <0.1% | |
| Comerica Fiduciary Investment Trust Conservative PortfolioA | — | — | — | $1K | <0.1% |