Original filing (PDF)20251014102822NAL0005423410001

RIALTO MANAGEMENT GROUP, LLC

Name: RIALTO MANAGEMENT GROUP, LLC — RIALTO ASSOCIATE SERVICES, LLC 401(K) PLAN, Form 5500 (2024)
Creator: RIALTO MANAGEMENT GROUP, LLC

Form 5500

FILING_RECEIVED

RIALTO ASSOCIATE SERVICES, LLC 401(K) PLAN

401(k) retirement plan

Signals · 1

No recordkeeper disclosed

Active participants

317

Accounts w/ balance

385

Plan assets (EOY)

$56.0M

Net assets (EOY)

$56.0M

How this plan invests

This plan

31 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

100

Vendor stack

Participation health

100

Knocking points off

No recordkeeper disclosed on Schedule C.

Helping the score

Below-peer total fees (8 bps vs 16 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RIALTO MANAGEMENT GROUP, LLC.

Plan sponsor

Name

RIALTO MANAGEMENT GROUP, LLC

EIN

83-1423160

Address

200 S BISCAYNE BLVD · SUITE 3550 · MIAMI, FL · 33131

Phone

(305) 229-6570

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2S · Automatic enrollment

Audit & trust (Schedule H)

Auditor

BERKOWITZ POLLACK BRANT

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
SCHWAB RETIREMENT PLAN SERVICES,INC	34-1479833	—	NONE	$42K	—
CHARLES SCHWAB & CO., INC.	94-1737782	—	NONE	$54	—

Investments

31 direct securities· $55.9M(100% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
FIDELITY 500 INDEX	—	—	—	$12.4M	22.1%
PGIM JENNISON GROWTH R6	—	—	—	$5.7M	10.2%
COLUMBIA DIVIDEND INCOME INST3	—	—	—	$3.1M	5.4%
STATE STREET TARGET RET 2045 K	—	—	—	$2.6M	4.6%
PERSONAL CHOICE RETIREMENT	—	—	—	$2.4M	4.4%
STATE STREET TARGET RET 2040 K	—	—	—	$2.4M	4.3%
FIDELITY GLOBAL EX US INDEX	—	—	—	$2.4M	4.2%
MFS INTL DIVERSIFICATION CL R6	—	—	—	$2.3M	4.1%
STATE STREET TARGET RET 2050 K	—	—	—	$2.2M	3.9%
PRUDENTIAL GUARANTEED INC FUND	—	—	—	$2.2M	3.9%
VANGUARD EXPLORER ADMIRAL SHRS	—	—	—	$1.9M	3.5%
FIDELITY MID CAP INDEX	—	—	—	$1.7M	3.0%
STATE STREET TARGET RET 2055 K	—	—	—	$1.5M	2.6%
MFS MID CAP VALUE R6	—	—	—	$1.4M	2.6%
STATE STREET TARGET RET 2035 K	—	—	—	$1.4M	2.5%
MFS MID CAP GROWTH FUND R6	—	—	—	$1.4M	2.5%
VICTORY SYC SMALL CO OPP R6	—	—	—	$1.3M	2.4%
FIDELITY US BOND INDEX	—	—	—	$1.3M	2.4%
STATE STREET TARGET RET 2030 K	—	—	—	$1.2M	2.1%
LOOMIS SAYLES INV GRADE BND	—	—	—	$878K	1.6%
STATE STREET TARGET RET 2060 K	—	—	—	$768K	1.4%
FIDELITY ADV STRATEGIC INC	—	—	—	$663K	1.2%
FIDELITY SMALL CAP INDEX	—	—	—	$629K	1.1%
Notes Receivable From Participants	—	0	—	$609K	1.1%
PERSONAL CHOICE RETIREMENT 2	—	—	—	$380K	0.7%
STATE STREET TARGET RET 2065 K	—	—	—	$372K	0.7%
STATE STREET TARGET RET 2020 K	—	—	—	$356K	0.6%
PGIM GLOBAL TOTAL RETURN R6	—	—	—	$283K	0.5%
STATE STREET TARGET RET 2025 K	—	—	—	$47K	<0.1%
METROPOLITAN WEST TTL RTN BD P	—	—	—	$1K	<0.1%
STATE STREET TARGET RET K	—	—	—	$82	<0.1%