How big is Littlejohn & Co., LLC's plan?

Littlejohn & Co., LLC's plan reported $55.7M in assets and 86 participants for 2024.

Original filing (PDF)20251014102909NAL0005426482001

Littlejohn & Co., LLC

Name: Littlejohn & Co., LLC — Littlejohn & Co., LLC 401(k), Form 5500 (2024)
Creator: Littlejohn & Co., LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Littlejohn & Co., LLC 401(k) Profit Sharing Plan

401(k) retirement plan · Littlejohn & Co., LLC's Littlejohn & Co., LLC 401(k) Profit Sharing Plan held $55.7M in plan assets for 86 participants in 2024, with Ascensus as recordkeeper.

Signals · 2

High average account balanceSelf-directed brokerage offered

Active participants

Accounts w/ balance

117

Plan assets (EOY)

$55.7M

Net assets (EOY)

$55.7M

People on this filing

Jason Mosiello signed Littlejohn & Co., LLC's 2024 Form 5500 as plan administrator.

Jason Mosiello — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Littlejohn & Co., LLC's EIN is 26-3847943.

EIN 26-3847943

Plan number 001

Plan year 2024

ACK ID 20251014102909NAL0005426482001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Littlejohn & Co., LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Littlejohn & Co., LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for LITTLEJOHN & CO., LLC.

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How this plan invests

This plan

43 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

High average account balance (98th percentile).

Plan sponsor

Name

LITTLEJOHN & CO., LLC

EIN

all filings

Address

8 SOUND SHORE DRIVE - SUITE 303 · GREENWICH, CT · 06830

Phone

(203) 552-3500

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2R · Participant-directed brokerage (SDBA)

3B · Covers self-employed individuals

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ASCENSUS	11-3665754	—	CONTRACT ADMINISTRATOR	$4K	—

Investments

43 direct securities· $53.2M(95% of reported assets)

Mutual Funds

$29.5M

29 holdings

Common Collective Trusts

$10.4M

2 holdings

Other securities

$9.9M

10 holdings

Self-Directed Brokerage

$3.3M

1 holding

Bonds / Notes

$74K

1 holding

					% of plan
Vanguard 500 Index Adm Mutual Funds	Common Collective Trusts	—	—	$8.9M	16.0%
Vanguard Target Retirement 2030 Fund Mutual Funds	Mutual Funds	—	—	$5.8M	10.4%
Vanguard Target Retirement 2050 Fund Mutual Funds	Mutual Funds	—	—	$4.5M	8.0%
T. Rowe Price Science and Tech I Mutual Funds	Other securities	—	—	$4.4M	8.0%
MFS Massachusetts Investors Gr Stk R6 Mutual Funds	Mutual Funds	—	—	$3.3M	5.9%
Self-Directed Brokerage Account Self-Directed Brokerage	Self-Directed Brokerage	—	—	$3.3M	5.9%
Vanguard Target Retirement 2040 Fund Mutual Funds	Mutual Funds	—	—	$2.4M	4.2%
Vanguard Target Retirement 2025 Fund Mutual Funds	Mutual Funds	—	—	$2.2M	4.0%
Vanguard Target Retirement 2055 Fund Mutual Funds	Mutual Funds	—	—	$1.6M	2.8%
Vanguard Target Retirement 2045 Fund Mutual Funds	Mutual Funds	—	—	$1.5M	2.7%
Vanguard Emerging Mkts Stock Idx Adm Mutual Funds	Common Collective Trusts	—	—	$1.5M	2.6%
American Eupac R6 Mutual Funds	Other securities	—	—	$1.4M	2.5%
Vanguard Total Intl Stock Index Adm Mutual Funds	Mutual Funds	—	—	$1.2M	2.2%
Vanguard Target Retirement 2060 Fund Mutual Funds	Mutual Funds	—	—	$1.1M	1.9%
Vanguard Equity Income Adm Mutual Funds	Mutual Funds	—	—	$971K	1.7%
(CL)T. Rowe Price New Horizons I Mutual Funds	Other securities	—	—	$965K	1.7%
Macquarie Small Cap Value R6 Mutual Funds	Other securities	—	—	$893K	1.6%
Vanguard Target Retirement 2035 Fund Mutual Funds	Mutual Funds	—	—	$773K	1.4%
Vanguard Small-Cap Index Adm Mutual Funds	Mutual Funds	—	—	$747K	1.3%
BlackRock Equity Dividend K Mutual Funds	Other securities	—	—	$710K	1.3%
Vanguard Mid Cap Index Adm Mutual Funds	Mutual Funds	—	—	$646K	1.2%
Vanguard Energy Index ETF Mutual Funds	Mutual Funds	—	—	$540K	1.0%
Vanguard Wellington Admiral Mutual Funds	Mutual Funds	—	—	$530K	1.0%
SPDR Gold Shares Trust ETF Mutual Funds	Other securities	—	—	$521K	0.9%
T. Rowe Price Health Sciences I Mutual Funds	Other securities	—	—	$416K	0.7%
PIMCO Total Return Instl Mutual Funds	Mutual Funds	—	—	$399K	0.7%
Vanguard Interm-Term Bond Index Adm Mutual Funds	Mutual Funds	—	—	$395K	0.7%
Vanguard Financials Index Adm Mutual Funds	Mutual Funds	—	—	$367K	0.7%
Vanguard Materials Index Adm Mutual Funds	Mutual Funds	—	—	$361K	0.6%
JPMorgan Mid Cap Value R6 Mutual Funds	Other securities	—	—	$227K	0.4%
BlackRock Global Allocation K Mutual Funds	Other securities	—	—	$181K	0.3%
Virtus Seix High Yield R6 Mutual Funds	Other securities	—	—	$169K	0.3%
Vanguard Real Estate Index Adm Mutual Funds	Mutual Funds	—	—	$87K	0.2%
Vanguard Total Intl Bond Index Adm Mutual Funds	Mutual Funds	—	—	$74K	0.1%
Participants Participant Loans Rates from 4.25% to 9.50% -	Bonds / Notes	—	—	$74K	0.1%
Vanguard Total Bond Market Index Adm Mutual Funds	Mutual Funds	—	—	$68K	0.1%
Vanguard Target Retirement 2065 Fund Mutual Funds	Mutual Funds	—	—	$33K	<0.1%
Vanguard Target Retirement 2020 Fund Mutual Funds	Mutual Funds	—	—	$19K	<0.1%
Vanguard Inflation-Protected Sec Adm Mutual Funds	Mutual Funds	—	—	$15K	<0.1%
PIMCO Income Instl Mutual Funds	Mutual Funds	—	—	$11K	<0.1%
Vanguard Target Retirement Income Fund Mutual Funds	Mutual Funds	—	—	$6K	<0.1%
PIMCO Global Bd Opport (USDHedged) I Mutual Funds	Mutual Funds	—	—	$4K	<0.1%
PIMCO Commodity Real Ret Strat Instl Mutual Funds	Mutual Funds	—	—	$2K	<0.1%