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Original filing (PDF)20251014102909NAL0005426482001
LITTLEJOHN & CO., LLC
Form 5500
FILING_RECEIVED
LITTLEJOHN & CO., LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
86
Accounts w/ balance
117
Plan assets (EOY)
$55.7M
Net assets (EOY)
$55.7M
How this plan invests
This plan
44 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (1 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LITTLEJOHN & CO., LLC.
Plan sponsor
Name
LITTLEJOHN & CO., LLC
EIN
26-3847943
Address
8 SOUND SHORE DRIVE - SUITE 303 · GREENWICH, CT · 06830
Phone
(203) 552-3500
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS | 11-3665754 | — | CONTRACT ADMINISTRATOR | $4K | — |
Investments
44 direct securities· $53.8M(97% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Adm Mutual Funds | — | — | — | $8.9M | 16.0% | |
| Vanguard Target Retirement 2030 Fund Mutual Funds | — | — | — | $5.8M | 10.4% | |
| Vanguard Target Retirement 2050 Fund Mutual Funds | — | — | — | $4.5M | 8.0% | |
| T. Rowe Price Science and Tech I Mutual Funds | — | — | — | $4.4M | 8.0% | |
| MFS Massachusetts Investors Gr Stk R6 Mutual Funds | — | — | — | $3.3M | 5.9% | |
| Self-Directed Brokerage Account Self-Directed Brokerage | — | — | — | $3.3M | 5.9% | |
| Vanguard Target Retirement 2040 Fund Mutual Funds | — | — | — | $2.4M | 4.2% | |
| Vanguard Target Retirement 2025 Fund Mutual Funds | — | — | — | $2.2M | 4.0% | |
| Vanguard Target Retirement 2055 Fund Mutual Funds | — | — | — | $1.6M | 2.8% | |
| Vanguard Target Retirement 2045 Fund Mutual Funds | — | — | — | $1.5M | 2.7% | |
| Vanguard Emerging Mkts Stock Idx Adm Mutual Funds | — | — | — | $1.5M | 2.6% | |
| American Eupac R6 Mutual Funds | — | — | — | $1.4M | 2.5% | |
| Vanguard Total Intl Stock Index Adm Mutual Funds | — | — | — | $1.2M | 2.2% | |
| Vanguard Target Retirement 2060 Fund Mutual Funds | — | — | — | $1.1M | 1.9% | |
| Vanguard Equity Income Adm Mutual Funds | — | — | — | $971K | 1.7% | |
| (CL)T. Rowe Price New Horizons I Mutual Funds | — | — | — | $965K | 1.7% | |
| Macquarie Small Cap Value R6 Mutual Funds | — | — | — | $893K | 1.6% | |
| Vanguard Target Retirement 2035 Fund Mutual Funds | — | — | — | $773K | 1.4% | |
| Vanguard Small-Cap Index Adm Mutual Funds | — | — | — | $747K | 1.3% | |
| BlackRock Equity Dividend K Mutual Funds | — | — | — | $710K | 1.3% | |
| Vanguard Mid Cap Index Adm Mutual Funds | — | — | — | $646K | 1.2% | |
| Similar Party Collateral, Par, or Maturity Value Cost** Value MetLife GAC-25053 Class 0 Money Market Fund | — | — | — | $607K | 1.1% | |
| Vanguard Energy Index ETF Mutual Funds | — | — | — | $540K | 1.0% | |
| Vanguard Wellington Admiral Mutual Funds | — | — | — | $530K | 1.0% | |
| SPDR Gold Shares Trust ETF Mutual Funds | — | — | — | $521K | 0.9% | |
| T. Rowe Price Health Sciences I Mutual Funds | — | — | — | $416K | 0.7% | |
| PIMCO Total Return Instl Mutual Funds | — | — | — | $399K | 0.7% | |
| Vanguard Interm-Term Bond Index Adm Mutual Funds | — | — | — | $395K | 0.7% | |
| Vanguard Financials Index Adm Mutual Funds | — | — | — | $367K | 0.7% | |
| Vanguard Materials Index Adm Mutual Funds | — | — | — | $361K | 0.6% | |
| JPMorgan Mid Cap Value R6 Mutual Funds | — | — | — | $227K | 0.4% | |
| BlackRock Global Allocation K Mutual Funds | — | — | — | $181K | 0.3% | |
| Virtus Seix High Yield R6 Mutual Funds | — | — | — | $169K | 0.3% | |
| Vanguard Real Estate Index Adm Mutual Funds | — | — | — | $87K | 0.2% | |
| Vanguard Total Intl Bond Index Adm Mutual Funds | — | — | — | $74K | 0.1% | |
| Participants Participant Loans Rates from 4.25% to 9.50% - | — | — | — | $74K | 0.1% | |
| Vanguard Total Bond Market Index Adm Mutual Funds | — | — | — | $68K | 0.1% | |
| Vanguard Target Retirement 2065 Fund Mutual Funds | — | — | — | $33K | <0.1% | |
| Vanguard Target Retirement 2020 Fund Mutual Funds | — | — | — | $19K | <0.1% | |
| Vanguard Inflation-Protected Sec Adm Mutual Funds | — | — | — | $15K | <0.1% | |
| PIMCO Income Instl Mutual Funds | — | — | — | $11K | <0.1% | |
| Vanguard Target Retirement Income Fund Mutual Funds | — | — | — | $6K | <0.1% | |
| PIMCO Global Bd Opport (USDHedged) I Mutual Funds | — | — | — | $4K | <0.1% | |
| PIMCO Commodity Real Ret Strat Instl Mutual Funds | — | — | — | $2K | <0.1% |