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Original filing (PDF)20251001125226NAL0005934115001
SAES GETTERS USA, INC.
Form 5500
FILING_RECEIVED
SAES GETTERS 401(K) PLAN
401(k) retirement plan
Active participants
95
Accounts w/ balance
170
Plan assets (EOY)
$29.7M
Net assets (EOY)
$29.7M
How this plan invests
This plan
16 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (12 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SAES GETTERS USA, INC..
Plan sponsor
Name
SAES GETTERS USA, INC.
EIN
83-0534075
Address
1122 E CHEYENNE MOUNTAIN BLVD · COLORADO SPRINGS, CO · 80906
Phone
(719) 527-4166
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HAYNIE & COMPANY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $35K | — |
Investments
21 direct securities · 16 pooled funds· $30.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$20.5M
14 holdings
Uncategorized
$10.4M
21 holdings
Pooled Separate Account
$0
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $5.3M | 17.9% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $4.0M | 13.5% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $3.5M | 11.7% | |
| Principal self-directed brokerage accounts Other # | — | — | — | $2.9M | 9.8% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $1.9M | 6.5% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $1.4M | 4.8% | |
| T. Rowe Price Stable Value A Common/Collective trust fund # | — | — | — | $1.3M | 4.5% | |
| Vanguard 500 Index Admiral Fund Registered investment company # | — | — | — | $1.3M | 4.5% | |
| T. ROWE PRICE STABLE VALUE A T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $1.3M | 4.2% | |
| AB Large Cap rowth Z Fund Registered investment company # | — | — | — | $1.2M | 4.1% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $1.1M | 3.6% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $1.0M | 3.5% | |
| PIMCO Income Institutional Fund Registered investment company # | — | — | — | $464K | 1.6% | |
| Janus Henderson Triton Fund N Registered investment company # | — | — | — | $444K | 1.5% | |
| JP Morgan Equity Income R6 Fund Registered investment company # | — | — | — | $412K | 1.4% | |
| PGIM Total Return Bond Z Fund Registered investment company # | — | — | — | $393K | 1.3% | |
| Carillon Eagle Mid Cap Growth R6 Fund Registered investment company # | — | — | — | $382K | 1.3% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $322K | 1.1% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $299K | 1.0% | |
| Black Rock High Yield Bond K Fund Registered investment company # | — | — | — | $289K | 1.0% | |
| Undiscovered Managers Behavioral Value R6 Fund Registered investment company # | — | — | — | $269K | 0.9% | |
| Goldman Sachs International Equity Insights Institutional Registered investment company # | — | — | — | $235K | 0.8% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $173K | 0.6% | |
| John Hancock Disc Val Mid Cap R6 Fund Registered investment company # | — | — | — | $171K | 0.6% | |
| Vanguard Mid Cap Index Adm Registered investment company # | — | — | — | $128K | 0.4% | |
| Vanguard Total International Stock Index Admiral Fund Registered investment company # | — | — | — | $104K | 0.4% | |
| (E) | — | — | — | $64K | 0.2% | |
| to 10.5% -- | — | — | — | $64K | 0.2% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $58K | 0.2% | |
| PRIN LIFETIME HYBR INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $42K | 0.1% | |
| Vanguard Small Cap Index Adm Registered investment company # | — | — | — | $33K | 0.1% | |
| (E) | — | — | $58K | $33K | 0.1% | |
| Fidelity Emerging Markets K Fund Registered investment company # | — | — | — | $26K | <0.1% | |
| (E) | — | — | — | $26K | <0.1% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $17K | <0.1% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRINCIPAL DIV REAL ASSET SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 123 | Pooled Separate Account | — | — | $0 | <0.1% |
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