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Original filing (PDF)20251007134549NAL0008248144001
WINDOW TECHNOLOGY, INC.
Form 5500
FILING_RECEIVED
WINDOW TECHNOLOGY, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Defined-contribution retirement plan
Signals · 3
99% in single holding99% employer stockNo recordkeeper disclosed
Active participants
130
Accounts w/ balance
196
Plan assets (EOY)
$29.9M
Net assets (EOY)
$26.8M
How this plan invests
This plan
3 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
82
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
50
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Window Technology, Inc. Common Stock – 800,000 shares" is 99% of plan.
- 99% of plan in employer / sponsor stock.
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WINDOW TECHNOLOGY, INC..
Plan sponsor
Name
WINDOW TECHNOLOGY, INC.
EIN
43-1587414
Address
201 INDUSTRIAL DRIVE · MONETT, MO · 657080480
Phone
(417) 235-7821
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2I · Stock bonus
2P · Leveraged ESOP
2Q · S-corporation ESOP
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
3 direct securities· $29.9M(100% of reported assets)
Common Stocks
$29.6M
1 holding
Uncategorized
$230K
1 holding
Mutual Funds
$67K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| * Window Technology, Inc. Common Stock – 800,000 shares | Common Stocks | — | $7.6M | $29.6M | 99.0% | |
| Money Market Fund Federated Investors Federated Prime Cash Obligations Fund | — | — | $230K | $230K | 0.8% | |
| American Funds American Funds Balanced Fund R6 | Mutual Funds | — | $57K | $67K | 0.2% |
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