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Original filing (PDF)20250929165418NAL0011562737001
OCTAVE HEALTH GROUP INC.
Form 5500
FILING_RECEIVED
OCTAVE 401(K) PLAN
401(k) retirement plan
Signals · 2
1 failed disclosure28% in single holding
Active participants
211
Accounts w/ balance
321
Plan assets (EOY)
$6.6M
Net assets (EOY)
$6.6M
How this plan invests
This plan
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
86
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- Top holding "FID FDM IDX 2055 IPR Registered Investment Company" is 28% of plan.
Helping the score
- Below-peer total fees (15 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OCTAVE HEALTH GROUP INC..
Plan sponsor
Name
OCTAVE HEALTH GROUP INC.
EIN
82-5244890
Address
625 MARKET ST, 15TH FL · SAN FRANCISCO, CA · 94105
Phone
(415) 360-3833
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLYUS,LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $10K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
21 direct securities· $6.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID FDM IDX 2055 IPR Registered Investment Company | — | — | — | $1.9M | 28.1% | |
| FID FDM IDX 2060 IPR Registered Investment Company | — | — | — | $843K | 12.8% | |
| FID FDM IDX 2050 IPR Registered Investment Company | — | — | — | $827K | 12.5% | |
| FID FDM IDX 2035 IPR Registered Investment Company | — | — | — | $798K | 12.1% | |
| FID 500 INDEX Registered Investment Company | — | — | — | $694K | 10.5% | |
| FID FDM IDX 2045 IPR Registered Investment Company | — | — | — | $654K | 9.9% | |
| FID FDM IDX 2040 IPR Registered Investment Company | — | — | — | $342K | 5.2% | |
| FID FDM IDX 2030 IPR Registered Investment Company | — | — | — | $181K | 2.7% | |
| FID MID CAP IDX Registered Investment Company | — | — | — | $97K | 1.5% | |
| FID INTL INDEX Registered Investment Company | — | — | — | $77K | 1.2% | |
| maturing through December 2029 | — | — | — | $57K | 0.9% | |
| DFA US LARGE COMPANY Registered Investment Company | — | — | — | $47K | 0.7% | |
| FID SM CAP IDX Registered Investment Company | — | — | — | $31K | 0.5% | |
| FID FDM IDX 2065 IPR Registered Investment Company | — | — | — | $20K | 0.3% | |
| FID EMRG MKTS IDX Registered Investment Company | — | — | — | $19K | 0.3% | |
| FID FDM IDX 2025 IPR Registered Investment Company | — | — | — | $19K | 0.3% | |
| DODGE & COX INCOME X Registered Investment Company | — | — | — | $16K | 0.2% | |
| FID GOVT MMKT K6 Registered Investment Company | — | — | — | $11K | 0.2% | |
| FID US BOND IDX Registered Investment Company | — | — | — | $7K | 0.1% | |
| DFA US SMALL CAP I Registered Investment Company | — | — | — | $4K | <0.1% | |
| FID FDM IDX 2020 IPR Registered Investment Company | — | — | — | $3K | <0.1% |
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