Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK | 01-0233346 | — | RETAINED BY CLIENT | $145K | — |
| D.A. DAVIDSON COMPANIES | — | DENVER, CO | RETAINED BY CLIENT | $70K | — |
| RSM US LLP | 47-0714325 | — | RETAINED BY CLIENT | $20K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Growth Index Fd Adm | — | — | — | $10.2M | 11.3% | |
| Vanguard 500 Index Fd Admiral | — | — | — | $8.2M | 9.0% | |
| American Funds New Perspective R6 | — | — | — | $7.6M | 8.3% | |
| Vanguard Equity Income Fd Adm | — | — | — | $6.6M | 7.3% |
| T. Rowe Price Retirement I 2045 Fund | — | — | — | $6.1M | 6.7% |
| T. Rowe Price Retirement I 2030 Fund | — | — | — | $5.8M | 6.4% |
| T. Rowe Price Retirement I 2050 Fund | — | — | — | $5.4M | 6.0% |
| New York Life Insurance Co. Guaranteed interest account | — | — | — | $5.1M | 5.6% |
| T. Rowe Price Retirement I 2040 Fund | — | — | — | $4.8M | 5.2% |
| T. Rowe Price Retirement I 2055 Fund | — | — | — | $4.4M | 4.9% |
| T. Rowe Price Retirement I 2035 Fund | — | — | — | $4.1M | 4.5% |
| MFS International Equity R6 | — | — | — | $3.9M | 4.3% |
| Vanguard Mid Cap Index Adm | — | — | — | $2.4M | 2.7% |
| American Funds Balanced Fund R6 | — | — | — | $2.4M | 2.6% |
| Vanguard Small Cap Index Fd Adm | — | — | — | $2.4M | 2.6% |
| T. Rowe Price Retirement I 2060 Fund | — | — | — | $2.0M | 2.2% |
| T. Rowe Price Retirement I 2025 Fund | — | — | — | $2.0M | 2.2% |
| Metwest Total Return Bond Fund | — | — | — | $1.9M | 2.0% |
| T. Rowe Price Retirement I 2020 Fund | — | — | — | $1.4M | 1.5% |
| maturing through 2029) | — | — | — | $971K | 1.1% |
| T. Rowe Price Retirement I 2015 Fund | — | — | — | $941K | 1.0% |
| T. Rowe Price Retirement I 2065 Fund | — | — | — | $779K | 0.9% |
| PIMCO Income Fund | — | — | — | $573K | 0.6% |
| T. Rowe Price Retirement Balanced I Fund | — | — | — | $496K | 0.5% |
| BlackRock Emerging Markets K | — | — | — | $386K | 0.4% |
