Original filing (PDF)20250930061258NAL0018950018001

BOARD OF TRUSTEES OF INT'L UNION OF OPERATING ENGINEERS LOCAL 501 INDI

Name: BOARD OF TRUSTEES OF INT'L UNION OF OPERATING ENGINEERS LOCAL 501 INDI — INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 501 INDIVIDUAL ACCOUNT PLAN TRUST FUND, Form 5500 (2024)
Creator: BOARD OF TRUSTEES OF INT'L UNION OF OPERATING ENGINEERS LOCAL 501 INDI

Form 5500

FILING_RECEIVED

INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 501 INDIVIDUAL ACCOUNT PLAN TRUST FUND

Defined-contribution retirement plan

Signals · 2

~89 bps in Sched C fees6 service providers

Active participants

5,519

Accounts w/ balance

5,519

Plan assets (EOY)

$83.7M

Net assets (EOY)

$83.6M

How this plan invests

This plan

72 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

/ 100

Grade C

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES OF INT'L UNION OF OPERATING ENGINEERS LOCAL 501 INDI.

Plan sponsor

Name

BOARD OF TRUSTEES OF INT'L UNION OF OPERATING ENGINEERS LOCAL 501 INDI

EIN

81-5319756

Address

1050 LAKE DRIVE, SUITE 120 · WEST COVINA, CA · 917902930

Phone

(626) 646-1079

Industry

Admin Support & Waste Mgmtsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-30

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

Audit & trust (Schedule H)

Auditor

WITHUMSMITH+BROWN, PC

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

6 rows

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
UBS FINANCIAL SERVICES INC	13-2638186	—	NONE	$369K	—
BENESYS, INC	38-2383171	—	NONE	$132K	—
WITHUMSMITH+BROWN, PC	22-2027092	—	NONE	$126K	—
WEINBERG, ROGER & ROSENFELD	94-2458080	—	NONE	$69K

Investments

72 direct securities· $79.6M(95% of reported assets)

Bonds / Notes

$42.8M

55 holdings

Other securities

$23.0M

12 holdings

Cash / Money Market

$10.9M

1 holding

U.S. Treasuries

$2.9M

4 holdings

					% of plan
Money Market Mutual Fund LIQUID ASSETS GOVT FUND Money Market Mutual Fund N/A	Cash / Money Market	—	$10.9M	$10.9M	13.1%
SCHWAB US DIVID EQUITY ETF Exchange-traded Funds N/A	Other securities	—	$4.8M	$5.3M	6.4%
VANGUARD LARGE-CAP ETF Exchange-traded Funds N/A	Other securities	—	$2.7M	$3.7M	4.4%
Exchange-traded Funds INVESCO QQQ TRUST ETF Exchange-traded Funds N/A	Other securities	—	$2.2M	$3.1M	3.8%
SCHWAB FUNDAMENTAL INTL ETF Exchange-traded Funds N/A	Other securities	—	$2.8M	$3.1M	3.7%
AMERICAN HONDA FIN NTS 04.900% 031227 DTD031324 FC091224 Corporate Bonds N/A 4.900% 3/12/2027	Bonds / Notes	—	$2.2M	$2.2M	2.6%
MORGAN STANLEY B/E 02.699% 012231 DTD012220 Corporate Bonds N/A 2.699% 1/22/2031	Bonds / Notes	—	$2.1M	$2.1M	2.5%
ENBRIDGE INC NTS B/E 05.700% 030833 DTD030823 Corporate Bonds N/A 5.700% 3/8/2033	Bonds / Notes	—	$1.9M	$2.0M	2.3%
VANGUARD MID-CAP ETF Exchange-traded Funds N/A	Other securities	—	$1.7M	$1.9M	2.3%
JOHN DEERE CAPITAL CORP 04.800% 010926 DTD010923 Corporate Bonds N/A 4.800% 1/9/2026	Bonds / Notes	—	$1.7M	$1.7M	2.0%
ISHARES CORE MSCI EAFE ETF Exchange-traded Funds N/A	Other securities	—	$1.6M	$1.7M	2.0%
EVERSOURCE ENERGY B/E 05.950% 071534 DTD041824 FC071524 Corporate Bonds N/A 5.950% 7/15/2034	Bonds / Notes	—	$1.6M	$1.6M	1.9%
AIR LEASE CORP NTS B/E 05.300% 020128 DTD011323 Corporate Bonds N/A 5.300% 2/1/2028	Bonds / Notes	—	$1.5M	$1.6M	1.9%
PNC FINANCIAL SERVICES 05.068% 012434 DTD012423 Corporate Bonds N/A 5.068% 1/24/2034	Bonds / Notes	—	$1.5M	$1.5M	1.8%
VICI PROPERTIES LP NTS 05.125% 051532 DTD042922 Corporate Bonds N/A 5.125% 5/15/1932	Bonds / Notes	—	$1.5M	$1.5M	1.8%
DISCOVERY COMM INC NTS 03.950% 032028 DTD092117 Corporate Bonds N/A 3.950% 3/20/2028	Bonds / Notes	—	$1.4M	$1.4M	1.7%
GENL MOTORS FINL CO INC 04.350% 011727 DTD011717 Corporate Bonds N/A 4.350% 1/17/2027	Bonds / Notes	—	$1.4M	$1.4M	1.6%
COMCAST CORP B/E 02.350% 011527 DTD071916 FC011517 Corporate Bonds N/A 2.350% 1/15/2027	Bonds / Notes	—	$1.2M	$1.3M	1.5%
HOWMET AEROSPACE INC NTS 03.000% 011529 DTD090121 Corporate Bonds N/A 3.000% 1/15/2029	Bonds / Notes	—	$1.2M	$1.2M	1.5%
GALLAGHER AJ &CO NTS B/E 04.850% 121529 DTD121924 Corporate Bonds N/A 4.850% 12/15/2029	Bonds / Notes	—	$1.2M	$1.2M	1.4%
PACIFIC GAS & ELEC NTS 02.100% 080127 DTD061920 Corporate Bonds N/A 2.100% 8/1/2027	Bonds / Notes	—	$1.1M	$1.2M	1.4%
TOYOTA MOTOR CRDT CORP 04.550% 080929 DTD080924 Corporate Bonds N/A 4.550% 8/9/2029	Bonds / Notes	—	$1.1M	$1.1M	1.3%
T-MOBILE USA INC B/E 03.500% 041531 DTD032321 Corporate Bonds N/A 3.500% 4/15/2031	Bonds / Notes	—	$1.1M	$1.1M	1.3%
US Treasury Note US Government Issues N/A 3.125% 11/15/2028	U.S. Treasuries	—	$1.2M	$1.1M	1.3%
PFIZER INVT ENTER NTS 04.650% 051930 DTD051923 Corporate Bonds N/A 4.650% 5/19/2030	Bonds / Notes	—	$1.6M	$1.1M	1.3%
KRAFT HEINZ FOODS CO NTS 03.875% 051527 DTD111520 Corporate Bonds N/A 3.875% 5/15/2027	Bonds / Notes	—	$1.0M	$1.1M	1.3%
BRISTOL-MYERS SQUIBB CO 03.400% 072629 DTD012620 Corporate Bonds N/A 3.400% 7/26/2029	Bonds / Notes	—	$983K	$1.0M	1.2%
US Treasury Note US Government Issues N/A 2.875% 5/15/2032	U.S. Treasuries	—	$1.0M	$1.0M	1.2%
COMCAST CORP B/E 04.800% 051533 DTD050923 FC111523 Corporate Bonds N/A 4.800% 5/15/2033	Bonds / Notes	—	$983K	$990K	1.2%
EQUINOR ASA NTS B/E 01.750% 012226 DTD052220 Corporate Bonds N/A 1.750% 1/22/2026	Bonds / Notes	—	$993K	$945K	1.1%
CITIGROUP INC B/E 02.976% 110530 DTD110519 Corporate Bonds N/A 2.976% 11/5/2030	Bonds / Notes	—	$895K	$938K	1.1%
VANGUARD SMALL-CAP ETF Exchange-traded Funds N/A	Other securities	—	$814K	$883K	1.1%
SAN DIEGO G & E B/E 01.700% 100130 DTD092820 Corporate Bonds N/A 1.700% 10/1/2030	Bonds / Notes	—	$966K	$843K	1.0%
VANGUARD SMALL-CAP VALUE ETF Exchange-traded Funds N/A	Other securities	—	$706K	$840K	1.0%
VANGUARD MID-CAP VALUE ETF Exchange-traded Funds N/A	Other securities	—	$701K	$822K	1.0%
BP CAPITAL MARKETS PLC 03.723% 112828 DTD112816 Corporate Bonds N/A 3.723% 11/28/2028	Bonds / Notes	—	$832K	$818K	1.0%
JPMORGAN CHASE & CO NTS 03.625% 120127 DTD111616 Corporate Bonds N/A 3.625% 12/1/2027	Bonds / Notes	—	$862K	$756K	0.9%
U.S. Government Securities US Treasury Note US Government Issues N/A 0.750% 3/31/2026	U.S. Treasuries	—	$735K	$756K	0.9%
NETFLIX INC NTS B/E 05.875% 021525 DTD101515 FC041516 Corporate Bonds N/A 5.875% 2/15/2025	Bonds / Notes	—	$836K	$752K	0.9%
BROADCOM INC NTS B/E 04.150% 111530 DTD050820 FC111520 Corporate Bonds N/A 4.150% 11/15/2030	Bonds / Notes	—	$828K	$729K	0.9%
SERVICE CORP INTL B/E 04.625% 121527 DTD121217 Corporate Bonds N/A 4.625% 12/15/2027	Bonds / Notes	—	$727K	$723K	0.9%
NATIONAL RURAL UTILITIES 04.800% 020527 DTD020524 Corporate Bonds N/A 4.800% 2/5/2027	Bonds / Notes	—	$699K	$716K	0.9%
LENNAR CORP NTS B/E 04.750% 112927 DTD052918 FC112918 Corporate Bonds N/A 4.750% 11/29/2027	Bonds / Notes	—	$824K	$711K	0.8%
WESTERN DIGITAL CORP NTS 04.750% 021526 DTD021318 Corporate Bonds N/A 4.750% 2/15/2026	Bonds / Notes	—	$734K	$678K	0.8%
AMGEN INC B/E 02.300% 022531 DTD050620 CALL@MW+30BP Corporate Bonds N/A 2.300% 2/25/2031	Bonds / Notes	—	$753K	$645K	0.8%
MITSUBISHI UFJ FINL 03.677% 022227 DTD022217 FC082217 Corporate Bonds N/A 3.677% 2/22/2027	Bonds / Notes	—	$637K	$639K	0.8%
VANGUARD SMALL CAP GROWTH ETF Exchange-traded Funds N/A	Other securities	—	$601K	$594K	0.7%
SOUTHWESTERN ENERGY CO 05.375% 020129 DTD080121 Corporate Bonds N/A 5.375% 2/1/2029	Bonds / Notes	—	$527K	$542K	0.6%
ISHARES CORE MSCI EMERGING MARKETS ETF Exchange-traded Funds N/A	Other securities	—	$493K	$522K	0.6%
PFIZER INVT ENTER NTS 04.750% 051933 DTD051923 Corporate Bonds N/A 4.750% 5/19/2033	Bonds / Notes	—	$519K	$512K	0.6%