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Original filing (PDF)20251015110322NAL0005874224007
FORTANIX INC
Form 5500
FILING_RECEIVED
FORTANIX 401(K) PLAN
401(k) retirement plan
Signals · 1
37% in single holding
Active participants
87
Accounts w/ balance
134
Plan assets (EOY)
$5.7M
Net assets (EOY)
$5.7M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
82
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "VANGUARD GROUP TOTAL STOCK INDEX ADMIRAL CLASS Registered investment companies" is 37% of plan.
Helping the score
- Below-peer total fees (10 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FORTANIX INC.
Plan sponsor
Name
FORTANIX INC
EIN
81-3039601
Address
3910 FREEDOM CIRCLE · SUITE 104 · SANTA CLARA, CA · 95054
Phone
(650) 943-2484
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Name
GUIDELINE RK, LLC
EIN
30-1418950
City
BURLINGAME, CA
Phone
(888) 228-3491
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SINGERLEWAK LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GUIDELINE, INC. | 47-4474775 | — | RECORDKEEPER | $6K | — |
Investments
31 direct securities· $5.7M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD GROUP TOTAL STOCK INDEX ADMIRAL CLASS Registered investment companies | — | — | — | $2.1M | 36.7% | |
| VANGUARD FUNDS DEVELOPED MARKETS INDEX ADM Registered investment companies | — | — | — | $745K | 13.0% | |
| VANGUARD GROUP BOND INDEX ADMIRAL CLASS Registered investment companies | — | — | — | $720K | 12.6% | |
| VANGUARD GROUP INDEX 500 ADMIRAL Registered investment companies | — | — | — | $362K | 6.3% | |
| VANGUARD EMERGING MARKETS STK ADM CL Registered investment companies | — | — | — | $358K | 6.3% | |
| VANGUARD INFORMATION TECHOLOGY INDEX ADM Registered investment companies | — | — | — | $262K | 4.6% | |
| VANGUARD GROUP GROWTH INDEX ADM Registered investment companies | — | — | — | $222K | 3.9% | |
| INDEX ADM VANGUARD FUNDS TOTAL INTERNATIONAL BOND INDEX Registered investment companies | — | — | — | $209K | 3.7% | |
| VANGUARD SPECIALIZED DIV REIT INDEX FUND ADM SHS Registered investment companies | — | — | — | $195K | 3.4% | |
| VANGUARD GROUP MID CAP INDEX ADMIRAL Registered investment companies | — | — | — | $97K | 1.7% | |
| VANGUARD GROUP SMALL CAP VALUE INDEX ADMIRAL Registered investment companies | — | — | — | $86K | 1.5% | |
| VANGUARD GROUP RESERVE FED MM FD Registered investment companies | — | — | — | $63K | 1.1% | |
| VANGUARD GROUP ST BD INDEX ADMIRAL Registered investment companies | — | — | — | $34K | 0.6% | |
| Cash Non-interest bearing cash | — | — | — | $34K | 0.6% | |
| VANGUARD SHORT-TERM INFLATION PROTECTED SECURITIES Registered investment companies | — | — | — | $26K | 0.5% | |
| VANGUARD GROUP TOTAL INSTL STOCK INDEX ADM Registered investment companies | — | — | — | $26K | 0.4% | |
| VANGUARD SPECIALIZED DIV DIVIDEND APPREC INDEX ADM Registered investment companies | — | — | — | $24K | 0.4% | |
| VANGUARD MATERIALS INDEX ADMIRAL Registered investment companies | — | — | — | $19K | 0.3% | |
| VANGUARD INDUSTRIALS INDEX ADMIRAL Registered investment companies | — | — | — | $18K | 0.3% | |
| VANGUARD GROUP LG CAP INDEX FUND ADML Registered investment companies | — | — | — | $12K | 0.2% | |
| VANGUARD GROUP SM CAP INDEX ADMIRAL Registered investment companies | — | — | — | $12K | 0.2% | |
| VANGUARD ENERGY INDEX ADMIRAL Registered investment companies | — | — | — | $12K | 0.2% | |
| VANGUARD GROUP VALUE INDEX ADM Registered investment companies | — | — | — | $11K | 0.2% | |
| VANGUARD GROUP LONG TERM BOND INDEX ADMIRAL Registered investment companies | — | — | — | $10K | 0.2% | |
| VANGUARD UTILITIES INDEX ADMIRAL Registered investment companies | — | — | — | $6K | 0.1% | |
| VANGUARD GROUP EXTENDED MARKET INDEX Registered investment companies | — | — | — | $6K | 0.1% | |
| VANGUARD GROUP HIGH DIVID YIELD INDEX ADMIRAL Registered investment companies | — | — | — | $4K | <0.1% | |
| VANGUARD GROUP FTSE SOCIAL INDEX ADMIRAL Registered investment companies | — | — | — | $4K | <0.1% | |
| VANGUARD INTL EQUITY INDEX Registered investment companies | — | — | — | $3K | <0.1% | |
| VANGUARD EUROPEAN STOCK INDEX ADMIRAL Registered investment companies | — | — | — | $2K | <0.1% | |
| VANGUARD HEALTH CARE INDEX ADMIRAL Registered investment companies | — | — | — | $2K | <0.1% |
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