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Original filing (PDF)20251014101906NAL0002604305001
BIERMAN ABA, INC
Form 5500
FILING_RECEIVED
BIERMAN ABA 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Signals · 2
36% in single holdingNo recordkeeper disclosed
Active participants
766
Accounts w/ balance
267
Plan assets (EOY)
$4.7M
Net assets (EOY)
$4.7M
How this plan invests
This plan
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
83
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
82
Total plan cost
75
Vendor stack
80
Participation health
65
Knocking points off
- Top holding "Fidelity Total Stock Market Index Fund Mutual Funds (1)" is 36% of plan.
- No recordkeeper disclosed on Schedule C.
- Only 35% as many balances as active participants — suggests many active employees aren't deferring.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BIERMAN ABA, INC.
Plan sponsor
Name
BIERMAN ABA, INC
EIN
77-0670418
Address
3077 EAST 98TH STREET · SUITE 180 · CARMEL, IN · 46280
Phone
(317) 815-5501
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
16 direct securities· $4.7M(100% of reported assets)
Uncategorized
$4.6M
15 holdings
Mutual Funds
$74K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Total Stock Market Index Fund Mutual Funds (1) | — | — | — | $1.7M | 36.3% | |
| Vanguard LifeStrategy Moderate Growth Fund Mutual Funds (1) | — | — | — | $885K | 18.9% | |
| AQR Small Cap Multi-Style R6 Mutual Funds (1) | — | — | — | $505K | 10.8% | |
| Self-Directed Brokerage Accounts Common Stock Self Directed Brokerage Accounts (1) | — | — | — | $310K | 6.6% | |
| Fidelity International Index Fund Mutual Funds (1) | — | — | — | $271K | 5.8% | |
| Vanguard Emerging Markets Stock Index Fund Mutual Funds (1) | — | — | — | $198K | 4.2% | |
| Vanguard LifeStrategy Growth Fund Mutual Funds (1) | — | — | — | $184K | 3.9% | |
| Vanguard Total Bond Market Index Fund Mutual Funds (1) | — | — | — | $129K | 2.8% | |
| DFA Inflation Protected Securities Mutual Funds (1) | — | — | — | $97K | 2.1% | |
| AQR Risk-Balanced Commodities Strat R6 Mutual Funds (1) | Mutual Funds | — | — | $74K | 1.6% | |
| DFA Global Real Estate Securities Port Mutual Funds (1) | — | — | — | $73K | 1.6% | |
| Fidelity Government Money Market Fund K6 Mutual Funds (1) | — | — | — | $68K | 1.5% | |
| PIMCO International Bond Fund Mutual Funds (1) | — | — | — | $62K | 1.3% | |
| Cash and Cash Equivalents Self Directed Brokerage Accounts (1) | — | — | — | $57K | 1.2% | |
| Vanguard LifeStrategy Conservative Growth Fund Mutual Funds (1) | — | — | — | $49K | 1.0% | |
| External Funds Self Directed Brokerage Accounts (1) | — | — | — | $22K | 0.5% |
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