How big is Alexza Pharmaceuticals, Inc.'s plan?

Alexza Pharmaceuticals, Inc.'s plan reported $17.0M in assets and 68 participants for 2024.

Original filing (PDF)20251009115332NAL0003880819001

Alexza Pharmaceuticals, Inc.

Name: Alexza Pharmaceuticals, Inc. — Alexza Pharmaceutical, Form 5500 (2024)
Creator: Alexza Pharmaceuticals, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Alexza Pharmaceuticals, Inc. 401(k) Plan

401(k) retirement plan · Alexza Pharmaceuticals, Inc.'s Alexza Pharmaceuticals, Inc. 401(k) Plan held $17.0M in plan assets for 68 participants in 2024, with Fidelity as recordkeeper.

Active participants

Accounts w/ balance

113

Plan assets (EOY)

$17.0M

Net assets (EOY)

$17.0M

People on this filing

Matthew PEPE signed Alexza Pharmaceuticals, Inc.'s 2024 Form 5500 as plan administrator.

Matthew PEPE — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Alexza Pharmaceuticals, Inc.'s EIN is 77-0567768.

EIN 77-0567768

Plan number 001

Plan year 2024

ACK ID 20251009115332NAL0003880819001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Alexza Pharmaceuticals, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Alexza Pharmaceuticals, Inc.'s plan includes ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA), profit-sharing.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ALEXZA PHARMACEUTICALS, INC..

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How this plan invests

This plan

30 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Bottom-decile employer contributions per participant (3rd percentile).

Helping the score

Below-peer total plan cost (90th percentile).
High average account balance (89th percentile).
High account-holder ratio — balance-holders per active participant in the top 15% of peers (89th percentile).

Plan sponsor

Name

ALEXZA PHARMACEUTICALS, INC.

EIN

all filings

Address

6550 DUMBARTON CIRCLE, SUITE A · FREMONT, CA · 94555

Phone

(650) 944-7000

Industry

Manufacturing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-09

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

2E · Profit-sharing

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$150	—

Investments

30 direct securities· $17.0M(100% of reported assets)

Mutual Funds

$10.1M

19 holdings

Common Collective Trusts

$3.6M

4 holdings

Other securities

$2.9M

6 holdings

Common Stocks

$367K

1 holding

					% of plan
Fidelity Investments Contrafund – Class K -	Mutual Funds	—	—	$2.5M	14.6%
Fidelity Investments 500 Index Fund -	Common Collective Trusts	—	—	$2.5M	14.5%
Oakmark Equity and Income Fund – Investor -	Other securities	—	—	$1.1M	6.6%
Fidelity Investments Freedom 2045 Fund – Class K -	Mutual Funds	—	—	$1.1M	6.5%
Fidelity Investments Freedom 2050 Fund – Class K -	Mutual Funds	—	—	$855K	5.0%
Victory Sycamore Established Value Fund – Class A -	Other securities	—	—	$837K	4.9%
Fidelity Investments Freedom 2025 Fund – Class K -	Mutual Funds	—	—	$835K	4.9%
Fidelity Investments Freedom 2030 Fund – Class K -	Mutual Funds	—	—	$751K	4.4%
Fidelity Investments Freedom 2035 Fund – Class K -	Mutual Funds	—	—	$707K	4.2%
Fidelity Investments International Discovery Fund – Class K -	Mutual Funds	—	—	$652K	3.8%
Interest bearing cash * Fidelity Government Money Market Fund -	Mutual Funds	—	—	$648K	3.8%
Fidelity Investments Freedom 2055 Fund – Class K -	Mutual Funds	—	—	$540K	3.2%
Fidelity Investments U.S. Bond Index Fund -	Common Collective Trusts	—	—	$535K	3.1%
Fidelity Investments Freedom 2040 Fund – Class K -	Mutual Funds	—	—	$460K	2.7%
Fidelity Investments Extended Market Index Fund -	Common Collective Trusts	—	—	$410K	2.4%
Brown Capital Management Small Company Fund -	Common Stocks	—	—	$367K	2.2%
Janus Henderson Enterprise Fund- Class T shares -	Mutual Funds	—	—	$364K	2.1%
T. Rowe Price Blue Chip Growth Fund – Advisor Class -	Other securities	—	—	$326K	1.9%
American Beacon Large Cap Value Fund – Investor Class -	Other securities	—	—	$298K	1.8%
Oakmark Fund – Investor Class -	Other securities	—	—	$249K	1.5%
Fidelity Investments International Index Fund -	Common Collective Trusts	—	—	$235K	1.4%
Columbia Dividend Income Fund -	Mutual Funds	—	—	$227K	1.3%
Fidelity Investments Government Income Fund -	Mutual Funds	—	—	$145K	0.9%
Class Invesco Developing Markets Fund – Class A -	Mutual Funds	—	—	$136K	0.8%
Fidelity Investments Freedom 2020 Fund – Class K -	Mutual Funds	—	—	$102K	0.6%
Fidelity Investments Freedom 2065 Fund – Class K -	Mutual Funds	—	—	$32K	0.2%
Fidelity Investments Real Estate Investment -	Mutual Funds	—	—	$28K	0.2%
ClearBridge Small Cap Growth Fund – Class I -	Other securities	—	—	$27K	0.2%
Fidelity Investments Freedom 2060 Fund – Class K -	Mutual Funds	—	—	$27K	0.2%
PIMCO Real Return Fund – Class A -	Mutual Funds	—	—	$6K	<0.1%