Back to filter
Original filing (PDF)20251010155800NAL0004768355001
COTTAGE HEALTH
Form 5500
FILING_RECEIVED
COTTAGE HEALTH PENSION PLAN
Pooled investment trust — a fund that other plans invest in — not a participant plan
Signals · 2
No recordkeeper disclosed24 service providers
Active participants
3,796
Accounts w/ balance
—
Plan assets (EOY)
$890.4M
Net assets (EOY)
$886.1M
How this plan invests
1 plans
invest in this fund
This trust
pooled vehicle
81 securities
Schedule of Assets
This is a pooled fund: many plans invest in it, and it holds the underlying securities.
Master trust / DFE filing
Pooled investment vehicle
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Pooled assets (EOY)
$890.4M
Net assets (EOY)
$886.1M
Participating plans
1
latest filings citing this trust
Cited interest
$693.5M
across citing plans' latest filings
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COTTAGE HEALTH.
Plan sponsor
Name
COTTAGE HEALTH
EIN
77-0431902
Address
P.O BOX 689 · SANTA BARBARA, CA · 931020689
Phone
(805) 682-7111
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
1A · Pay-related DB formula
1C · Cash balance or similar hybrid DB
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
24 rowsOther
24Investments
74 direct securities · 14 pooled funds· $1.1B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$693.5M
13 holdings
Uncategorized
$417.5M
74 holdings
103-12 Investment Entity
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GLOBAL SELECT EQUITY JPMORGAN CHASE BANK, N.A. · EIN 77-0431902 / PN 001 | Common Collective Trust | — | — | $132.8M | 14.9% | |
| CF JPMCB GLOBAL SEL EQY FND- INV CL | — | 3,676,216.302 | $106.6M | $132.8M | 14.9% | |
| U.S. ACTIVE CORE EQUITY JPMORGAN CHASE BANK, N.A. · EIN 77-0431902 / PN 001 | Common Collective Trust | 1,310,741.69 | $108.1M | $125.8M | 14.1% | |
| LONG SECURIT FD-INVT SH CL JPMORGAN CHASE BANK, N.A. · EIN 77-0431902 / PN 001 | Common Collective Trust | 11,854,488.163 | $87.7M | $88.7M | 10.0% | |
| LONG DURATION INVESTMENT GRADE JPMORGAN CHASE BANK, N.A. · EIN 77-0431902 / PN 001 | Common Collective Trust | 3,956,132.772 | $83.0M | $83.6M | 9.4% | |
| FUT MAR 25 CBT UL T-BONDS | — | 492 | $60.2M | $58.5M | 6.6% | |
| LONG CREDIT- INVEST CLASS JPMORGAN CHASE BANK, N.A. · EIN 77-0431902 / PN 001 | Common Collective Trust | 1,395,972.608 | $53.4M | $54.0M | 6.1% | |
| INTERNATIONAL EQUITY FUND - INVEST JPMORGAN CHASE BANK, N.A. · EIN 77-0431902 / PN 001 | Common Collective Trust | — | — | $51.3M | 5.8% | |
| CF JPMCB INTER EQ FND -INVEST CLASS | — | 1,214,717.041 | $50.9M | $51.3M | 5.8% | |
| GROWTH ADVANTAGE JPMORGAN CHASE BANK, N.A. · EIN 77-0431902 / PN 001 | Common Collective Trust | 819,097.266 | $32.4M | $49.3M | 5.5% | |
| NT COLLECTIVE GOVT SHORT TERM INVT FD | — | 46,718,307.6 | $46.7M | $46.7M | 5.2% | |
| VALUE ADVANTAGE JPMORGAN CHASE BANK, N.A. · EIN 77-0431902 / PN 001 | Common Collective Trust | 416,032.903 | $35.3M | $45.9M | 5.2% | |
| CF JPMCB EME MKT RES ENHA EQ FD- INV | — | 2,068,736.36 | $39.9M | $40.9M | 4.6% | |
| EMERGING MARKETS RESEARCH ENHANCED JPMORGAN CHASE BANK, N.A. · EIN 77-0431902 / PN 001 | Common Collective Trust | — | — | $40.9M | 4.6% | |
| MID CAP EQUITY INDEX - INV JPMORGAN CHASE BANK, N.A. · EIN 77-0431902 / PN 001 | Common Collective Trust | 315,756.186 | $21.6M | $21.1M | 2.4% | |
| COTTAGE HEALTH SYSTEM PARTICIPANTLOANS | — | 10,581,592.06 | $10.6M | $10.6M | 1.2% | |
| ANCHORAGE CREDIT OPPORTUNITIES OFFSHOREFUND VIII (B) LP | — | 5,185,620.78 | $5.2M | $6.8M | 0.8% | |
| THOMA BRAVO FUND XV-A, L.P. | — | 4,610,649 | $4.6M | $6.1M | 0.7% | |
| USD - United States dollar | — | 1 | $6.1M | $6.1M | 0.7% | |
| CERBERUS REAL ESTATE DEBT FUND II LP | — | 5,338,962.35 | $5.3M | $5.8M | 0.7% | |
| DALFEN LAST MILE INDUSTRIAL FUND IV LP | — | 3,727,530.83 | $3.7M | $5.3M | 0.6% | |
| KING STREET GLOBAL DRAWDOWN FUND(OFFSHORE) II, L.P. | — | 4,755,136 | $4.8M | $5.3M | 0.6% | |
| FRONTENAC XII PRIVATE CAPITAL (PARALLEL)LP | — | 4,006,132 | $4.0M | $4.9M | 0.6% | |
| KLCP OFFSHORE FUND LP | — | 3,102,451 | $3.1M | $4.8M | 0.5% | |
| LYRICAL-ANTHEUS REALTY PARTNERS IV LP | — | 2,684,650.33 | $2.7M | $4.8M | 0.5% | |
| CASTLELAKE OPPORTUNISTIC ASSET SOLUTIONSVI, L.P | — | 3,933,278 | $3.9M | $4.7M | 0.5% | |
| MILL POINT CAPITAL PARTNERS II-A, LP | — | 3,362,676 | $3.4M | $4.5M | 0.5% | |
| SPARK CAPITAL GROWTH FUND IV, L.P. | — | 4,125,000 | $4.1M | $4.5M | 0.5% | |
| Thoma Bravo Fund XIV-A, L.P. | — | 3,561,809 | $3.6M | $4.4M | 0.5% | |
| ADVENT INTERNATIONAL GPE X-C LIMITEDPARTNERSHIP | — | 3,372,798 | $3.4M | $4.4M | 0.5% | |
| STG VI-A, L.P. | — | 3,144,082 | $3.1M | $4.1M | 0.5% | |
| BOND II LP | — | 4,627,352.5 | $4.6M | $4.1M | 0.5% | |
| BAIN CAPITAL FUND XIII, LP | — | 3,200,883 | $3.2M | $3.8M | 0.4% | |
| InSolve Global Credit Feeder Fund VI,L.P. | — | 3,418,169.41 | $3.4M | $3.4M | 0.4% | |
| UNITED STATES OF AMER TREAS NOTES 4.25%01-31-2026 | — | 2,764,000 | $2.8M | $2.8M | 0.3% | |
| LAKESTAR GROWTH I LP | — | 1,704,330.87 | $1.9M | $2.7M | 0.3% | |
| EMK CAPITAL PARTNERS II - B, LP (EUR) | — | 1,967,362.61 | $2.2M | $2.7M | 0.3% | |
| GLENDOWER CAPITAL SOF IV (FEEDER) LP | — | 1,052,434.65 | $1.1M | $2.7M | 0.3% | |
| UNICORN PARTNERS FUND IV, LP | — | 2,285,098.21 | $2.3M | $2.6M | 0.3% | |
| MERITECH CAPITAL PARTNERS VII L.P. | — | 2,281,250 | $2.3M | $2.5M | 0.3% | |
| UNICORN PARTNERS FUND III, LP | — | 1,875,980.08 | $1.9M | $2.4M | 0.3% | |
| SW EUROPEAN II FEEDER LP | — | 1,932,950 | $2.5M | $2.3M | 0.3% | |
| AEA INVESTORS SBF IV LP | — | 1,644,698 | $1.6M | $2.2M | 0.3% | |
| OCEAN AVENUE FUND IV, LP | — | 463,707.08 | $464K | $2.2M | 0.2% | |
| SPARK CAPITAL GROWTH FUND III LP | — | 1,243,239.19 | $1.2M | $1.9M | 0.2% | |
| 5Y CAPITAL EVOLUTION FUND II, LP | — | 1,545,762.31 | $1.5M | $1.8M | 0.2% | |
| SPARK CAPITAL VII, LP | — | 1,862,500 | $1.9M | $1.7M | 0.2% | |
| XIANG HE FUND II, LP | — | 1,384,689 | $1.4M | $1.6M | 0.2% | |
| CF ORCHARD LANDMARK LIMITED CLASS A UNRESTRICTED 11/2022 | — | 1,786.181 | $1.8M | $1.6M | 0.2% | |
| SANDTON CAPITAL SOLUTIONS OFFSHORE FUNDVI, LP | — | 1,653,656.79 | $1.7M | $1.6M | 0.2% | |
| NUT TREE DRAWDOWN OFFSHORE FUND, LP | — | 1 | $1 | $1.5M | 0.2% | |
| PONTIFAX GLOBAL FOOD AND AGRICULTURETECH FUND II A LP | — | 1,306,372 | $1.3M | $1.4M | 0.2% | |
| 5Y CAPITAL GROWTH FUND I, LP | — | 1,370,356.57 | $1.4M | $1.4M | 0.2% | |
| GTCR ( C ) INVESTORS LP | — | 743,801.11 | $744K | $1.2M | 0.1% | |
| GC XI ALPHA CO-INVEST, L.P. | — | 763,056.69 | $763K | $920K | 0.1% | |
| ORCHID ASIA V, LP | — | 2,022,370 | $2.0M | $876K | <0.1% | |
| SPARK CAPITAL VI LP | — | 599,650 | $600K | $848K | <0.1% | |
| CASH HELD AT 400 CAPITAL | — | 844,795.19 | $845K | $845K | <0.1% | |
| RS FEEDER (USD) V, LP | — | 828,943.72 | $829K | $829K | <0.1% | |
| UFENAU CONTINUATION 4 | — | 612,679 | $656K | $795K | <0.1% | |
| SIGULER GUFF SBOF IV (PROJECT NANO) | — | 612,394.88 | $612K | $728K | <0.1% | |
| PROJECT PINEAPPLE CO-INVEST FUND, L.P. -EUR | — | 585,531 | $634K | $657K | <0.1% | |
| CONTAINMENT INVESTMENT HOLDINGS, LLCCO-INVEST (VI) | — | 506,059.87 | $506K | $653K | <0.1% | |
| CF EQUITY FUND APL (USD) | — | 593,265 | $593K | $593K | <0.1% | |
| Project Phoenix Co-Invest Fund, LP | — | 367,645 | $368K | $567K | <0.1% | |
| WEP TERRA FUND, L.P | — | 489,887.49 | $490K | $490K | <0.1% | |
| SIGULER GUFF SBOF IV (PROJECT MICRO) | — | 479,679.23 | $480K | $480K | <0.1% | |
| EMK CAPITAL PARTNERS III (FEEDER) LP | — | 686,119.1 | $751K | $431K | <0.1% | |
| COTTAGE HEALTH SYSTEM POOLEDPARTICIPANT LOANS | — | 390,934.92 | $391K | $391K | <0.1% | |
| ANCHORAGE CREDIT OPPORTUNITIES ONSHOREFUND IX, TE, L.P. | — | 340,000 | $340K | $389K | <0.1% | |
| CONTAINMENT INVESTMENT HOLDINGS, LLCCO-INVEST (VI-B) | — | 150,668.17 | $151K | $151K | <0.1% | |
| THOMA BRAVO EUROPE FUND, L.P. - EUR | — | 176,119 | $185K | $145K | <0.1% | |
| STELLUS CREDIT VCOC FUND IV LLC | — | 103,475.15 | $103K | $82K | <0.1% | |
| VENROCK HEALTHCARE CAPITAL PARTNERS XP,L.P. | — | 62,930 | $63K | $63K | <0.1% | |
| ESCALATE CAPITAL V LP | — | 61,619 | $62K | $62K | <0.1% | |
| WARREN EQUITY PARTNERS ELIDO FUND II-A,L.P. | — | 61,564.95 | $62K | $47K | <0.1% | |
| USD - United States dollar | — | 1 | $17K | $17K | <0.1% | |
| TENNENBAUM OPPORTUNITIES FUND VI | — | 517,336.93 | $517K | $16K | <0.1% | |
| ACCEL XVI L.P. | — | 11,165 | $11K | $11K | <0.1% | |
| ACCESS CAR WASH CO-INVESTMENT LP | — | 18.93 | $19 | $1 | <0.1% | |
| USD - United States dollar | — | 1 | $1 | $1 | <0.1% | |
| CORPORATE CREDIT COMPLETION FUND JPMORGAN CHASE BANK, N.A. · EIN 77-0431902 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| INCOME FUND JPMORGAN CHASE BANK, N.A. · EIN 77-0431902 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| GLOBAL ALPHA INTERNATIONAL CAP FUND GLOBAL ALPHA CAPITAL MANAGEMENT LTD. · EIN 30-0958532 / PN 001 | 103-12 Investment Entity | — | — | $0 | <0.1% | |
| U.S. SMALL CAP EQUITY BLEND JPMORGAN CHASE BANK, N.A. · EIN 77-0431902 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| USD - United States dollar | — | 1 | -$19K | -$19K | <0.1% | |
| USD - United States dollar | — | 1 | -$4.3M | -$4.3M | <0.1% | |
| FUT MAR 25 CBT UL T-BONDS | — | -492 | -$60.2M | -$58.5M | <0.1% |