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Original filing (PDF)20251015163646NAL0006789760001
FUTUREWEI TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
HUAWEI USA 401(K) PLAN
401(k) retirement plan
Active participants
149
Accounts w/ balance
867
Plan assets (EOY)
$227.5M
Net assets (EOY)
$227.5M
How this plan invests
This plan
17 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (6 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FUTUREWEI TECHNOLOGIES, INC..
Plan sponsor
Name
FUTUREWEI TECHNOLOGIES, INC.
EIN
75-2923245
Address
2560 N 1ST STREET · SUITE 200 · SAN JOSE, CA · 95131
Phone
(408) 330-5000
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HM&M GROUP, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $61K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | INVESTMENT ADVISOR | $41K | — |
Broker
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | SECURITIES BROKER | $1K | — |
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HM&M GROUP, LLC | 75-2409112 | — | AUDITOR | $26K | — |
Investments
12 direct securities · 17 pooled funds· $241.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$115.8M
12 holdings
Common Collective Trust
$115.6M
16 holdings
Pooled Separate Account
$10.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Large Cap Growth R6 Registered investment company | — | — | — | $41.5M | 18.2% | |
| NORTHERN TRUST S&P 500 IDX NL T3 NORTHERN TRUST · EIN 45-6138589 / PN 002 | Common Collective Trust | — | — | $36.3M | 16.0% | |
| Personal Choice Retirement Account Self directed brokerage account | — | — | — | $23.8M | 10.5% | |
| JPMORGAN SMARETD PSSV BLND 2030 CF JPMORGAN · EIN 26-1165198 / PN 001 | Common Collective Trust | — | — | $18.3M | 8.1% | |
| Vanguard Mid Cap Growth Index Adm Registered investment company | — | — | — | $13.8M | 6.1% | |
| JPMORGAN SMARETD PSSV BLND 2040 CF JPMORGAN · EIN 26-1165392 / PN 001 | Common Collective Trust | — | — | $12.4M | 5.4% | |
| JPMORGAN SMARETD PSSV BLND 2035 CF JPMORGAN · EIN 26-1165348 / PN 001 | Common Collective Trust | — | — | $11.1M | 4.9% | |
| NYL Anchor (35) Pooled separate account | — | — | — | $10.3M | 4.5% | |
| NEW YORK LIFE ANCHOR (35) NYL · EIN 13-5582869 / PN 125 | Pooled Separate Account | — | — | $10.3M | 4.5% | |
| American Funds EuroPacific Gr R6 Registered investment company | — | — | — | $10.2M | 4.5% | |
| JPMORGAN SMARETD PSSV BLND 2025 CF JPMORGAN · EIN 26-1165154 / PN 001 | Common Collective Trust | — | — | $5.9M | 2.6% | |
| JHancock3 Disciplined Value R6 Registered investment company | — | — | — | $4.8M | 2.1% | |
| NOHERN TR EXTENDED EQ MKT IDX NL TI NORTHERN TRUST · EIN 45-6138589 / PN 575 | Common Collective Trust | — | — | $4.8M | 2.1% | |
| PGIM TOTAL RETURN BD CLASS LP PRUDENTIAL · EIN 38-4097323 / PN 471 | Common Collective Trust | — | — | $4.4M | 2.0% | |
| JPMORGAN SMARETD PSSV BLND 2045 CF JPMORGAN · EIN 26-1165449 / PN 001 | Common Collective Trust | — | — | $4.3M | 1.9% | |
| NT Aggregate Bond Index NL Tier 3 Common collective trust | — | — | — | $3.9M | 1.7% | |
| NOHERN TR AGGR BD IDX NL TIER 3 NORTHERN TRUST · EIN 45-6138589 / PN 243 | Common Collective Trust | — | — | $3.9M | 1.7% | |
| Principal Real Estate Sec Inst Registered investment company | — | — | — | $3.7M | 1.6% | |
| JPMORGAN SMARETD PSSV BLND 2050 CF JPMORGAN · EIN 26-1165477 / PN 001 | Common Collective Trust | — | — | $2.6M | 1.1% | |
| MFS MID CAP VAL CLASS CT MFS · EIN 38-4139822 / PN 616 | Common Collective Trust | — | — | $2.5M | 1.1% | |
| JPMORGAN SMARETD PSSV BLND 2020 CF JPMORGAN · EIN 26-1165037 / PN 001 | Common Collective Trust | — | — | $2.4M | 1.0% | |
| NOHERN TR ACWI EX-US IDX NL TIER 3 NORTHERN TRUST · EIN 45-6138589 / PN 568 | Common Collective Trust | — | — | $2.3M | 1.0% | |
| JPMORGAN SMARTRETD PSSV BLND INC CF JPMORGAN · EIN 26-1164871 / PN 001 | Common Collective Trust | — | — | $2.3M | 1.0% | |
| JPMORGAN SMARETD PSSV BLND 2055 CF JPMORGAN · EIN 45-5590883 / PN 001 | Common Collective Trust | — | — | $1.9M | 0.9% | |
| Principal SmallCap Val II R6 Registered investment company | — | — | — | $1.8M | 0.8% | |
| Principal SmallCap Growth I R6 Registered investment company | — | — | — | $1.7M | 0.8% | |
| JPMORGAN SMARETD PSSV BLND 2060 CF JPMORGAN · EIN 81-3239155 / PN 001 | Common Collective Trust | — | — | $233K | 0.1% | |
| Cash Reserve Account Interest bearing cash | — | — | — | $126K | <0.1% | |
| Notes receivable from participants with interest rates of 4.25 percent to 9.50 percent | — | — | — | $64K | <0.1% |