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Original filing (PDF)20251006122529NAL0003403089001
ACCESS SCIENCES CORPORATION
Form 5500
FILING_RECEIVED
ACCESS SCIENCES CORPORATION 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
124
Accounts w/ balance
162
Plan assets (EOY)
$14.0M
Net assets (EOY)
$14.0M
How this plan invests
This plan
12 pooled trusts
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 37 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ACCESS SCIENCES CORPORATION.
Plan sponsor
Name
ACCESS SCIENCES CORPORATION
EIN
74-2429280
Address
1900 WEST LOOP SOUTH · SUITE 300 · HOUSTON, TX · 77027
Phone
(713) 664-4357
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WITHUMSMITH+BROWN, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSIONMARK FINANCIAL GROUP, LLC | 61-1758632 | — | INVESTMENT ADVISORY | $0 | — |
| ASSUREDPARTNERS INVESTMENT ADVISORS | 85-0777552 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $52K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
28 direct securities · 12 pooled funds· $14.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$9.1M
12 holdings
Uncategorized
$4.0M
26 holdings
Guaranteed Income / GIC
$746K
1 holding
Mutual Funds
$399K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PUTNAM RETIRE ADV 2035 CL X PUTNAM FIDUCIARY TRUST COMPANY · EIN 26-0787945 / PN 261 | Common Collective Trust | — | — | $1.6M | 11.4% | |
| PUTNAM RETIRE ADV 2030 CL X PUTNAM FIDUCIARY TRUST COMPANY · EIN 26-0788040 / PN 262 | Common Collective Trust | — | — | $1.5M | 10.5% | |
| Nuveen S&P 500 Index Fund Class R6 | — | — | — | $1.4M | 9.8% | |
| PUTNAM RETIRE ADV 2045 CL X PUTNAM FIDUCIARY TRUST COMPANY · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $1.3M | 9.0% | |
| PUTNAM RETIRE ADV 2025 CL X PUTNAM FIDUCIARY TRUST COMPANY · EIN 26-1384344 / PN 263 | Common Collective Trust | — | — | $1.2M | 8.6% | |
| PUTNAM RETIREMT ADV MATURITY X PUTNAM FIDUCIARY TRUST COMPANY · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $999K | 7.2% | |
| PUTNAM RETIRE ADV 2055 CL X PUTNAM FIDUCIARY TRUST COMPANY · EIN 27-3616920 / PN 272 | Common Collective Trust | — | — | $891K | 6.4% | |
| * Principal Trust Company Principal Guaranteed Option | Guaranteed Income / GIC | — | — | $746K | 5.3% | |
| PUTNAM RETIRE ADV 2040 CL X PUTNAM FIDUCIARY TRUST COMPANY · EIN 26-1384398 / PN 260 | Common Collective Trust | — | — | $630K | 4.5% | |
| AB US LG CP GR CIT W SRS P1 GREAT GRAY TRUST COMPANY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $524K | 3.8% | |
| Allspring Global Investments Allspring Special Small Cap Value Fund Class R6 | Mutual Funds | — | — | $399K | 2.9% | |
| PUTNAM RETIRE ADV 2050 CL X PUTNAM FIDUCIARY TRUST COMPANY · EIN 26-0787670 / PN 258 | Common Collective Trust | — | — | $321K | 2.3% | |
| Virtus KAR Mid Cap Growth Fund Class R6 | — | — | — | $279K | 2.0% | |
| Fidelity Advisor Total Bond Fund Class Z | — | — | — | $226K | 1.6% | |
| Fidelity US Bond Index Fund | — | — | — | $209K | 1.5% | |
| MFS Value Fund Class R6 | — | — | — | $207K | 1.5% | |
| Nuveen International Equity Index Fund Class R6 | — | — | — | $178K | 1.3% | |
| MFS Mid Cap Value Fund Class R6 | — | — | — | $155K | 1.1% | |
| JPMorgan US Research Enhanced Equity Fund Class R6 | — | — | — | $152K | 1.1% | |
| Cohen & Steers Real Estate Income Fund Cohen & Steers Real Estate Securities Fund Class Z | — | — | — | $127K | 0.9% | |
| vested accrued benefits, maturing through December 2029. - | — | — | — | $115K | 0.8% | |
| Hartford International Opportunities Fund Class R6 | — | — | — | $108K | 0.8% | |
| American Funds American Funds NewPerspective Fund Class R6 | — | — | — | $100K | 0.7% | |
| (E) | — | — | — | $100K | 0.7% | |
| American Funds American Funds American Balance Fund Class R6 | — | — | — | $100K | 0.7% | |
| PUTNAM RETIRE ADV 2060 CL X PUTNAM FIDUCIARY TRUST COMPANY · EIN 47-5459433 / PN 273 | Common Collective Trust | — | — | $98K | 0.7% | |
| Putnam Dynamic Asset Allocation Growth Fund Class R6 | — | — | — | $95K | 0.7% | |
| SEI Kayne Anderson Rudnick Small Cap Sustainable Growth CIT Class 3 | — | — | — | $85K | 0.6% | |
| KAYNE ADRS RD SM CP SUS GR CL3 SEI TRUST COMPANY · EIN 45-1286900 / PN 046 | Common Collective Trust | — | — | $85K | 0.6% | |
| Pioneer Strategic Income Fund Class K | — | — | — | $72K | 0.5% | |
| Fidelity Small Cap Index Fund | — | — | — | $71K | 0.5% | |
| BlackRock HY Portfolio Fund Class K ** 217 Dimensional Fund Advisors Global Equity I Fund | — | — | — | $71K | 0.5% | |
| Fidelity Inf-Pr Bond Index Fund | — | — | — | $59K | 0.4% | |
| Vanguard Developed Markets Index Admiral Fund | — | — | — | $55K | 0.4% | |
| Loans to participants | — | — | — | $32K | 0.2% | |
| PUTNAM RETIRE ADV 2065 CL X PUTNAM FIDUCIARY TRUST COMPANY · EIN 85-3582370 / PN 277 | Common Collective Trust | — | — | $14K | <0.1% | |
| Macquarie Emerging Markets Class R6 | — | — | — | $7K | <0.1% | |
| Goldman Sachs Goldman Sachs Mid Cap Value Fund Class R6 | — | — | — | $3K | <0.1% | |
| John Hancock John Hancock Small Cap Core Fund Class R6 | — | — | — | $3K | <0.1% | |
| Fidelity Small Cap Growth Index Fund | — | — | — | $1K | <0.1% |
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