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Original filing (PDF)20251009094640NAL0006782833001
FIRST INSURANCE GROUP LLC
Form 5500
FILING_RECEIVED
THE HARRY A KOCH CO. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
129
Accounts w/ balance
174
Plan assets (EOY)
$29.4M
Net assets (EOY)
$29.4M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FIRST INSURANCE GROUP LLC.
Plan sponsor
Name
FIRST INSURANCE GROUP LLC
EIN
71-0974968
Address
14010 FNB PARKWAY · SUITE 300 · OMAHA, NE · 68154
Phone
(402) 861-7037
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
LUTZ & COMPANY PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRIME CAPITAL INVESTMENT | — | OVERLAND PARK, KS | NONE | $41K | — |
| ASCENSUS LLC | 11-3665754 | — | NONE | $20K | — |
Investments
30 direct securities · 1 pooled fund· $29.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$27.5M
30 holdings
Common Collective Trust
$1.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Dividend Growth I T. Rowe Price 0 | — | — | — | $3.4M | 11.4% | |
| JPMorgan SmartRetirement Blend 2035 R6 JPMorgan 0 | — | — | — | $2.6M | 8.7% | |
| Large Cap Growth II R1 Large Cap 0 | — | — | — | $2.5M | 8.4% | |
| Vanguard Total Stock Market Index Adm Vanguard 0 | — | — | — | $2.2M | 7.4% | |
| JPMorgan SmartRetirement Blend 2045 R6 JPMorgan 0 | — | — | — | $2.0M | 6.8% | |
| MORLEY STABLE VALUE FUND FEE CLASS MORLEY FINANCIAL SERVICES, INC. · EIN 93-6274329 / PN 125 | Common Collective Trust | — | — | $1.9M | 6.6% | |
| JPMorgan SmartRetirement Blend 2030 R6 JPMorgan 0 | — | — | — | $1.7M | 5.7% | |
| Fidelity Advisor Intl Growth Z Fidelity 0 | — | — | — | $1.3M | 4.4% | |
| JPMorgan SmartRetirement Blend 2040 R6 JPMorgan 0 | — | — | — | $1.2M | 4.2% | |
| Baird Core Plus Bond Inst Baird 0 | — | — | — | $1.2M | 4.2% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $1.1M | 3.9% | |
| Vanguard Mid-Cap Value Index Adm Vanguard 0 | — | — | — | $1.1M | 3.8% | |
| JPMorgan SmartRetirement Blend 2025 R6 JPMorgan 0 | — | — | — | $989K | 3.4% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $924K | 3.1% | |
| JPMorgan SmartRetirement Blend 2055 R6 JPMorgan 0 | — | — | — | $699K | 2.4% | |
| MFS Mid Cap Growth R6 MFS 0 | — | — | — | $674K | 2.3% | |
| PIMCO Real Estate Real Ret Strat Instl PIMCO 0 | — | — | — | $664K | 2.3% | |
| JPMorgan SmartRetirement Blend 2050 R6 JPMorgan 0 | — | — | — | $531K | 1.8% | |
| JPMorgan Equity Income R6 JPMorgan 0 | — | — | — | $526K | 1.8% | |
| DFA Emerging Markets Core Eqty 2 Port DFA 0 | — | — | — | $511K | 1.7% | |
| Vanguard Small-Cap Value Index Adm Vanguard 0 | — | — | — | $484K | 1.6% | |
| JPMorgan SmartRetirement Blend 2060 R6 JPMorgan 0 | — | — | — | $384K | 1.3% | |
| Vanguard Total Intl Stock Index Adm Vanguard 0 | — | — | — | $292K | 1.0% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $161K | 0.5% | |
| American Century Real Estate R6 American Century 0 | — | — | — | $118K | 0.4% | |
| Vanguard Total Bond Market Index Adm Vanguard 0 | — | — | — | $107K | 0.4% | |
| JPMorgan SmartRetirement Blend Inc R6 JPMorgan 0 | — | — | — | $73K | 0.2% | |
| Federated Hermes Tl Rtrn Gv Bd R6 Federated 0 | — | — | — | $69K | 0.2% | |
| American Century Small Cap Gr R6 American Century 0 | — | — | — | $17K | <0.1% | |
| JPMorgan SmartRetirement Blend 2020 R6 JPMorgan 0 | — | — | — | $7K | <0.1% | |
| INSURANCE FUND INSURANCE 0 | — | — | — | $5K | <0.1% |