Back to filter
Original filing (PDF)20251006064217NAL0001888515001
HUMMEL GROUP, INC.
Form 5500
FILING_RECEIVED
HUMMEL GROUP, INC. SAFE HARBOR 401(K) PLAN
401(k) retirement plan
Active participants
186
Accounts w/ balance
227
Plan assets (EOY)
$29.7M
Net assets (EOY)
$29.7M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (9 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HUMMEL GROUP, INC..
Plan sponsor
Name
HUMMEL GROUP, INC.
EIN
34-1096613
Address
PO BOX 250 · BERLIN, OH · 44610
Phone
(330) 893-2600
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2F · ERISA section 404(c)
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
REA & ASSOCIATES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $25K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC | 04-2654524 | — | ADVISOR | $2K | — |
Investments
32 direct securities· $29.2M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| DFA Global Equity Portfolio Institutional Class Mutual Funds | — | — | — | $5.8M | 19.6% | |
| DFA Global Allocation 60/40 Portfolio Mutual Funds | — | — | — | $5.6M | 18.8% | |
| Vanguard Federal Money Market Fund Interest Bearing Cash | — | — | — | $2.2M | 7.6% | |
| Fidelity Total Market Index Mutual Funds | — | — | — | $1.9M | 6.5% | |
| American Funds 2040 Target Date Retirement Fund Mutual Funds | — | — | — | $1.8M | 6.0% | |
| American Funds 2030 Target Date Retirement Fund Mutual Funds | — | — | — | $1.4M | 4.6% | |
| American Funds 2050 Target Date Retirement Fund Mutual Funds | — | — | — | $1.1M | 3.6% | |
| American Funds 2045 Target Date Retirement Fund Mutual Funds | — | — | — | $981K | 3.3% | |
| Federal Kaufmann Small Cap Fund Class R6 Shares Mutual Funds | — | — | — | $920K | 3.1% | |
| American Funds 2025 Target Date Retirement Fund Mutual Funds | — | — | — | $810K | 2.7% | |
| American Funds 2055 Target Date Retirement Fund Mutual Funds | — | — | — | $736K | 2.5% | |
| AMG Yacktman Fund Class I Mutual Funds | — | — | — | $689K | 2.3% | |
| DFA Global Allocation 25/75 Portfolio Mutual Funds | — | — | — | $623K | 2.1% | |
| First Eagle Global Fund Class R6 Mutual Funds | — | — | — | $598K | 2.0% | |
| American Funds 2035 Target Date Retirement Fund Mutual Funds | — | — | — | $577K | 1.9% | |
| Vanguard Dividend Growth Fund Investor Shares Mutual Funds | — | — | — | $545K | 1.8% | |
| American Funds 2060 Target Date Retirement Fund Mutual Funds | — | — | — | $450K | 1.5% | |
| Fidelity Mid Cap Index Mutual Funds | — | — | — | $440K | 1.5% | |
| Fidelity Total International Index Mutual Funds | — | — | — | $388K | 1.3% | |
| American Funds 2020 Target Date Retirement Fund Mutual Funds | — | — | — | $239K | 0.8% | |
| Dodge & Cox Income Fund Mutual Funds | — | — | — | $225K | 0.8% | |
| Royce Special Equity Fund Investment Class Mutual Funds | — | — | — | $223K | 0.7% | |
| PRIMECAP Odyssey Growth Fund Mutual Funds | — | — | — | $214K | 0.7% | |
| American Funds 2065 Target Date Retirement Fund Mutual Funds | — | — | — | $144K | 0.5% | |
| Fidelity Inflation Protected Index Mutual Funds | — | — | — | $124K | 0.4% | |
| DFA Five-Year Global Fixed Income Mutual Funds | — | — | — | $117K | 0.4% | |
| Invesco Balanced Risk Allocation Fund Class Y Mutual Funds | — | — | — | $114K | 0.4% | |
| Fidelity US Bond Index Mutual Funds | — | — | — | $87K | 0.3% | |
| American Funds Small Cap World Fund Mutual Funds | — | — | — | $85K | 0.3% | |
| Vanguard Global Minimum Volatility Fund Mutual Funds | — | — | — | $54K | 0.2% | |
| American Funds 2015 Target Date Retirement Fund Mutual Funds | — | — | — | $46K | 0.2% | |
| Fidelity Small Cap Index Mutual Funds | — | — | — | $27K | <0.1% |
Related plans
Other plans using FIDELITY INVESTMENTS INSTITUTIONAL
KAISER PERMANENTE MEDICAL CARE PROGRAM
KAISER PERMANENTE GROUP TRUST
$66.6B
MICROSOFT CORPORATION
MICROSOFT CORPORATION SAVINGS PLUS 401K PLAN
$65.6B · 123,878 participants
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
AT&T INC.
AT&T RETIREMENT SAVINGS PLAN
$43.1B · 102,760 participants
VERIZON COMMUNICATIONS INC.
VERIZON MASTER SAVINGS TRUST
$41.1B
NORTHROP GRUMMAN CORPORATION
NORTHROP GRUMMAN SAVINGS PLAN
$39.5B · 99,799 participants
Similar-size Insurance Agencies & Brokerages plans
MCGOWAN & COMPANY, INC.
MCGOWAN & COMPANY, INC. 401(K) PLAN
$29.7M · 495 participants
JULES BERLIN AGENCY, INC.
JULES BERLIN AGENCY, INC. 401(K) PROFIT SHARING PLAN
$29.8M · 32 participants
POMS & ASSOCIATES INSURANCE BROKERS, LLC
POMS & ASSOCIATES INSURANCE BROKERS, LLC 401(K) PROFIT SHARING PLAN
$29.9M · 110 participants
MUTUAL BENEFIT INSURANCE COMPANY
MUTUAL BENEFIT INSURANCE COMPANY RETIREMENT PLAN
$29.9M · 53 participants
THE LIBERTY COMPANY INSURANCE BROKERS, INC.
THE LIBERTY COMPANY 401(K) PLAN
$29.9M · 767 participants
FIRST INSURANCE GROUP LLC
THE HARRY A KOCH CO. 401(K) PLAN
$29.4M · 129 participants
Large plans in Ohio
GENERAL ELECTRIC COMPANY, OPERATING AS GE AEROSPACE
GENERAL ELECTRIC PENSION TRUST
$24.9B
THE PROCTER & GAMBLE COMPANY
PROCTER & GAMBLE PROFIT SHARING TRUST & EMPLOYEE STOCK OWNERSHIP PLAN
$22.0B · 35,178 participants
GENERAL ELECTRIC COMPANY, OPERATING AS GE AEROSPACE
GE AEROSPACE PENSION TRUST
$19.1B
GENERAL ELECTRIC COMPANY, OPERATING AS GE AEROSPACE
GE AEROSPACE PENSION PLAN
$19.0B · 8,887 participants
GENERAL ELECTRIC COMPANY
GE AEROSPACE RETIREMENT SAVINGS PLAN
$14.7B · 29,163 participants
THE KROGER CO.
THE KROGER CO. 401(K) RETIREMENT SAVINGS ACCOUNT PLAN
$11.8B · 380,891 participants