This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN UNITED LIFE INSURANCE CO | 35-0145825 | — | NONE | $1K | — |
| EDWARD D JONES AND CO | 43-0345811 | — | NONE | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000 | Pooled Separate Account | — | — | $9.1M | 92.7% |
| Vanguard 500 Index Adm | — | — | — | $1.6M | 16.2% |
| JPMORGAN US EQUITY R6 MUTUAL FUND SHARES 0 | — | — | — | $904K | 9.2% |
| Alliance Bernstein Large Cap Growth Z | — | — | — | $720K | 7.3% |
| American Funds American Balanced R6 | — | — | — | $711K | 7.2% |
| JP Morgan Large Cap Growth R6 | — | — | — | $619K | 6.3% |
| JP Morgan Core Plus Bond R6 | — | — | — | $598K | 6.1% |
| Vanguard Small Cap Index Adm | — | — | — | $565K | 5.8% |
| American United Life Insurance Co AUL Stable Value Account | — | — | — | $564K | 5.7% |
| Vanguard Mid Cap Index Adm | — | — | — | $520K | 5.3% |
| American Funds 2040 Trgt Date Ret R6 | — | — | — | $452K | 4.6% |
| MFS Intl Growth R6 | — | — | — | $338K | 3.4% |
| American Funds 2030 Trgt Date Ret R6 | — | — | — | $301K | 3.1% |
| Columbia Sel Midcap Val Instl 3 | — | — | — | $268K | 2.7% |
| PIMCO Glbl Bd Opp USD-HDG Inst | — | — | — | $203K | 2.1% |
| American Funds New Perspective R6 | — | — | — | $185K | 1.9% |
| American Funds 2050 Trgt Date Ret R6 | — | — | — | $182K | 1.8% |
| Franklin Templeton Investments Putnam Large Cap Value R6 | — | — | — | $180K | 1.8% |
| Dimensional Fund Advisors DFA Emerging Markets I | — | — | — | $170K | 1.7% |
| DWS RREEF Real Estate Sec R6 | — | — | — | $142K | 1.4% |
| MFS Core Equity R6 | — | — | — | $129K | 1.3% |
| American Funds Inflation Linked Bd R6 | — | — | — | $99K | 1.0% |
| JP Morgan Global Bond Opps R6 | — | — | — | $61K | 0.6% |
| American Century Investments Smcap Growth R6 | — | — | — | $56K | 0.6% |
| American Funds 2020 Trgt Date Ret R6 | — | — | — | $38K | 0.4% |
| Notes receivable from participants Interest rate at 8% | Participant loans | — | — | $32K | 0.3% |
| Invesco Disc Midcapgr R6 | — | — | — | $23K | 0.2% |
| American Funds 2060 Trgt Date Ret R6 | — | — | — | $15K | 0.2% |
| Janus Henderson Global Equity Income N | — | — | — | $13K | 0.1% |
| Dimensional Fund Advisors US Targeted Val I | — | — | — | $7K | <0.1% |
| American Funds 2055 Trgt Date Ret R6 | — | — | — | $7K | <0.1% |
| American Funds 2045 Trgt Date Ret R6 | — | — | — | $6K | <0.1% |
| American Funds 2065 Trgt Date Ret R6 | — | — | — | $4K | <0.1% |