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Original filing (PDF)20251010052629NAL0004366643001
CA FORTUNE
Form 5500
FILING_RECEIVED
CA FORTUNE 401(K) PLAN
401(k) retirement plan
Signals · 1
36% in single holding
Active participants
500
Accounts w/ balance
384
Plan assets (EOY)
$17.7M
Net assets (EOY)
$17.7M
How this plan invests
This plan
1 pooled trust
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
82
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "SCHWAB S&P 500 INDEX FUND" is 36% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CA FORTUNE.
Plan sponsor
Name
CA FORTUNE
EIN
61-1749071
Address
651 W. WASHINGTON BLVD · SUITE 600 · CHICAGO, IL · 60661
Phone
(817) 522-3203
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
VRAKAS S.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $8K | — |
| VANGARD GROUP | 23-1945930 | — | RECORD KEEPER | $8K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP LLC | 27-3463733 | — | INVESTMENT/FINANCIAL ADVI | $26K | — |
| ASCENSUS LLC | 11-3665754 | — | ADMINISTRATOR | $21 | — |
Investments
39 direct securities · 1 pooled fund· $16.9M(95% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$16.4M
39 holdings
Common Collective Trust
$450K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SCHWAB S&P 500 INDEX FUND | Registered Investment Companies | — | — | $6.1M | 34.7% | |
| AMERICAN FUNDS US GOV SEC R6 | Registered Investment Companies | — | — | $1.6M | 9.2% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $935K | 5.3% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $821K | 4.6% | |
| VANGUARD INFO TECH IDX ADMIRAL | Registered Investment Companies | — | — | $752K | 4.3% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $745K | 4.2% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $733K | 4.1% | |
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $528K | 3.0% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $516K | 2.9% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $477K | 2.7% | |
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $475K | 2.7% | |
| METLIFE REL ST VAL 25053 - 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $450K | 2.5% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $334K | 1.9% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $318K | 1.8% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $310K | 1.8% | |
| NUVEEN GLOBAL INFRASTRUCTURE I | Registered Investment Companies | — | — | $246K | 1.4% | |
| VAN TOTAL WLD STOCK IDX- ADMIR | Registered Investment Companies | — | — | $229K | 1.3% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $204K | 1.2% | |
| VANGUARD MIDCAP GROWTH IDX ADM | Registered Investment Companies | — | — | $158K | 0.9% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $101K | 0.6% | |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $84K | 0.5% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $82K | 0.5% | |
| TCW METWEST TOTAL RET BOND PL | Registered Investment Companies | — | — | $80K | 0.5% | |
| FIDELITY ADV SMALL CAP VAL Z | Registered Investment Companies | — | — | $72K | 0.4% | |
| VANGUARD SM CP GR IDX -ADMIRAL | Registered Investment Companies | — | — | $65K | 0.4% | |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $63K | 0.4% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $49K | 0.3% | |
| DFA REAL ESTATE SEC PORT INST | Registered Investment Companies | — | — | $46K | 0.3% | |
| JPM EMERGING MARKETS EQUITY R6 | Registered Investment Companies | — | — | $45K | 0.3% | |
| VANGUARD BAL IDX - ADM | Registered Investment Companies | — | — | $40K | 0.2% | |
| VAN COMM STRATEGY ADMIRAL | Registered Investment Companies | — | — | $34K | 0.2% | |
| FRANKLIN UTILITIES FUND - R6 | Registered Investment Companies | — | — | $27K | 0.2% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $25K | 0.1% | |
| VANGUARD FINANCIALS INDEX ADM | Registered Investment Companies | — | — | $19K | 0.1% | |
| INVESCO GOLD & SPEC MINR6 | Registered Investment Companies | — | — | $19K | 0.1% | |
| FIDELITY ADVISOR HEALTH CARE Z | Registered Investment Companies | — | — | $16K | <0.1% | |
| VANGUARD WELLESLEY INCOME-ADMR | Registered Investment Companies | — | — | $16K | <0.1% | |
| VANGUARD MATERIALS INDEX ADM | Registered Investment Companies | — | — | $6K | <0.1% | |
| ALS REAL RETURN R6 | Registered Investment Companies | — | — | $6K | <0.1% | |
| VAN TARG RETIRE 2070 | Registered Investment Companies | — | — | $2K | <0.1% |
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