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Original filing (PDF)20251010052629NAL0004002483001
CARLIN GROUP HOLDCO
Form 5500
FILING_RECEIVED
CA CARLIN 401(K) PLAN
401(k) retirement plan
Signals · 1
27% in single holding
Active participants
371
Accounts w/ balance
235
Plan assets (EOY)
$17.4M
Net assets (EOY)
$17.4M
How this plan invests
This plan
2 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
100
Vendor stack
100
Participation health
80
Knocking points off
- Top holding "SCHWAB S&P 500 INDEX FUND" is 27% of plan.
- 63% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARLIN GROUP HOLDCO.
Plan sponsor
Name
CARLIN GROUP HOLDCO
EIN
83-2787864
Address
1300 N. PLUM GROVE ROAD · SCHAUMBURG, IL · 60173
Phone
(817) 522-3203
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
VRAKAS S.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $7K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | RECORD KEEPER | $6K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRIVATE ADVISOR GROUP LLC | 27-3463733 | — | INVESTMENT/FINANCIAL ADVI | $27K | — |
| ASCENSUS LLC | 11-3665754 | — | ADMINISTRATOR | $0 | — |
Investments
39 direct securities · 2 pooled funds· $17.0M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$16.4M
39 holdings
Common Collective Trust
$608K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SCHWAB S&P 500 INDEX FUND | Registered Investment Companies | — | — | $4.7M | 26.9% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $1.8M | 10.6% | |
| AMERICAN FUNDS US GOV SEC R6 | Registered Investment Companies | — | — | $1.5M | 8.4% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $1.2M | 6.7% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $768K | 4.4% | |
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $713K | 4.1% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $634K | 3.6% | |
| METLIFE REL ST VAL 25053 - 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $608K | 3.5% | |
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $599K | 3.4% | |
| VANGUARD INFO TECH IDX ADMIRAL | Registered Investment Companies | — | — | $533K | 3.1% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $512K | 2.9% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $474K | 2.7% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $470K | 2.7% | |
| VAN TOTAL WLD STOCK IDX- ADMIR | Registered Investment Companies | — | — | $306K | 1.8% | |
| FRANKLIN UTILITIES FUND - R6 | Registered Investment Companies | — | — | $264K | 1.5% | |
| TCW METWEST TOTAL RET BOND PL | Registered Investment Companies | — | — | $253K | 1.5% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $247K | 1.4% | |
| NUVEEN GLOBAL INFRASTRUCTURE I | Registered Investment Companies | — | — | $183K | 1.1% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $178K | 1.0% | |
| INVESCO GOLD & SPEC MINR6 | Registered Investment Companies | — | — | $152K | 0.9% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $138K | 0.8% | |
| VANGUARD MIDCAP GROWTH IDX ADM | Registered Investment Companies | — | — | $135K | 0.8% | |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $123K | 0.7% | |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $103K | 0.6% | |
| VANGUARD SM CP GR IDX -ADMIRAL | Registered Investment Companies | — | — | $98K | 0.6% | |
| JPM EMERGING MARKETS EQUITY R6 | Registered Investment Companies | — | — | $69K | 0.4% | |
| VAN TARG RETIRE 2070 | Registered Investment Companies | — | — | $61K | 0.3% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $48K | 0.3% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $35K | 0.2% | |
| DFA REAL ESTATE SEC PORT INST | Registered Investment Companies | — | — | $29K | 0.2% | |
| FIDELITY ADVISOR HEALTH CARE Z | Registered Investment Companies | — | — | $26K | 0.1% | |
| ALS REAL RETURN R6 | Registered Investment Companies | — | — | $26K | 0.1% | |
| VANGUARD BAL IDX - ADM | Registered Investment Companies | — | — | $18K | 0.1% | |
| FIDELITY ADV SMALL CAP VAL Z | Registered Investment Companies | — | — | $15K | <0.1% | |
| VANGUARD FINANCIALS INDEX ADM | Registered Investment Companies | — | — | $14K | <0.1% | |
| VANGUARD MATERIALS INDEX ADM | Registered Investment Companies | — | — | $13K | <0.1% | |
| VAN COMM STRATEGY ADMIRAL | Registered Investment Companies | — | — | $10K | <0.1% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $9K | <0.1% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $9K | <0.1% | |
| VANGUARD WELLESLEY INCOME-ADMR | Registered Investment Companies | — | — | $2K | <0.1% | |
| METLIFE GAC-255053 CLASS 0 METLIFE (RELIANCE TRUST) · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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