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Original filing (PDF)20240520163931NAL0000702003001
DR. MARK LYNN AND ASSOCIATES, PLLC
Form 5500
FILING_RECEIVED
LYNN PRACTICES 401(K) PLAN
401(k) retirement plan
Signals · 2
Late filing · 6.1 mo~307 bps in Sched C fees
Active participants
1
Accounts w/ balance
6
Plan assets (EOY)
$693K
Net assets (EOY)
$693K
How this plan invests
This plan
7 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
79
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
76
Concentration risk
75
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 6.1 months past the 10.5-month grace window.
- 307 bps in Schedule C fees — 94% above peer band of 158 bps.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DR. MARK LYNN AND ASSOCIATES, PLLC.
Plan sponsor
Name
DR. MARK LYNN AND ASSOCIATES, PLLC
EIN
61-1331624
Address
175 E HOUSTON STREET · SAN ANTONIO, TX · 78205
Phone
(210) 228-0718
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2022
Plan year begin
2022-01-01
Tax period
2022-12-31
Filed
2024-05-20
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRUDENTIAL RETIREMENT INSURANCE AND | 06-1050034 | — | NONE | $21K | — |
Investments
7 pooled funds· $143K(21% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$131K
3 holdings
Pooled Separate Account
$12K
4 holdings
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| BLACKROCK TOTAL RETURN BOND FUND T BLACKROCK INSTITUTIONAL TRUST COMPANY N.A. · EIN 45-4378115 / PN 001 | Common Collective Trust | $82K | 11.9% |
| PRINCIPAL DIVERSIFIED REAL ASSET CI PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 46-0743367 / PN 001 | Common Collective Trust | $42K | 6.1% |
| SCV/KENNEDY CAPITAL PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 257 | Pooled Separate Account | $6K | 0.9% |
| BLACKROCK RUSSELL 2000 INDEX FUND BLACKROCK INSTITUTIONAL TRUST COMPANY N.A. · EIN 91-3380069 / PN 001 | Common Collective Trust | $6K | 0.9% |
| SCG/TIMESSQUARE PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 132 | Pooled Separate Account | $6K | 0.9% |
| PRU DAY ONE IFX TRGT BAL PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 697 | Pooled Separate Account | $0 | <0.1% |
| SA/INVESCO GLOBAL STRAT PRUDENTIAL RETIREMENT INS. · EIN 06-1050034 / PN 308 | Pooled Separate Account | $0 | <0.1% |
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