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Original filing (PDF)20250930145909NAL0013405984001

QUALYS, INC.

Form 5500
FILING_RECEIVED
QUALYS, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
29% in single holding
Active participants
568
Accounts w/ balance
858
Plan assets (EOY)
$82.2M
Net assets (EOY)
$82.2M
How this plan invests
This plan
22 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
  • Top holding "Vanguard Balanced Index Mutual Fund" is 29% of plan.
Helping the score
  • Below-peer total fees (6 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for QUALYS, INC..
Plan sponsor
Name
QUALYS, INC.
EIN
77-0534145
Address
919 E HILLSDALE BLVD 4TH FLOOR · FOSTER CITY, CA · 94404
Phone
(650) 801-6100
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-30
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
AUDIT AND TAX SOLUTION CPA'S INC.
Trustee / custodian
Trustee phone

Service providers (Schedule C)

3 rows
Recordkeeper
1
NameEINLocationRelationDirect compIndirect comp
EMPOWER ANNUITY INSURANCE COMPANY06-1050034GREENWOOD VILLAGE, CORECORDKEEPER$28K
Other
2
NameEINLocationRelationDirect compIndirect comp
PRUDENTIAL RETIREMENT INSURANCE ANDSCRANTON, PAOTHER$20K
ADVISED ASSETS GROUP, LLCGREENWOOD VILLAGE, COINVESTMENT MGMT$2K

Investments

22 direct securities· $82.2M(100% of reported assets)
PIInvestmentTypeShares / unitsCostCurrent value% of plan
Vanguard Balanced Index Mutual Fund$23.5M28.6%
Fidelity 500 Index Mutual Fund$17.9M21.8%
MFS Growth Fund Mutual Fund$7.4M9.0%
Guaranteed Income Fund Guaranteed Investment Contract$4.2M5.1%
Columbia Dividend Inc Instl Mutual Fund$3.8M4.7%
Dodge & Cox Income Mutual Fund$3.5M4.3%
MFS Intl Growth Fund Mutual Fund$2.8M3.4%
Fidelity Small Cap Index Mutual Fund$2.5M3.1%
Fidelity Intl Idx Mutual Fund$2.4M2.9%
T. Rowe Price New Horizon Mutual Fund$2.1M2.6%
Fidelity Mid Cap Index Mutual Fund$2.0M2.4%
American Century Mc Value Mutual Fund$2.0M2.4%
Janus Henderson Enterprise Mutual Fund$1.7M2.0%
Amer Beacon Intl Eq Mutual Fund$1.3M1.6%
Fid Infl-Prot Bond Idx Mutual Fund$1.1M1.3%
DFA Real Estate Securities Mutual Fund$1.0M1.3%
Participant loans 33 loans; 5.25-10.50%$674K0.8%
Fidelity U.S. Bond Index Mutual Fund$669K0.8%
Amer Beacon Sm Cp Val Mutual Fund$630K0.8%
Invesco Developing Mkt Mutual Fund$459K0.6%
Pimco Inc Fund Inst Mutual Fund$323K0.4%
DWS Enh Commodity Strat Mutual Fund$143K0.2%

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