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Original filing (PDF)20250731145058NAL0013510306001
STONEX GROUP INC.
Form 5500
FILING_RECEIVED
STONEX GROUP INC. 401(K) PLAN
401(k) retirement plan
Active participants
1,824
Accounts w/ balance
2,294
Plan assets (EOY)
$309.2M
Net assets (EOY)
$309.2M
How this plan invests
This plan
1 pooled trust
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (6 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STONEX GROUP INC..
Plan sponsor
Name
STONEX GROUP INC.
EIN
59-2921318
Address
1251 NW BRIARCLIFF PKWY · SUITE 800 · KANSAS CITY, MO · 64116
Phone
(816) 410-7120
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-31
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $31K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ CPAS P.C. | — | CHICAGO, IL | ACCOUNTANT | $98K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STINSON LLP | 44-0643135 | — | OTHER | $46K | — |
Investments
23 direct securities · 1 pooled fund· $308.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$285.0M
23 holdings
Common Collective Trust
$23.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Ishares S&P 500 Index Fund Class K Mutual Fund | — | — | — | $37.2M | 12.0% | |
| JP Morgan Growth Adv Fund Mutual Fund | — | — | — | $36.8M | 11.9% | |
| MFS Value Fund Class R4 Mutual Fund | — | — | — | $29.4M | 9.5% | |
| Metropolitan West Total Return P Mutual Fund | — | — | — | $23.7M | 7.7% | |
| American U.S. Government Security Fund R5 Mutual Fund | — | — | — | $23.6M | 7.6% | |
| COLUMBIA TRUST STABLE HI QUALITY IN AMERIPRISE TRUST COMPANY · EIN 87-2295015 / PN 036 | Common Collective Trust | — | — | $23.2M | 7.5% | |
| JPMorgan Mid Cap Value Fund L Mutual Fund | — | — | — | $19.2M | 6.2% | |
| MFS International Growth Mutual Fund | — | — | — | $18.1M | 5.9% | |
| Vanguard International Value Mutual Fund | — | — | — | $16.4M | 5.3% | |
| Eaton Vance Atlanta Capital SMID-Cap Fund I Mutual Fund | — | — | — | $14.9M | 4.8% | |
| Macquarie Emerging Markets Fund I Mutual Fund | — | — | — | $12.6M | 4.1% | |
| Hotchkis & Wiley Small Cap Value Mutual Fund | — | — | — | $8.3M | 2.7% | |
| Janus Henderson Triton Fund T Mutual Fund | — | — | — | $6.7M | 2.2% | |
| Lord Abbett Income Fund A Mutual Fund | — | — | — | $6.4M | 2.1% | |
| Eaton Vance Inc Fund of Boston Mutual Fund | — | — | — | $5.9M | 1.9% | |
| PIMCO Commodity Real Return Fund Mutual Fund | — | — | — | $5.6M | 1.8% | |
| Columbia Small Cap Index Fund A Mutual Fund | — | — | — | $5.6M | 1.8% | |
| PIMCO Real Return Fund Institutional Mutual Fund | — | — | — | $4.5M | 1.5% | |
| Principal Real Estate Securities Fund Mutual Fund | — | — | — | $4.5M | 1.5% | |
| Participant Loans (interest rates ranging from 4.25% to 9.50%) | — | — | — | $2.9M | 0.9% | |
| First Eagle Global Fund I Mutual Fund | — | — | — | $1.5M | 0.5% | |
| Brandywineglobal Global Opportunities Fund A Mutual Fund | — | — | — | $719K | 0.2% | |
| (1) * StoneX Group Inc. Company Common Stock | — | — | — | $261K | <0.1% | |
| Merrill Lynch Bank Deposit Program Interest bearing cash | — | — | — | $76K | <0.1% |