Original filing (PDF)20241216192913NAL0001093475001

CATAWBA INDIAN NATION

Name: CATAWBA INDIAN NATION — CATAWBA INDIAN NATION 401(K) PLAN, Form 5500 (2023)
Creator: CATAWBA INDIAN NATION

Form 5500

FILING_RECEIVED

CATAWBA INDIAN NATION 401(K) PLAN

401(k) retirement plan

Signals · 2

Late filing · 1.0 moNo recordkeeper disclosed

Active participants

198

Accounts w/ balance

180

Plan assets (EOY)

$1.3M

Net assets (EOY)

$1.3M

How this plan invests

This plan

1 collective trust

Schedule D

Individual securities

on each trust's filing

This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

Concentration risk

Total plan cost

100

Vendor stack

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CATAWBA INDIAN NATION.

Plan sponsor

Name

CATAWBA INDIAN NATION

EIN

57-1001665

Address

996 AVENUE OF THE NATIONS · ROCK HILL, SC · 29730

Phone

(839) 214-8328

Industry

Public Administrationsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-12-16

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

1 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
AMERICAN UNITED LIFE INSURANCE CO	35-0145825	—	NONE	$212	—

Investments

1 pooled fund· $1.3M(99% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Investment	Type	Current value	% of plan
SEPARATE ACCOUNT II AMERICAN UNITED LIFE INSURANCE CO · EIN 35-0145825 / PN 000	Pooled Separate Account	$1.3M	98.7%

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