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Original filing (PDF)20250925131522NAL0009780176001
NELSON MULLINS RILEY & SCARBOROUGH LLP
Form 5500
FILING_RECEIVED
NELSON MULLINS RETIREMENT PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed17 service providers
Active participants
1,831
Accounts w/ balance
2,527
Plan assets (EOY)
$678.9M
Net assets (EOY)
$678.9M
How this plan invests
This plan
14 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 12 bps in Schedule C fees — 106% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NELSON MULLINS RILEY & SCARBOROUGH LLP.
Plan sponsor
Name
NELSON MULLINS RILEY & SCARBOROUGH LLP
EIN
57-0215445
Address
1320 MAIN STREET 17TH FLOOR · COLUMBIA, SC · 29201
Phone
(803) 799-2000
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-25
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
17 rowsOther
17| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | 34-1479833 | — | NONE | $200K | — |
| ABACUS PLANNING GROUP INC | 56-2074442 | — | NONE | $132K | — |
| CCM INVESTMENT ADVISERS LLC | 57-1127313 | — | NONE | $98K | — |
| TOWERS WATSON INVESTMENT SRVCS INC | 52-1868818 | — | NONE | $83K | — |
| LMCG INVESTMENTS LLC | 27-0282607 | — | NONE | $71K | — |
| BALENTINE LLC | 27-1403339 | — | NONE | $49K | — |
| BUCKHEAD CAPITAL MANAGEMENT LL | 58-2552872 | — | NONE | $39K | — |
| V M MANNING & CO INC | 57-0402697 | — | NONE | $29K | — |
| COMMONWEALTH EQUITY SERVICES I | 04-2675571 | — | NONE | $24K | — |
| PATTON ALBERTSON MILLER GROUP | 47-4746562 | — | NONE | $23K | — |
| HB WEALTH MANAGEMENT LLC | 87-2119854 | — | NONE | $23K | — |
| PROSPECTIVE VALUE PARTNERS LLC | 47-4133246 | — | NONE | $18K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $18K | — |
| MCLEAN ASSET MANAGEMENT CORPOR | 54-1289825 | — | NONE | $14K | — |
| NICHOLSON WEALTH MANAGEMENT | 82-3146189 | — | NONE | $7K | — |
| CUBIC PYE CAPITAL MGMT INC | 20-0511030 | — | NONE | $7K | — |
| FINANCIAL ENGINES ADVISORS LLC | 77-0473565 | — | NONE | $5K | — |
Investments
19 direct securities · 14 pooled funds· $719.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$362.7M
17 holdings
Common Collective Trust
$230.5M
14 holdings
OTHER
$125.8M
1 holding
PARTNERSHIP/JOINT VENTURE
$12K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SCHWAB S&P 500 INDEX FUND Registered Investment Company | — | — | — | $142.7M | 21.0% | |
| Various Self-directed brokerage accounts | OTHER | — | — | $125.8M | 18.5% | |
| VFTC TARGET RET 2040 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $60.0M | 8.8% | |
| VFTC TARGET RET 2030 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $56.6M | 8.3% | |
| VFTC TARGET RET 2050 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $29.3M | 4.3% | |
| VFTC TARGET RET 2020 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $24.7M | 3.6% | |
| Principal Global Investors Morley Stable Value Fund | — | — | — | $24.3M | 3.6% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $24.3M | 3.6% | |
| JPMorgan Midcap Value Instl Fund | — | — | — | $20.9M | 3.1% | |
| American Funds Europacific Growth Fund R6 | — | — | — | $20.1M | 3.0% | |
| PGIM Total Return Bond R6 | — | — | — | $20.0M | 2.9% | |
| Schwab Government Money Fund | — | — | — | $19.4M | 2.9% | |
| Vanguard Total Bond Market Index Inst Fund | — | — | — | $19.3M | 2.8% | |
| Vanguard Extended Mkt Index Inst Fund | — | — | — | $17.7M | 2.6% | |
| Vanguard Total International Stock Index Fund Inst | — | — | — | $17.3M | 2.5% | |
| DFA US Small Cap Value | — | — | — | $15.0M | 2.2% | |
| Vanguard Inflation Protected Fund | — | — | — | $13.3M | 2.0% | |
| Vanguard Retirement Income Trust II | — | — | — | $12.1M | 1.8% | |
| VFTC TARGET RET INC TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $12.1M | 1.8% | |
| Wells Fargo Adv Disc Instl Fund | — | — | — | $7.6M | 1.1% | |
| VFTC TARGET RET 2035 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $7.3M | 1.1% | |
| Vanguard Real Estate Index Instl Fund | — | — | — | $6.2M | 0.9% | |
| VFTC TARGET RET 2060 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $5.9M | 0.9% | |
| VFTC TARGET RET 2045 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $4.5M | 0.7% | |
| Participants maturing through 2047) | — | — | — | $3.2M | 0.5% | |
| PARTICIPANT LOANS (3.25% - 8.50%) | — | — | — | $3.2M | 0.5% | |
| VFTC TARGET RET 2055 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $2.3M | 0.3% | |
| VFTC TARGET RET 2025 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $1.5M | 0.2% | |
| VFTC TARGET RET 2065 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $833K | 0.1% | |
| VFTC TARGET RET 2070 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7039453 / PN 001 | Common Collective Trust | — | — | $572K | <0.1% | |
| Vanguard Target Retirement Income and Growth Trust II | — | — | — | $415K | <0.1% | |
| VFTC TARGETT RET INC & GRWTH TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-6420194 / PN 001 | Common Collective Trust | — | — | $415K | <0.1% | |
| interest Nextera Energy Partners, LP Limited partnership | PARTNERSHIP/JOINT VENTURE | — | — | $12K | <0.1% |