Back to filter
Original filing (PDF)20251125100010NAL0003141361001
BRADLEY ARANT BOULT CUMMINGS LLP
Form 5500
FILING_RECEIVED
BRADLEY ARANT BOULT CUMMINGS LLP RETIREMENT PLAN
401(k) retirement plan
Signals · 3
Late filing · 0.3 moNo recordkeeper disclosed21 service providers
Active participants
1,172
Accounts w/ balance
1,537
Plan assets (EOY)
$694.3M
Net assets (EOY)
$694.3M
How this plan invests
This plan
14 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
99
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Filed 0.3 months past the 10.5-month grace window.
- 11 bps in Schedule C fees — 76% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BRADLEY ARANT BOULT CUMMINGS LLP.
Plan sponsor
Name
BRADLEY ARANT BOULT CUMMINGS LLP
EIN
63-0243316
Address
ONE FEDERAL PLACE · 1819 FIFTH AVENUE NORTH · BIRMINGHAM, AL · 35203
Phone
(205) 521-8000
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-25
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BLACK & PINCKARD LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
21 rowsOther
21| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | 34-1479833 | — | NONE | $159K | — |
| CAPFINANCIAL PARTNERS LLC | 26-0058143 | — | NONE | $121K | — |
| HIGHTOWER ADVISORS LLC | 36-4500709 | — | NONE | $60K | — |
| THOROUGHBRED FINANCIAL SERV | 62-1784717 | — | NONE | $52K | — |
| CAPWEALTH ADVISORS LLC | 26-3565415 | — | NONE | $47K | — |
| CITY NATIONAL ROCHDALE LLC | 20-2931739 | — | NONE | $43K | — |
| THE WELCH GROUP LLC | 63-1231262 | — | NONE | $39K | — |
| WOODMONT INVESTMENT COUNSEL LL | 62-1830557 | — | NONE | $38K | — |
| SAVANT CAPITAL LLC | 45-3812777 | — | NONE | $27K | — |
| PATTEN AND PATTEN INC | 62-0968572 | — | NONE | $20K | — |
| NORTH POINT PORTFOLIO MANAGERS | 34-1887341 | — | NONE | $18K | — |
| LBMC INVESTMENT ADVISORS LLC | 62-1723695 | — | NONE | $17K | — |
| NBC SECURITIES INC | 63-0923499 | — | NONE | $16K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $13K | — |
| WAVERLY ADVISORS LLC | 63-1229657 | — | NONE | $12K | — |
| SHAYNE & JACOBS LLC | 62-1578680 | — | NONE | $12K | — |
| EUDAIMONIA ADVISORS LLC | 84-2196366 | — | NONE | $12K | — |
| BUCKINGHAM STRATEGIC PARTNERS | 20-8307105 | — | NONE | $9K | — |
| BLACK PINCKARD LLC | 26-0079381 | — | NONE | $9K | — |
| KINGSWOOD WEALTH ADVISORS LLC | 82-1422516 | — | NONE | $5K | — |
| RFG ADVISORY LLC | 45-2787436 | — | NONE | $5K | — |
Investments
24 direct securities · 14 pooled funds· $728.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$545.7M
24 holdings
Common Collective Trust
$152.4M
13 holdings
Pooled Separate Account
$30.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PCRA Self-Directed Brokerage Account | — | — | — | $132.9M | 19.1% | |
| FIDELITY 500 INDEX Registered Investment Company | — | — | — | $90.2M | 13.0% | |
| FIDELITY CONTRA FUND K6 Registered Investment Company | — | — | — | $64.8M | 9.3% | |
| PUTNAM EQUITY INCOME FUND Y Registered Investment Company | — | — | — | $43.4M | 6.3% | |
| NEW YORK LIFE ANCHOR ACCT IV Pooled Separate Accounts | — | — | — | $30.8M | 4.4% | |
| PSA NO.25(STABLE VALUE ACCOUNT) NEW YORK LIFE INSURANCE COMPANY · EIN 13-5582869 / PN 125 | Pooled Separate Account | — | — | $30.8M | 4.4% | |
| SCHWAB INDEXED RET TR FUND 2040 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 017 | Common Collective Trust | — | — | $27.5M | 4.0% | |
| AMERICAN BALANCED FUND R1 Registered Investment Company | — | — | — | $26.0M | 3.7% | |
| DODGE & COX INCOME X Registered Investment Company | — | — | — | $25.3M | 3.6% | |
| SCHWAB INDEXED RET TR FUND 2045 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 018 | Common Collective Trust | — | — | $23.2M | 3.3% | |
| SCHWAB INDEXED RET TR FUND 2035 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 016 | Common Collective Trust | — | — | $21.6M | 3.1% | |
| SCHWAB INDEXED RET TR FUND 2050 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 019 | Common Collective Trust | — | — | $20.3M | 2.9% | |
| FIDELITY MID CAP INDEX Registered Investment Company | — | — | — | $17.7M | 2.6% | |
| SCHWAB INDEXED RET TR FUND 2030 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 015 | Common Collective Trust | — | — | $16.6M | 2.4% | |
| FIDELITY US BOND INDEX Registered Investment Company | — | — | — | $13.6M | 2.0% | |
| FIDELITY SMALL CAP INDEX Registered Investment Company | — | — | — | $11.8M | 1.7% | |
| FIDELITY TOTAL INTERN INDEX Registered Investment Company | — | — | — | $10.3M | 1.5% | |
| MASSMUTUAL SLCT MCAP GRTH R5 Registered Investment Company | — | — | — | $10.1M | 1.4% | |
| SCHWAB FDMTL INTL LG CO INDEX Registered Investment Company | — | — | — | $9.9M | 1.4% | |
| EUROPACIFIC GROWTH R6 Registered Investment Company | — | — | — | $9.9M | 1.4% | |
| SCHWAB INDEXED RET TR FUND 2055 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 021 | Common Collective Trust | — | — | $9.4M | 1.4% | |
| HARBOR SMALL CAP GROWTH I Registered Investment Company | — | — | — | $9.2M | 1.3% | |
| MFS MID CAP VALUE FUND CL CT Common Collective Trust Fund | — | — | — | $7.6M | 1.1% | |
| MFS HTG TR COMP CIT MFS MCV FD MFS HERITAGE TRUST COMPANY · EIN 57-1187281 / PN 024 | Common Collective Trust | — | — | $7.6M | 1.1% | |
| JPMORGAN LARGE CAP GROWTH R6 Registered Investment Company | — | — | — | $7.3M | 1.0% | |
| SCHWAB INDEXED RET TR FUND 2025 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 014 | Common Collective Trust | — | — | $7.0M | 1.0% | |
| SCHWAB INDEXED RET TR FUND 2060 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 023 | Common Collective Trust | — | — | $6.9M | 1.0% | |
| AMERICAN BEACON SMCAP VAL INV Registered Investment Company | — | — | — | $6.7M | 1.0% | |
| FIRST EAGLE GLOBAL A Registered Investment Company | — | — | — | $5.7M | 0.8% | |
| VICTORY TRIVALENT INTL SM CP I Registered Investment Company | — | — | — | $5.4M | 0.8% | |
| SCHWAB INDEXED RET TR FUND 2010 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 011 | Common Collective Trust | — | — | $5.0M | 0.7% | |
| FIDELITY ADV STRAT INCOM CL I Registered Investment Company | — | — | — | $4.9M | 0.7% | |
| SCHWAB INDEXED RET TR FUND 2020 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 013 | Common Collective Trust | — | — | $4.1M | 0.6% | |
| SCHWAB INDEXED RET TR FUND 2065 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 025 | Common Collective Trust | — | — | $3.0M | 0.4% | |
| PARTICIPANT LOANS (4.25% - 9.50%) | — | — | — | $2.4M | 0.3% | |
| SCHWAB INDEXED RET TR FUND 2015 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 012 | Common Collective Trust | — | — | $129K | <0.1% | |
| LIMITED PARTNERSHIP Limited Partnership | — | — | — | $61K | <0.1% | |
| LIMITED PARTNERSHIP FUND Money Market / Cash Equivalent | — | — | — | $1K | <0.1% |