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Original filing (PDF)20250715152312NAL0001730739001
ALEX LEE, INC.
Form 5500
FILING_RECEIVED
ALEX LEE, INC. AND AFFILIATES PENSION PLAN
Defined-benefit pension plan
Signals · 1
No recordkeeper disclosed
Active participants
5,512
Accounts w/ balance
—
Plan assets (EOY)
$325.5M
Net assets (EOY)
$325.5M
How this plan invests
This plan
12 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 38 bps in Schedule C fees — 280% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALEX LEE, INC..
Plan sponsor
Name
ALEX LEE, INC.
EIN
56-1780605
Address
P.O. BOX 800 · HICKORY, NC · 286030800
Phone
(828) 725-4473
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-10-01
Tax period
2024-09-30
Filed
2025-07-15
Pension benefit codes
1A · Pay-related DB formula
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILLIS TOWERS WATSON US LLC | 53-0181291 | — | NONE | $621K | — |
| AON INVESTMENTS USA INC. | 36-3109431 | — | NONE | $416K | — |
| WESTBROOK REALTY MANAGEMENT XI, L.P | — | PALM BEACH GARDENS, FL | NONE | $123K | — |
| PRINCIPAL CUSTODY SOLUTIONS | 42-1466678 | — | NONE | $75K | — |
Investments
12 pooled funds· $257.3M(79% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| GLOBAL EQUITY FUND AON HEWITT GROUP TRUST · EIN 27-2436452 / PN 011 | Common Collective Trust | $173.2M | 53.2% |
| MULTI-ASSET CR AON HEWITT GROUP TRUST · EIN 27-2436452 / PN 004 | Common Collective Trust | $23.3M | 7.2% |
| GLOBAL REAL ESTATE FUND AON HEWITT GROUP TRUST · EIN 27-2436452 / PN 005 | Common Collective Trust | $20.5M | 6.3% |
| LONG TREAS CIF NISA ULTRA · EIN 88-6547562 / PN 007 | Common Collective Trust | $16.0M | 4.9% |
| LONG CR BD AON HEWITT GROUP TRUST · EIN 27-2436452 / PN 007 | Common Collective Trust | $7.3M | 2.2% |
| GLB RL EST CL 1 AON HEWITT GROUP TRUST · EIN 27-2436452 / PN 001 | Common Collective Trust | $4.1M | 1.3% |
| INVT TR AON HEWITT GROUP TRUST · EIN 27-2436452 / PN 001 | Common Collective Trust | $3.8M | 1.2% |
| HIGH PLUS YIELD BOND AON HEWITT GROUP TRUST · EIN 27-2436452 / PN 004 | Common Collective Trust | $3.0M | 0.9% |
| US LONG GOVT BD IX AON HEWITT GROUP TRUST · EIN 27-2436452 / PN 014 | Common Collective Trust | $2.4M | 0.7% |
| MID TREASURY CIF NISA ULTRA · EIN 88-6547562 / PN 006 | Common Collective Trust | $2.0M | 0.6% |
| US INTER GOVT BD IX AON HEWITT GROUP TRUST · EIN 27-2436452 / PN 015 | Common Collective Trust | $1.8M | 0.5% |
| 20+ YR U S TREAS ST AON HEWITT GROUP TRUST · EIN 27-2436452 / PN 012 | Common Collective Trust | $0 | <0.1% |