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Original filing (PDF)20251008150718NAL0005738865001
SMS DATA PRODUCTS GROUP, INC.
Form 5500
FILING_RECEIVED
SMS DATA PRODUCTS GROUP, INC. 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
627
Accounts w/ balance
828
Plan assets (EOY)
$84.3M
Net assets (EOY)
$84.3M
How this plan invests
This plan
2 pooled trusts
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SMS DATA PRODUCTS GROUP, INC..
Plan sponsor
Name
SMS DATA PRODUCTS GROUP, INC.
EIN
54-1039383
Address
8484 WESTPARK DR STE 620 · MC LEAN, VA · 221023590
Phone
(703) 288-8133
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WITHUMSMITH+BROWN, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER FIDUCIARY ADVISORS, LLC | 36-4291971 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $147K | — |
Accountant / Auditor
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PBMARES | 54-0737372 | — | ACCOUNTANT | $97 | — |
| WITHUMSMITH BROWN PC | 22-2027092 | — | ACCOUNTANT | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
38 direct securities · 2 pooled funds· $84.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$84.0M
38 holdings
Pooled Separate Account
$203K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price Funds Retirement I 2030 Fund | — | — | — | $16.7M | 19.9% | |
| Vanguard Group 500 Index Fund | — | — | — | $10.2M | 12.1% | |
| T. Rowe Price Funds Retirement I 2025 Fund | — | — | — | $7.6M | 9.0% | |
| T. Rowe Price Funds Retirement I 2040 Fund | — | — | — | $6.8M | 8.1% | |
| T. Rowe Price Funds Retirement I 2035 Fund | — | — | — | $4.9M | 5.8% | |
| T. Rowe Price Funds Retirement I 2050 Fund | — | — | — | $4.6M | 5.4% | |
| T. Rowe Price Funds Retirement I 2045 Fund | — | — | — | $4.2M | 5.0% | |
| Fidelity Advisor Equity Growth Fund | — | — | — | $3.3M | 3.9% | |
| Principal Global Investors Fixed Income Guaranteed Option | — | — | — | $2.6M | 3.1% | |
| T. Rowe Price Funds Retirement I 2055 Fund | — | — | — | $2.4M | 2.9% | |
| JP Morgan Funds Large Cap Growth Fund | — | — | — | $2.0M | 2.4% | |
| JP Morgan US Equity Fund | — | — | — | $1.6M | 1.9% | |
| Vanguard Group Small-Cap Index Fund | — | — | — | $1.4M | 1.6% | |
| T. Rowe Price Funds Retirement 2060 Fund | — | — | — | $1.3M | 1.5% | |
| Participant loans Interest rates 4.75%-10.0%, various maturities | — | — | — | $1.1M | 1.3% | |
| Vanguard Group Mid-Cap Index Fund | — | — | — | $1.1M | 1.3% | |
| Charles Schwab Self-Directed Brokerage Accounts | — | — | — | $1.1M | 1.3% | |
| Vanguard Group Total International Stock Index Fund | — | — | — | $1.0M | 1.2% | |
| T. Rowe Price Funds Retirement I 2020 Fund | — | — | — | $989K | 1.2% | |
| BlackRock High Yield Bond Portfolio | — | — | — | $988K | 1.2% | |
| T. Rowe Price Value Fund Inc | — | — | — | $929K | 1.1% | |
| Janus Henderson Triton Fund | — | — | — | $792K | 0.9% | |
| The American Funds American Mutual Fund | — | — | — | $780K | 0.9% | |
| JP Morgan US Small Company Fund | — | — | — | $712K | 0.8% | |
| Vanguard Group Total Bond Market Index Fund | — | — | — | $707K | 0.8% | |
| T. Rowe Price Funds Retirement I 2015 Fund | — | — | — | $679K | 0.8% | |
| John Hancock Disciplined Value Mid Cap Fund | — | — | — | $670K | 0.8% | |
| T. Rowe Price Funds Retirement I 2065 Fund | — | — | — | $492K | 0.6% | |
| JP Morgan Mid Cap Growth Fund | — | — | — | $435K | 0.5% | |
| PGIM Investments Jennison International Op | — | — | — | $383K | 0.5% | |
| Allspring Core Bond Fund | — | — | — | $312K | 0.4% | |
| Vanguard Group Real Estate Index Fund | — | — | — | $268K | 0.3% | |
| New World Fund Inc New World Fund Inc | — | — | — | $220K | 0.3% | |
| PRIN MIDCAP GROWTH SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 021 | Pooled Separate Account | — | — | $203K | 0.2% | |
| Columbia Small Cap Value II Fund | — | — | — | $179K | 0.2% | |
| Vanguard Group Explorer Admiral Fund | — | — | — | $174K | 0.2% | |
| T. Rowe Price Funds Retirement I 2010 Fund | — | — | — | $156K | 0.2% | |
| T. Rowe Price Retirement Balanced Fund | — | — | — | $50K | <0.1% | |
| T. Rowe Price Funds Retirement I 2005 Fund | — | — | — | $28K | <0.1% | |
| NEW YORK LIFE SV ANCHOR ACCT NEW YORK LIFE INSURANCE COMPANY · EIN 13-5582869 / PN 125 | Pooled Separate Account | — | — | $0 | <0.1% |
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