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Original filing (PDF)20251008112144NAL0009299328001
THE PHILLIPS COLLECTION
Form 5500
FILING_RECEIVED
THE PHILLIPS COLLECTION TAX DEFERRED PLAN
403(b) retirement plan
Signals · 1
29% in single holding
Active participants
173
Accounts w/ balance
267
Plan assets (EOY)
$16.9M
Net assets (EOY)
$16.9M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Janus Henderson Balanced N Janus 0" is 29% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE PHILLIPS COLLECTION.
Plan sponsor
Name
THE PHILLIPS COLLECTION
EIN
53-0204620
Address
1600 21ST STREET NW · WASHINGTON, DC · 20009
Phone
(202) 387-2151
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2M · 403(b)(7) custodial accounts
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
GELMAN, ROSENBERG & FREEDMAN, CPA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $1K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS LLC | 11-3665754 | — | NONE | $25K | — |
| MERRILL LYNCH RETIREMENT & BENEFIT | 13-5674085 | — | NONE | $22K | — |
Investments
25 direct securities · 1 pooled fund· $17.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$16.9M
25 holdings
Pooled Separate Account
$25K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Janus Henderson Balanced N Janus 0 | — | — | — | $4.9M | 29.2% | |
| PGIM Jennison Growth R6 PGIM 0 | — | — | — | $2.2M | 13.1% | |
| NYLI S&P 500 Index I NYLI 0 | — | — | — | $1.6M | 9.3% | |
| Columbia Small Cap Index I3 Columbia 0 | — | — | — | $851K | 5.0% | |
| American Funds Cap World Gr & Inc R6 American Funds 0 | — | — | — | $840K | 5.0% | |
| BlackRock Equity Dividend K BlackRock 0 | — | — | — | $803K | 4.7% | |
| Loomis Sayles Invmt Grade Bond N Loomis Sayles 0 | — | — | — | $734K | 4.3% | |
| Transamerica Outside Assets Transamerica 0 | — | — | — | $707K | 4.2% | |
| Neuberger Berman Sustainable Instl Neuberger Berman 0 | — | — | — | $664K | 3.9% | |
| BlackRock Liquidity T-Fund Premier BlackRock 0 | — | — | — | $606K | 3.6% | |
| Columbia Mid Cap Index I3 Columbia 0 | — | — | — | $517K | 3.1% | |
| Columbia Small Cap Value I I3 Columbia 0 | — | — | — | $422K | 2.5% | |
| Goldman Sachs Technology Opport Instl Goldman Sachs 0 | — | — | — | $413K | 2.4% | |
| iShares MSCI EAFE Intl Index K iShares 0 | — | — | — | $367K | 2.2% | |
| (CL) Invesco Discovery R6 Invesco 0 | — | — | — | $322K | 1.9% | |
| MFS International Growth R6 MFS 0 | — | — | — | $237K | 1.4% | |
| Federated Hermes Mdt Mid Cp Gr R6 Federated 0 | — | — | — | $195K | 1.2% | |
| PIMCO Real Return Instl PIMCO 0 | — | — | — | $192K | 1.1% | |
| PGIM High Yield R6 PGIM 0 | — | — | — | $178K | 1.1% | |
| American Funds New World R6 American Funds 0 | — | — | — | $48K | 0.3% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $32K | 0.2% | |
| Transamerica Outside Assets Transamerica 0 | — | — | — | $25K | 0.1% | |
| GOVERNMENT FIXED FUND TRANSAMERICA FINANCIAL LIFE INS. CO. · EIN 36-6071399 / PN 009 | Pooled Separate Account | — | — | $25K | 0.1% | |
| Transamerica Outside Assets Transamerica 0 | — | — | — | $23K | 0.1% | |
| Vanguard International Value Inv Vanguard 0 | — | — | — | $13K | <0.1% | |
| MFS Global Total Return R6 MFS 0 | — | — | — | $13K | <0.1% |
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