Back to filter
Original filing (PDF)20250725161949NAL0009032976001
WINDWARD PRIVATE WEALTH MANAGEMENT INC.
Form 5500-SF
FILING_RECEIVED
WINDWARD PRIVATE WEALTH MANAGEMENT INC. 401(K) PLAN
401(k) retirement plan
Active participants
9
Accounts w/ balance
9
Plan assets (EOY)
$1.4M
Net assets (EOY)
$1.4M
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WINDWARD PRIVATE WEALTH MANAGEMENT INC..
Plan sponsor
Name
WINDWARD PRIVATE WEALTH MANAGEMENT INC.
EIN
48-1217561
Address
10955 LOWELL AVENUE, SUITE 410 · OVERLAND PARK, KS · 66210
Phone
(913) 381-7411
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-25
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
Service providers (Schedule C)
Small plans don't disclose service providersRelated plans
Similar-size Finance & Insurance plans
WELLSPRING FINANCIAL CORPORATION
WELLSPRING FINANCIAL CORPORATION 401K PLAN
$1.4M · 5 participants
PELORUS CAPITAL MANAGEMENT, LLC
PELORUS CAPITAL MANAGEMENT, LLC 401(K) PLAN
$1.4M · 5 participants
MCBEE AVENUE WEALTH ADVISORS, LLC
MCBEE AVENUE WEALTH ADVISORS 401(K) RETIREMENT PLAN
$1.4M · 12 participants
CUTTER FINANCIAL GROUP, LLC
CUTTER FINANCIAL GROUP, LLC SAVINGS AND RETIREMENT PLAN
$1.4M · 9 participants
AVALA GLOBAL LP
AVALA GLOBAL LP 401(K) PLAN
$1.4M · 12 participants
COUNTERPOINT MUTUAL FUNDS, LLC
COUNTERPOINT MUTUAL FUNDS, LLC 401(K) PROFIT SHARING PLAN
$1.4M · 13 participants
Large plans in Kansas
KOCH COMPANIES, LLC
KOCH COMPANIES DEFINED CONTRIBUTION MASTER TRUST
$13.4B
KOCH COMPANIES, LLC
KOCH COMPANIES DEFINED BENEFIT MASTER TRUST
$6.1B
KOCH COMPANIES, LLC
KOCH EMPLOYEES' SAVINGS PLAN
$4.3B · 11,749 participants
PERFORMANCE CONTRACTING GROUP, INC.
PERFORMANCE CONTRACTING GROUP, INC. ESOP/401(K) PLAN
$3.6B · 1,366 participants
KOCH INDUSTRIES, INC.
KOCH INDUSTRIES INC EMPLOYEES' SAVINGS PLAN
$3.4B · 11,911 participants
BVH, INC.
BLACK & VEATCH RETIREMENT PROGRAM
$3.0B · 7,022 participants