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Original filing (PDF)20251007094929NAL0002358275001
BAKER UNIVERSITY
Form 5500
FILING_RECEIVED
BAKER UNIVERSITY DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
195
Accounts w/ balance
298
Plan assets (EOY)
$34.9M
Net assets (EOY)
$34.9M
How this plan invests
This plan
1 pooled trust
Schedule D
65 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BAKER UNIVERSITY.
Plan sponsor
Name
BAKER UNIVERSITY
EIN
48-0543766
Address
618 8TH STREET · P.O. BOX 65 · BALDWIN, KS · 660060055
Phone
(785) 594-6451
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARINER WEALTH ADVISORS, LLC | 20-4553256 | OVERLAND PARK, KS | NONE | $36K | — |
| ONEAMERICA RETIREMENT SERVICE, LLC | 46-5378846 | — | NONE | $32K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $0 | — |
Investments
64 direct securities · 1 pooled fund· $34.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$34.4M
63 holdings
Pooled Separate Account
$290K
1 holding
Mutual Funds
$46K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Annuity Contracts *TIAA Traditional Annuity Contract | — | — | — | $5.1M | 14.6% | |
| CREF Stock R1 4,130 units | — | — | — | $3.7M | 10.6% | |
| T. Rowe Price Retire 2030 Fund 111,031 shares | — | — | — | $2.8M | 8.2% | |
| T. Rowe Price Retire 2020 Fund 117,099 shares | — | — | — | $2.2M | 6.2% | |
| T. Rowe Price Retire 2035 Fund 97,219 shares | — | — | — | $2.0M | 5.9% | |
| T. Rowe Price Retire 2025 Fund 89,633 shares | — | — | — | $1.5M | 4.3% | |
| CREF Growth R1 2,411 units | — | — | — | $1.2M | 3.6% | |
| T. Rowe Price Retire 2045 Fund 49,439 shares | — | — | — | $1.1M | 3.2% | |
| T. Rowe Price Retirement Bal Fund 80,129 shares | — | — | — | $1.1M | 3.0% | |
| Vanguard 500 Idx Adm Fund 1,827 shares | — | — | — | $992K | 2.8% | |
| T. Rowe Price Retire 2040 Fund 32,413 shares | — | — | — | $991K | 2.8% | |
| CREF Equity Index R1 1,936 units | — | — | — | $977K | 2.8% | |
| CREF Global Equities R1 2,580 units | — | — | — | $877K | 2.5% | |
| CREF Social Choice R1 1,899 units | — | — | — | $684K | 2.0% | |
| T. Rowe Blue Chip Growth Fund 3,122 shares | — | — | — | $582K | 1.7% | |
| T. Rowe Price Retire 2055 Fund 26,015 shares | — | — | — | $518K | 1.5% | |
| MFS Value Fund Class R6 Fund 9,158 shares | — | — | — | $443K | 1.3% | |
| Vanguard Ttl Bd Mkt Idx Adm Fund 46,440 shares | — | — | — | $440K | 1.3% | |
| Vanguard Mid-Cap Idx Adm Fund 1,322 shares | — | — | — | $432K | 1.2% | |
| T. Rowe Price Retire 2050 Fund 22,073 shares | — | — | — | $418K | 1.2% | |
| Vanguard Small-Cap Idx Adm Fund 3,547 shares | — | — | — | $409K | 1.2% | |
| T. Rowe Price Retire 2015 Fund 32,462 shares | — | — | — | $408K | 1.2% | |
| Vanguard Ttl Intl Stk Idx Adm Fund 12,651 shares | — | — | — | $401K | 1.2% | |
| TCW MetWest Total Return Bd M 39,046 shares | — | — | — | $346K | 1.0% | |
| Stable Value Funds *AUL Stable Value Fund | — | — | — | $346K | 1.0% | |
| Variable Annuity Accounts *CREF Core Bond R1 2,565 units | — | — | — | $337K | 1.0% | |
| Vanguard Short-Trm Invt Gd Adm Fund 32,624 shares | — | — | — | $336K | 1.0% | |
| CREF Money Market R1 11,386 units | — | — | — | $332K | 1.0% | |
| TIAA REAL ESTATE FUND TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $290K | 0.8% | |
| TIAA Traditional Annuity Contract (Benefit Responsive) | — | — | — | $285K | 0.8% | |
| Parnassus Core Equity Inst 4,379 shares | — | — | — | $262K | 0.8% | |
| MFS Global Equity Class R4 Fund 5,806 shares | — | — | — | $252K | 0.7% | |
| Principal MidCap Institutional Fund 5,094 shares | — | — | — | $227K | 0.7% | |
| Victory Syc Small Comp Opp I Fund 3,495 shares | — | — | — | $165K | 0.5% | |
| Ameriprise Active Portfolios 1 contract | — | — | — | $158K | 0.5% | |
| TIAA Access Nuv Core Pl Bd T4 3,679 units | — | — | — | $149K | 0.4% | |
| T. Rowe Price Retire 2060 Fund 8,832 shares | — | — | — | $147K | 0.4% | |
| RiverSource Retirement Annuity Advantage 12 contracts | — | — | — | $142K | 0.4% | |
| TIAA Access Nuv LifCyc 2040 T4 1,929 units | — | — | — | $141K | 0.4% | |
| TIAA Access Nuv Mid Cap Val T4 1,888 units | — | — | — | $140K | 0.4% | |
| maturing at various dates through April 2029 | — | — | — | $135K | 0.4% | |
| TIAA Access Nuv Qt Sm Cp Eq T4 1,488 units | — | — | — | $133K | 0.4% | |
| Inves Oppen Developing Mkts Y Fund 2,941 shares | — | — | — | $112K | 0.3% | |
| CREF Inflation-Linked Bond R1 1,312 units | — | — | — | $109K | 0.3% | |
| TIAA Access Nuv Intl Equity T4 2,879 units | — | — | — | $107K | 0.3% | |
| TIAA Access Nuv Sm Cp Bl Ix T4 1,034 units | — | — | — | $82K | 0.2% | |
| TIAA Access Nuv Mid Cap Grw T4 890 units | — | — | — | $77K | 0.2% | |
| TIAA Access Nuv Core Equity T4 516 units | — | — | — | $75K | 0.2% | |
| TIAA Access Nuv RlEstSecSel T4 1,266 units | — | — | — | $65K | 0.2% | |
| Oakmark International Inst 2,379 shares | — | — | — | $59K | 0.2% | |
| TIAA Access Nuv Lrg Cap Val T4 749 units | — | — | — | $56K | 0.2% | |
| BlackRock Inflat Prot Bnd Inst Fund 5,355 shares | — | — | — | $51K | 0.1% | |
| T. Rowe Price Retire 2065 Fund 3,953 shares | — | — | — | $51K | 0.1% | |
| TIAA Access Nuv LifCyc 2020 T4 847 units | — | — | — | $48K | 0.1% | |
| Principal Sml Cp Growth I Inst Fund 3,093 shares | — | — | — | $46K | 0.1% | |
| s *Ameriprise Brokerage Account 1 contract | Mutual Funds | — | — | $46K | 0.1% | |
| TIAA Access Nuv LifCyc 2050 T4 274 units | — | — | — | $20K | <0.1% | |
| RiverSource Retirement Annuity Select 4 contracts | — | — | — | $14K | <0.1% | |
| TIAA Access Nuv LifCyc 2030 T4 13 units 827 *TIAA Access Nuv LifCyc 2035 T4 213 units | — | — | — | $14K | <0.1% | |
| RiverSource Flexible Portfolio Annuity/Flexible Annuity 1 contract | — | — | — | $8K | <0.1% | |
| TIAA Access Nuv LifCyc 2045 T4 63 units | — | — | — | $5K | <0.1% | |
| RiverSource Retirement Annuity Access 2 contracts | — | — | — | $4K | <0.1% | |
| TIAA Access Nuv LgCp Res Eq T4 30 units | — | — | — | $3K | <0.1% | |
| TIAA Access Nuv LifCyc 2010 T4 38 units | — | — | — | $2K | <0.1% | |
| TIAA Access Nuv LifCyc 2025 T4 27 units | — | — | — | $2K | <0.1% |