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Original filing (PDF)20251014133436NAL0004110608001
CTI III LLC
Form 5500
FILING_RECEIVED
CTI III LLC 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Signals · 1
19 service providers
Active participants
72
Accounts w/ balance
117
Plan assets (EOY)
$8.3M
Net assets (EOY)
$8.3M
How this plan invests
This plan
2 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CTI III LLC.
Plan sponsor
Name
CTI III LLC
EIN
47-2890879
Address
1720 PRAIRIE CITY RD STE 120 · FOLSOM, CA · 956304044
Phone
(916) 520-7681
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Name
ERISA WISE LLC
EIN
45-2945096
City
MACKINAW, IL
Phone
(925) 337-6069
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
2A · Age/service weighted or new comparability
Audit & trust (Schedule H)
Auditor
MAH & ASSOCIATES, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
19 rowsOther
19| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL PLANNING ADVISOR | — | CALIFORNIA, CA | NONE | $42K | — |
| T. ROWE PRICE RPS, INC. | 52-1309931 | — | NONE | $5K | — |
| MORNINGSTAR | — | CHICAGO, IL | NONE | $455 | — |
| LEGG MASON | 52-1200960 | — | NONE | $0 | — |
| JP MORGAN FUNDS | 13-2624428 | — | NONE | $0 | — |
| PIMCO | 33-0629048 | — | NONE | $0 | — |
| AMERICAN FUNDS | 95-1411037 | — | NONE | $0 | — |
| VANGUARD | 23-1945930 | — | NONE | $0 | — |
| BLACKROCK FUNDS | 04-6171663 | — | NONE | $0 | — |
| FIDELITY | 04-2647786 | — | NONE | $0 | — |
| DOUBLELINE FUNDS TRUST | — | MILWAUKEE, WI | NONE | $0 | — |
| HARTFORD MUTUAL FUNDS | 13-3317783 | — | NONE | $0 | — |
| TOUCHSTONE FUNDS | 31-0487145 | — | NONE | $0 | — |
| MFS FUNDS | 04-2747644 | — | NONE | $0 | — |
| JANUS FUNDS | 43-1804048 | — | NONE | $0 | — |
| COLUMBIA FUNDS | 93-0577450 | — | NONE | $0 | — |
| AQR FUNDS | — | GREENWICH, CT | NONE | $0 | — |
| COHEN & STEERS FUNDS | 14-1904657 | — | NONE | $0 | — |
| EATON VANCE | 04-2718215 | — | NONE | $0 | — |
Investments
26 direct securities · 2 pooled funds· $13.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$6.8M
25 holdings
Common Collective Trust
$4.9M
2 holdings
Mutual Funds
$1.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TRP RETIREMENT BLEND SERIES FUNDS T.ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $4.9M | 58.7% | |
| s - iShare S&P 500 Index Funds 2,189.1643 | Mutual Funds | — | — | $1.5M | 18.1% | |
| Common Investment Trusts - * T Rowe Price Retirement Blend 2055A 82,512.1760 | — | — | — | $1.5M | 17.6% | |
| T Rowe Price Retirement Blend 2050A 74,204.6940 | — | — | — | $1.3M | 15.8% | |
| Vanguard Small Cap Index Adm 5,109.3826 | — | — | — | $588K | 7.1% | |
| T Rowe Price Retirement Blend 2060A 27,803.0390 | — | — | — | $520K | 6.2% | |
| T Rowe Price Retirement Blend 2035A 27,819.2390 | — | — | — | $462K | 5.5% | |
| Fidelity Mid Cap Index Fund 13,499.9251 | — | — | — | $456K | 5.5% | |
| T Rowe Price Retirement Blend 2045A 25,687.1450 | — | — | — | $454K | 5.4% | |
| Janus Henderson Growth & Income I 6,317.0547 | — | — | — | $437K | 5.2% | |
| T Rowe Price Retirement Blend 2040A 20,831.6050 | — | — | — | $359K | 4.3% | |
| JP Morgan US Equity R6 9,744.2793 | — | — | — | $244K | 2.9% | |
| T Rowe Price Retirement Blend 2065A 13,346.6580 | — | — | — | $205K | 2.5% | |
| T Rowe Price Retirement Blend 2030A 6,525.5360 | — | — | — | $104K | 1.2% | |
| MFS Aggressive Growth Allocation R6 1,768.2705 | — | — | — | $54K | 0.6% | |
| Touchstone Mid Cap Institutional 626.4555 | — | — | — | $35K | 0.4% | |
| Eaton Vance Balanced R6 2,638.5541 | — | — | — | $31K | 0.4% | |
| NOTES RECEIVABLE FROM PARTICIPANTS, interest rates ranging from 4.25% to 10.50%, | — | — | — | $26K | 0.3% | |
| T Rowe Price Smallcap Value I 449.2730 | — | — | — | $24K | 0.3% | |
| Fidelity International Index Fund 288.9851 | — | — | — | $14K | 0.2% | |
| MFS Growth Allocation R6 302.8041 | — | — | — | $7K | <0.1% | |
| Columbia Income Builder Inst3 550.7186 | — | — | — | $6K | <0.1% | |
| American Funds Bond R6 539.4120 | — | — | — | $6K | <0.1% | |
| PIMCO Income Inst 384.7382 | — | — | — | $4K | <0.1% | |
| Parametric Interational Equity R6 245.0559 | — | — | — | $3K | <0.1% | |
| T Rowe Price Government Money 2,939.3700 | — | — | — | $3K | <0.1% | |
| Cohen & Steers Global Realty Z 57.5466 | — | — | — | $3K | <0.1% | |
| TRP STABLE VALUE COMMON TRUST FUND T.ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $56 | <0.1% |