Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $54K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | — | SAN DIEGO, CA | BROKER/ADVISER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| EMPOWER S&P 500 INDEX FUND INV | — | — | — | $606K | 12.2% | |
| EMPOWER LIFETIME 2055 FUND SVC | — | — | — | $576K | 11.6% | |
| ALGER CAPITAL APPRECIATION INSTL I | — | — | — | $557K | 11.2% | |
| EMPOWER LIFETIME 2045 FUND SVC | — | — | — | $391K | 7.9% |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $5K | — |
| EMPOWER LIFETIME 2035 FUND SVC | — | — | — | $356K | 7.1% |
| BLACKROCK HEALTH SCIENCES OPPS INV A | — | — | — | $296K | 5.9% |
| EMPOWER LIFETIME 2025 FUND SVC | — | — | — | $273K | 5.5% |
| T. ROWE PRICE DIVIDEND GROWTH ADV | — | — | — | $217K | 4.4% |
| EMPOWER INTERNATIONAL INDEX FUND INV | — | — | — | $204K | 4.1% |
| CLEARBRIDGE SMALL CAP GROWTH A | — | — | — | $170K | 3.4% |
| Notes receivable from participants (4.25%-9.50%) | — | — | — | $111K | 2.2% |
| COLUMBIA CONTRARIAN CORE A | — | — | — | $108K | 2.2% |
| EMPOWER S&P MIDCAP 400 INDEX FUND INV | — | — | — | $107K | 2.1% |
| KEY GUARANTEED PORTFOLIO FUND | — | — | — | $91K | 1.8% |
| VIRTUS SGA EMERGING MRKTS EQTY A | — | — | — | $83K | 1.7% |
| EMPOWER BOND INDEX FUND INV | — | — | — | $71K | 1.4% |
| INVESCO OPPENHEIMER INT'L GROWTH A | — | — | — | $71K | 1.4% |
| INVESCO GLOBAL A | — | — | — | $66K | 1.3% |
| EMPOWER T ROWE PRICE MDCP GR FUND INV | — | — | — | $65K | 1.3% |
| COLUMBIA BALANCED A | — | — | — | $61K | 1.2% |
| LOOMIS SAYLES CORE PLUS BOND A | — | — | — | $59K | 1.2% |
| FRANKLIN MUTUAL GLOBAL DISCOVERY A | — | — | — | $55K | 1.1% |
| EMPOWER S&P SMCAP 600 INDEX FUND INV | — | — | — | $45K | 0.9% |
| EMPOWER INTERNATIONAL VALUE INV | — | — | — | $36K | 0.7% |
| NUVEEN INFLATION LINKED BOND RETAIL | — | — | — | $31K | 0.6% |
| ARTISAN INTERNATIONAL INV | — | — | — | $31K | 0.6% |
| PIMCO INCOME A | — | — | — | $30K | 0.6% |
| VICTORY SYCAMORE ESTABLISHED VALUE A | — | — | — | $28K | 0.6% |
| MACQUARIE SCIENCE AND TECHNOLOGY Y | — | — | — | $26K | 0.5% |
| PARNASSUS MID-CAP | — | — | — | $23K | 0.5% |
| EMPOWER REAL ESTATE INDEX FUND INV | — | — | — | $22K | 0.4% |
| VICTORY SYCAMORE SMALL CO OPPORTUNITY A | — | — | — | $21K | 0.4% |
| INVESCO REAL ESTATE A | — | — | — | $18K | 0.4% |
| MFS VALUE A | — | — | — | $17K | 0.3% |
| PIMCO COMMODITY REAL RET STRAT A | — | — | — | $13K | 0.3% |
| MACQUARIE SMALL CAP CORE A | — | — | — | $12K | 0.2% |
| BLACKROCK GLOBAL ALLOCATION INV A | — | — | — | $10K | 0.2% |
| EMPOWER LIFETIME 2015 FUND SVC | — | — | — | $9K | 0.2% |
| BLACKROCK HIGH YIELD INV A | — | — | — | $6K | 0.1% |
| FRANKLIN INCOME A | — | — | — | $2K | <0.1% |
