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Original filing (PDF)20251013130129NAL0000627251001
ARROWHEAD PHARMACEUTICALS, INC.
Form 5500
FILING_RECEIVED
ARROWHEAD 401(K) PLAN AND TRUST
401(k) retirement plan
Active participants
611
Accounts w/ balance
709
Plan assets (EOY)
$60.3M
Net assets (EOY)
$60.3M
How this plan invests
This plan
2 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ARROWHEAD PHARMACEUTICALS, INC..
Plan sponsor
Name
ARROWHEAD PHARMACEUTICALS, INC.
EIN
46-0408024
Address
177 E COLORADO BLVD. · SUITE 700 · PASADENA, CA · 91105
Phone
(626) 304-3400
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ROSE, SNYDER & JACOBS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $58K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | ADVISOR | $32K | — |
| WELLTH ADVISORY SERVICES LLC | 99-2539506 | — | ADVISOR | $25K | — |
Investments
22 direct securities · 2 pooled funds· $60.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$57.2M
22 holdings
Common Collective Trust
$3.1M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Party-in borrower, lessor, or maturity date, rate of interest, collateral, Current -interest similar party par, or maturity value Cost value * Fidelity 500 Index Fund Registered investment company | — | — | — | $10.0M | 16.5% | |
| BlackRock LifePath Index 2040 Fund K Registered investment company | — | — | — | $6.2M | 10.3% | |
| BlackRock LifePath Index 2050 Fund K Registered investment company | — | — | — | $5.4M | 8.9% | |
| BlackRock LifePath Index 2055 Fund K Registered investment company | — | — | — | $5.0M | 8.3% | |
| BlackRock LifePath Index 2045 Fund K Registered investment company | — | — | — | $3.8M | 6.3% | |
| BlackRock LifePath Index 2030 Fund K Registered investment company | — | — | — | $3.7M | 6.1% | |
| BlackRock LifePath Index 2060 Fund Registered investment company | — | — | — | $3.5M | 5.8% | |
| BlackRock LifePath Index Retirement Fund Registered investment company | — | — | — | $3.4M | 5.6% | |
| BlackRock LifePath Index 2035 Fund K Registered investment company | — | — | — | $3.3M | 5.6% | |
| Fidelity Advisor Equity Growth Fund Class Z Registered investment company | — | — | — | $2.9M | 4.8% | |
| Fidelity Small Cap Index Fund Registered investment company | — | — | — | $1.8M | 3.0% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.8M | 2.9% | |
| JPMorgan U.S. Value Fund Class R6 Registered investment company | — | — | — | $1.4M | 2.3% | |
| LD ABBETT CORE BOND GREAT GRAY TRUST COMPANY · EIN 82-1986152 / PN 325 | Common Collective Trust | — | — | $1.3M | 2.2% | |
| Fidelity Mid Cap Index Fund Registered investment company | — | — | — | $1.3M | 2.1% | |
| Victory Sycamore Established Value R6 Registered investment company | — | — | — | $1.2M | 2.0% | |
| Franklin Small-Mid Cap Growth Fund Class R6 Registered investment company | — | — | — | $925K | 1.5% | |
| Eaton Vance Income Fund of Boston Class R6 Registered investment company | — | — | — | $896K | 1.5% | |
| Janus Henderson Overseas Fund Class N Registered investment company | — | — | — | $786K | 1.3% | |
| Lazard Emerging Markets Equity Advantage Portfolio Institutional Registered investment company | — | — | — | $626K | 1.0% | |
| PGIM Jennison Utility Fund- Class Z Registered investment company | — | — | — | $400K | 0.7% | |
| Cohen & Steers Real Estate Securities Z Registered investment company | — | — | — | $400K | 0.7% | |
| Notes receivable from participants Rates 4.25%- 9.50% -0- | — | — | — | $299K | 0.5% | |
| Fidelity Inflation-Protected Bond Index Fund Registered investment company | — | — | — | $166K | 0.3% |
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