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Original filing (PDF)20251013125536NAL0000619251001
ARCHITECTURAL SYSTEMS, INC.
Form 5500
FILING_RECEIVED
ARCHITECTURAL SYSTEMS, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
~92 bps in Sched C fees
Active participants
218
Accounts w/ balance
168
Plan assets (EOY)
$5.9M
Net assets (EOY)
$5.9M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 92 bps in Schedule C fees — 78% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ARCHITECTURAL SYSTEMS, INC..
Plan sponsor
Name
ARCHITECTURAL SYSTEMS, INC.
EIN
43-1830994
Address
707 WEST HIGHWAY 60 · MONETT, MO · 65708
Phone
(417) 235-5003
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ELLIOTT,ROBINSON & CO. LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $26K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC DB | — | WALTHAM, MA | INVESTMENT ADVISOR | $28K | — |
Investments
28 direct securities· $5.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NUVEEN LIFECYCLE INDEX 2045 R6 Mutual Funds N/A | — | — | — | $859K | 14.7% | |
| NUVEEN LIFECYCLE INDEX 2035 R6 Mutual Funds N/A | — | — | — | $611K | 10.4% | |
| NUVEEN LIFECYCLE INDEX 2040 R6 Mutual Funds N/A | — | — | — | $573K | 9.8% | |
| NUVEEN LIFECYCLE INDEX 2030 R6 Mutual Funds N/A | — | — | — | $501K | 8.6% | |
| NUVEEN LIFECYCLE INDEX 2055 R6 Mutual Funds N/A | — | — | — | $453K | 7.7% | |
| PUTNAM LARGE CAP VALUE R6 Mutual Funds N/A | — | — | — | $386K | 6.6% | |
| JPMORGAN LARGE CAP GROWTH R6 Mutual Funds N/A | — | — | — | $343K | 5.9% | |
| VANGUARD 500 INDEX ADMIRAL Mutual Funds N/A | — | — | — | $317K | 5.4% | |
| PARTICIPANT LOANS Interest Rates at 4.25% - 9.5% | — | — | — | $283K | 4.8% | |
| AMERICAN FUNDS NEW PERSPECTIVE R6 Mutual Funds N/A | — | — | — | $269K | 4.6% | |
| NUVEEN LIFECYCLE INDEX 2060 R6 Mutual Funds N/A | — | — | — | $224K | 3.8% | |
| NUVEEN LIFECYCLE INDEX 2025 R6 Mutual Funds N/A | — | — | — | $208K | 3.6% | |
| MFS MID CAP VALUE R6 Mutual Funds N/A | — | — | — | $133K | 2.3% | |
| CARILLON EAGLE MID CAP GROWTH R6 Mutual Funds N/A | — | — | — | $129K | 2.2% | |
| PGIM JENNISON INTERNATIONAL OPPS R6 Mutual Funds N/A | — | — | — | $125K | 2.1% | |
| VANGUARD SMALL CAP INDEX ADM Mutual Funds N/A | — | — | — | $125K | 2.1% | |
| NUVEEN LIFECYCLE INDEX 2050 R6 Mutual Funds N/A | — | — | — | $111K | 1.9% | |
| a. b. c. d. e. ISSUER DESCRIPTION COST CURRENT VALUE AMERICAN BEACON SMALL CP VAL R5 Mutual Funds N/A | — | — | — | $75K | 1.3% | |
| PUTNAM SMALL CAP GROWTH R6 Mutual Funds N/A | — | — | — | $69K | 1.2% | |
| VANGUARD MID CAP INDEX FUND - ADMIRAL Mutual Funds N/A | — | — | — | $58K | 1.0% | |
| VANGUARD HIGH YIELD CORPORATE FUND Mutual Funds N/A | — | — | — | $22K | 0.4% | |
| NUVEEN LIFECYCLE 2010 R6 Mutual Funds N/A | — | — | — | $19K | 0.3% | |
| NUVEEN LIFECYCLE INDEX 2020 R6 Mutual Funds N/A | — | — | — | $13K | 0.2% | |
| PIMCO INCOME INSTL Mutual Funds N/A | — | — | — | $4K | <0.1% | |
| VANGUARD TOTAL BOND MARKET INDEX Mutual Funds N/A | — | — | — | $3K | <0.1% | |
| KEY GUARANTEED PORTFOLIO FUND Fixed Annuities N/A | — | — | — | $3K | <0.1% | |
| NUVEEN LIFECYCLE INDEX 2015 R6 Mutual Funds N/A | — | — | — | $3K | <0.1% | |
| FIDELITY ADVISOR TOTAL BOND Z Mutual Funds N/A | — | — | — | $1K | <0.1% |
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