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Original filing (PDF)20251007073857NAL0007675152001
CARGOTEC HOLDING, INC.
Form 5500
FILING_RECEIVED
CARGOTEC HOLDING, INC. 401(K) PLAN
401(k) retirement plan
Active participants
988
Accounts w/ balance
954
Plan assets (EOY)
$77.3M
Net assets (EOY)
$77.3M
How this plan invests
This plan
5 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 24 bps in Schedule C fees — 52% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CARGOTEC HOLDING, INC..
Plan sponsor
Name
CARGOTEC HOLDING, INC.
EIN
58-1730881
Address
12233 WILLIAMS ROAD · PERRYSBURG, OH · 43551
Phone
(419) 482-6000
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLARK, SCHAEFER, HACKETT, & CO.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $117K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC DB | — | WALTHAM, MA | INVESTMENT ADVISOR | $41K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RSM US LLP | — | CHICAGO, IL | OTHER | $29K | — |
| ADVISED ASSETS GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $1K | — |
Investments
18 direct securities · 5 pooled funds· $77.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$49.4M
18 holdings
Pooled Separate Account
$27.9M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| LARGE CAP GROWTH / JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $11.8M | 15.3% | |
| Empower Guaranteed Income Fund Guaranteed Investment Contract | — | — | — | $11.1M | 14.4% | |
| DRYDEN S&P 500 INDEX FUND (IS PLATF EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 123 | Pooled Separate Account | — | — | $10.0M | 13.0% | |
| Pimco Stocksplus Intl (Usd-Hedged) Inst Mutual Fund | — | — | — | $9.1M | 11.7% | |
| Schwab Fdmtl Us Large Co Idx Mutual Fund | — | — | — | $6.4M | 8.2% | |
| Pgim Total Return Bond Mutual Fund | — | — | — | $6.0M | 7.8% | |
| DAY ONE INCOMEFLEX TARGET BALANCED EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 697 | Pooled Separate Account | — | — | $3.4M | 4.4% | |
| Mfs Blended Research Mid Cap Eq Mutual Fund | — | — | — | $2.7M | 3.5% | |
| Avantis Us Small Cap Value Instl Mutual Fund | — | — | — | $2.5M | 3.2% | |
| Fidelity Advisor Small Cap Growth Mutual Fund | — | — | — | $2.4M | 3.2% | |
| Vanguard Strategic Small-Cap Equity Inv Mutual Fund | — | — | — | $2.0M | 2.6% | |
| Dfa Inflation-Protected Securities Mutual Fund | — | — | — | $1.7M | 2.2% | |
| T. Rowe Price Mid-Cap Value Mutual Fund | — | — | — | $1.5M | 2.0% | |
| MID CAP GROWTH I FUND (MANAGED BY I EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 409 | Pooled Separate Account | — | — | $1.4M | 1.8% | |
| Notes receivable from participants Interest from 4.25% to 9.50% and - | — | — | — | $1.3M | 1.7% | |
| REAL ESTATE / COHEN & STEERS FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 305 | Pooled Separate Account | — | — | $1.2M | 1.6% | |
| Columbia Technology Instl Mutual Fund | — | — | — | $830K | 1.1% | |
| American Funds New World Mutual Fund | — | — | — | $786K | 1.0% | |
| Pgim High Yield Mutual Fund | — | — | — | $510K | 0.7% | |
| Vanguard Health Care Index Adm Mutual Fund | — | — | — | $195K | 0.3% | |
| Pimco Int Bond (Usd-Hedged) Inst Mutual Fund | — | — | — | $136K | 0.2% | |
| American Funds Mortgage Mutual Fund | — | — | — | $113K | 0.1% | |
| T. Rowe Price Emerging Mkts Corp Bd Mutual Fund | — | — | — | $30K | <0.1% |
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