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Original filing (PDF)20251009154938NAL0011297888001
BALANCE AUTISM
Form 5500
FILING_RECEIVED
BALANCE AUTISM RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
462
Accounts w/ balance
495
Plan assets (EOY)
$11.5M
Net assets (EOY)
$11.5M
How this plan invests
This plan
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 50 bps in Schedule C fees — 73% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BALANCE AUTISM.
Plan sponsor
Name
BALANCE AUTISM
EIN
42-1377412
Address
1625 ADVENTURELAND DRIVE, STE B · ALTOONA, IA · 500092237
Phone
(515) 967-4369
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BERGANKDV, LTD.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $57K | — |
Investments
22 direct securities· $11.5M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Prin LifeTime 2070 Inst Fund | — | — | $0 | $2.6M | 23.1% | |
| Prin MidCap Gr III Inst Fund | — | — | $0 | $2.4M | 20.8% | |
| Prin LifeTime 2050 Inst Fund | — | — | $0 | $1.8M | 15.3% | |
| Prin LifeTime 2060 Inst Fund | — | — | $0 | $1.7M | 15.1% | |
| Prin LifeTime 2020 Inst Fund | — | — | $0 | $538K | 4.7% | |
| Prin LifeTime 2030 Inst Fund | — | — | $0 | $516K | 4.5% | |
| Prin Govt & HQ Bond Inst Fund | — | — | $0 | $368K | 3.2% | |
| Participant Loans | — | — | $0 | $353K | 3.1% | |
| Prin Equity Income Inst Fund | — | — | $0 | $298K | 2.6% | |
| Prin LifeTime Str Inc Inst Fd | — | — | $0 | $184K | 1.6% | |
| Prin Fixed Income non 401(a) | — | — | $0 | $168K | 1.5% | |
| Prin LifeTime 2040 Inst Fund | — | — | $0 | $160K | 1.4% | |
| Prin LgCap Growth I R6 Fund | — | — | $0 | $122K | 1.1% | |
| Princ SmallCap Growth I R6 Fd | — | — | $0 | $99K | 0.9% | |
| Principal Div Intl Inst Fund | — | — | $0 | $62K | 0.5% | |
| Fidelity Sm Cap Index Fund | — | — | $0 | $33K | 0.3% | |
| Principal Core Plus Bd Inst Fd | — | — | $0 | $18K | 0.2% | |
| Fidelity 500 Index Fund | — | — | $0 | $17K | 0.1% | |
| Prin MidCap Value I Inst Fund | — | — | $0 | $7K | <0.1% | |
| Prin SmallCap Value II R6 Fd | — | — | $0 | $6K | <0.1% | |
| Prin RE Secs R6 Fund | — | — | $0 | $6K | <0.1% | |
| Fidelity Mid Cp Index Fund | — | — | $0 | $442 | <0.1% |
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