Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $10K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STOCK YARDS BANK & TRUST | — | LOUISVILLE, KY | INVESTMENT ADVISOR | $21K | — |
| Name | EIN | Location | Relation |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MassMutual Investments 40/60 Allocation Fund | — | — | — | $2.6M | 22.8% | |
| MFS Blended Research Core Equity Fund | — | — | — | $1.6M | 14.1% | |
| JP Morgan Large Cap Growth Fund | — | — |
| Direct comp |
|---|
| Indirect comp |
|---|
| AMERIPRISE FINANCIAL SERVICES LLC | — | MINNEAPOLIS, MN | BROKER/ADVISER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $377 | — |
| — |
| $955K |
| 8.3% |
| MassMutual Investments 80/20 Allocation Fund | — | — | — | $785K | 6.8% |
| Vanguard Developed Markets Index Fund | — | — | — | $713K | 6.2% |
| MFS Mid Cap Value Fund | — | — | — | $552K | 4.8% |
| MassMutual Life Insurance Co Capital Preservation Account | — | — | — | $522K | 4.5% |
| American Funds New Perspective Fund | — | — | — | $504K | 4.4% |
| MassMutual Investments Small Cap Growth Equity Fund | — | — | — | $407K | 3.5% |
| Fidelity Advisor Total Bond Fund | — | — | — | $361K | 3.1% |
| MassMutual Investments Select T. Rowe Price Retirement 2045 Fund | — | — | — | $330K | 2.9% |
| Vanguard Mid-Cap Index Fund | — | — | — | $273K | 2.4% |
| Vanguard 500 Index Fund | — | — | — | $253K | 2.2% |
| PIMCO Income Fund | — | — | — | $243K | 2.1% |
| Notes receivable Loans to participants, various maturities, from participants interest rates between 5.00% - 9.50% | Participant loans | — | — | $175K | 1.5% |
| Vanguard Small Cap Index Fund | — | — | — | $174K | 1.5% |
| MassMutual Investments Select T. Rowe Price Retirement 2035 Fund | — | — | — | $171K | 1.5% |
| MassMutual Investments Select T. Rowe Price Retirement 2030 Fund | — | — | — | $156K | 1.4% |
| Vanguard Value Index Fund | — | — | — | $137K | 1.2% |
| MassMutual Investments 20/80 Allocation Fund | — | — | — | $135K | 1.2% |
| MassMutual Investments Select T. Rowe Price Retirement 2055 Fund | — | — | — | $115K | 1.0% |
| MassMutual Investments Select T. Rowe Price Retirement 2040 Fund | — | — | — | $71K | 0.6% |
| MassMutual Investments Select T. Rowe Price Retirement 2060 Fund | — | — | — | $51K | 0.4% |
| Vanguard Emerging Markets Stock Index Fund | — | — | — | $41K | 0.4% |
| PGIM High-Yield Fund | — | — | — | $37K | 0.3% |
| MassMutual Investments Select T. Rowe Price Retirement 2050 Fund | — | — | — | $11K | <0.1% |
| MassMutual Investments Select T. Rowe Price Retirement 2025 Fund | — | — | — | $5K | <0.1% |
| accordance with 29 CFR 2520.103-5. Our audit did not extend to the certified investment information, except for | — | — | — | $3K | <0.1% |
