Original filing (PDF)20250718162013NAL0002163953001

MAYO CLINIC

Name: MAYO CLINIC — MAYO 403(B) PLAN, Form 5500 (2024)
Creator: MAYO CLINIC

Form 5500

FILING_RECEIVED

MAYO 403(B) PLAN

403(b) retirement plan

Signals · 1

No recordkeeper disclosed

Active participants

87,000

Accounts w/ balance

104,493

Plan assets (EOY)

$12.8B

Net assets (EOY)

$12.8B

How this plan invests

This plan

11 pooled trusts

Schedule D

167 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

Participation health

100

Knocking points off

6 bps in Schedule C fees — modestly above peer band of 5 bps.
No recordkeeper disclosed on Schedule C.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MAYO CLINIC.

Plan sponsor

Name

MAYO CLINIC

EIN

41-6011702

Address

200 FIRST STREET SW · ROCHESTER, MN · 55905

Phone

(507) 284-0126

Industry

Health Care & Social Assistancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-07-18

Pension benefit codes

2L · 403(b)(1) annuity

2M · 403(b)(7) custodial accounts

2R · Participant-directed brokerage (SDBA)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

ERNST & YOUNG

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

3 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
FINANCIAL ENGINES	77-0473565	—	NONE	$10.0M	—
TOWERS WATSON INVESTMENT SERVICES	52-1868818	—	NONE	$7K	—
FIDELITY INV INS OP COM, INC	04-2647786	—	NONE	-$2.0M	—

Investments

161 direct securities · 11 pooled funds· $12.8B(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$12.7B

161 holdings

Pooled Separate Account

$25.3M

11 holdings

Investment	Type	Shares / units	Cost	Current value	% of plan
Vanguard Inst Index Plus	—	—	—	$2.2B	16.9%
TIAA Traditional FA*	—	—	—	$1.6B	12.4%
Vanguard Inst Tot Stk Mk	—	—	—	$1.3B	10.3%
Fidelity Intl Index Ipr*	—	—	—	$1.3B	9.8%
Fidelity Ext Mkt Idx Ipr*	—	—	—	$675.7M	5.3%
Fidelity LT TR Bond IDX*	—	—	—	$599.6M	4.7%
Fidelity Em Mkts Idx Ipr*	—	—	—	$458.6M	3.6%
Fidelity Contrafund K*	—	—	—	$452.8M	3.5%
Vanguard Wellington Adm	—	—	—	$412.5M	3.2%
Vanguard Primecap Adm	—	—	—	$371.2M	2.9%
Fidelity US Bond Idx Ipr*	—	—	—	$277.1M	2.2%
Fidelity Freedom Idx 2040 Ipr*	—	—	—	$231.7M	1.8%
Fidelity Freedom Idx 2030 Ipr*	—	—	—	$221.0M	1.7%
Hartford Life Insurance Company Fixed Account*	—	—	—	$197.7M	1.5%
Fidelity MMKT Govt Port Inst*	—	—	—	$152.2M	1.2%
TRP New Horizons	—	—	—	$152.1M	1.2%
Vanguard Wellesley Adm	—	—	—	$145.2M	1.1%
Fidelity Freedom Idx 2050 Ipr*	—	—	—	$114.7M	0.9%
Fidelity Low Priced Stk K*	—	—	—	$109.6M	0.9%
Brokeragelink External Fund	—	—	—	$99.3M	0.8%
Brokeragelink Fidelity Fund*	—	—	—	$86.4M	0.7%
AF New Perspect R6	—	—	—	$85.4M	0.7%
Fidelity Freedom Idx 2020 Ipr*	—	—	—	$83.5M	0.7%
Dodge & Cox Income	—	—	—	$81.4M	0.6%
AF Cap World G&I R6	—	—	—	$77.4M	0.6%
Lincoln Fixed Account*	—	—	—	$76.1M	0.6%
Vanguard Windsor II Adm	—	—	—	$74.9M	0.6%
AF Growth of Amer R6	—	—	—	$62.7M	0.5%
AF Europacific Gth R6	—	—	—	$60.2M	0.5%
Fidelity Mid Cap Stock K*	—	—	—	$58.8M	0.5%
Vanguard Explorer Adm	—	—	—	$57.5M	0.4%
AF Wash Mutual R6	—	—	—	$53.4M	0.4%
Oakmark Select Inv	—	—	—	$50.6M	0.4%
NB Genesis – Inst Cl	—	—	—	$49.6M	0.4%
Dodge & Cox Stock	—	—	—	$49.4M	0.4%
Dodge & Cox Intl Stk	—	—	—	$48.3M	0.4%
Vanguard Healthcare Adm	—	—	—	$46.9M	0.4%
Fidelity Dividend Growth K*	—	—	—	$46.3M	0.4%
TRP Intl Discovery	—	—	—	$45.7M	0.4%
Oakmark Eq & Inc Inv	—	—	—	$42.1M	0.3%
Fidelity Capital & Income*	—	—	—	$40.8M	0.3%
Metwest Tot Rtn Bd P	—	—	—	$40.4M	0.3%
Baron Growth Inst	—	—	—	$36.9M	0.3%
Fidelity Freedom Idx 2060 Ipr*	—	—	—	$33.6M	0.3%
Oakmark Intl Inst	—	—	—	$33.3M	0.3%
Royce Small Cap Inst	—	—	—	$31.4M	0.2%
Vanguard REIT Idx Sig	—	—	—	$28.5M	0.2%
Dodge & Cox Balanced	—	—	—	$28.4M	0.2%
Brokeragelink Cash	—	—	—	$22.8M	0.2%
Vanguard Infl Prot Inst	—	—	—	$20.7M	0.2%
Vanguard Energy Adm	—	—	—	$19.7M	0.2%
Vanguard LS Moderate Growth	—	—	—	$16.2M	0.1%
Fidelity Freedom Idx 2010 Ipr*	—	—	—	$15.7M	0.1%
SEPARATE ACCOUNT DC II TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-1408044 / PN 000	Pooled Separate Account	—	—	$15.1M	0.1%
Vanguard Global Eq Inv	—	—	—	$12.5M	<0.1%
Guaranteed Interest Account*	—	—	—	$11.8M	<0.1%
PIMCO Low Dur Inst	—	—	—	$10.5M	<0.1%
Vanguard Global Cap Cyc Inv	—	—	—	$8.7M	<0.1%
Hartford Capital Apprectn HLS*	—	—	—	$8.5M	<0.1%
GMO Emerging Cntr R6	—	—	—	$8.2M	<0.1%
CREF Social Choice*	—	—	—	$7.4M	<0.1%
CREF Stock Account*	—	—	—	$7.3M	<0.1%
TRP New Asia	—	—	—	$6.9M	<0.1%
TRP New Era	—	—	—	$6.7M	<0.1%
Tmpl Global Bond Adv	—	—	—	$6.6M	<0.1%
Hartford Life Insurance Company Fixed Account*	—	—	—	$6.5M	<0.1%
TIAA Traditional Ben Resp*	—	—	—	$5.9M	<0.1%
Vanguard LT Bond Idx Inv	—	—	—	$5.5M	<0.1%
BNYM Global Stock	—	—	—	$4.6M	<0.1%
TIAA Real Estate*	—	—	—	$4.4M	<0.1%
Oakmark Global Inv	—	—	—	$4.0M	<0.1%
MEDLEY PRUDENTIAL CAPITAL GROWTH AC THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 005	Pooled Separate Account	—	—	$3.8M	<0.1%
MEDLEY PSF STOCK INDEX PORTFOLIO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 070	Pooled Separate Account	—	—	$2.8M	<0.1%
Blackrock S&P 500 Index VI	—	—	—	$2.4M	<0.1%
Equity Account*	—	—	—	$1.8M	<0.1%
MEDLEY PSF PGIM JENNISON BLEND PORT THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 069	Pooled Separate Account	—	—	$1.8M	<0.1%
Amer Cap World Bd R6	—	—	—	$1.8M	<0.1%
Brokeragelink Other Liabilities	—	—	—	$1.3M	<0.1%
LVIP SSGA S&P 500 Index	—	—	—	$1.0M	<0.1%
Hartford Balanced HLS*	—	—	—	$1.0M	<0.1%
Fidelity Growth Portfolio*	—	—	—	$1.0M	<0.1%
Fixed Account Plus*	—	—	—	$944K	<0.1%
Hartford Stock HLS*	—	—	—	$926K	<0.1%
MEDLEY PSF GLOBAL PORTFOLIO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 071	Pooled Separate Account	—	—	$795K	<0.1%
CREF Equity Index*	—	—	—	$727K	<0.1%
TIAA Traditional Non Ben Resp*	—	—	—	$720K	<0.1%
Large Capital Growth*	—	—	—	$696K	<0.1%
Science & Technology Fund*	—	—	—	$670K	<0.1%
Fidelity VIP Growth*	—	—	—	$615K	<0.1%
Short Term Fixed Account*	—	—	—	$598K	<0.1%
Growth Fund*	—	—	—	$598K	<0.1%
CREF Stock*	—	—	—	$569K	<0.1%
Stock Index Fund*	—	—	—	$566K	<0.1%
Hartford Dividend & Growth HLS*	—	—	—	$536K	<0.1%
MEDLEY PSF PGIM FLEXIBLE MANAGED THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 086	Pooled Separate Account	—	—	$476K	<0.1%
CREF Growth*	—	—	—	$436K	<0.1%
LVIP T Rowe Price 2030	—	—	—	$420K	<0.1%
Fidelity VIP II Contrafund*	—	—	—	$386K	<0.1%
MEDLEY PSF PGIM 50/50 BALANCED PORT THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 087	Pooled Separate Account	—	—	$352K	<0.1%
Vanguard Windsor II	—	—	—	$351K	<0.1%
Vanguard Wellington Fund	—	—	—	$341K	<0.1%
Schwab SDBA	—	—	—	$279K	<0.1%
Systematic Core Fund*	—	—	—	$277K	<0.1%
Mid Cap Strategic Growth*	—	—	—	$253K	<0.1%
LVIP SSGA Small Cap Index	—	—	—	$246K	<0.1%
CREF Social Choice*	—	—	—	$220K	<0.1%
Fidelity Freedom Idx 2070 Ipr*	—	—	—	$219K	<0.1%
LVIP SSGA Bond Index	—	—	—	$204K	<0.1%
Fidelity Contrafund Portfolio*	—	—	—	$187K	<0.1%
Hartford Internat'l Opps HLS*	—	—	—	$183K	<0.1%
Fidelity VIP Overseas*	—	—	—	$156K	<0.1%
Dividend Value*	—	—	—	$141K	<0.1%
LVIP T. Rowe Price Structured	—	—	—	$141K	<0.1%
CREF Global Equities*	—	—	—	$135K	<0.1%
LVIP Barron Growth Opportunities	—	—	—	$122K	<0.1%
Hartford Total Return Bond HLS*	—	—	—	$119K	<0.1%
Fidelity VIP II Asset Manager*	—	—	—	$114K	<0.1%
International Value Fund*	—	—	—	$112K	<0.1%
American Funds Growth Fund	—	—	—	$109K	<0.1%
Ariel Appreciation Fund	—	—	—	$105K	<0.1%
Investments held at America United Life Insurance Company Tax Deferred Annuity*	—	—	—	$101K	<0.1%
Janus Henderson Global Research	—	—	—	$100K	<0.1%
Amcent VP Capital Appreciation	—	—	—	$88K	<0.1%
Vanguard Life Strategy Conser	—	—	—	$87K	<0.1%
Fidelity Asset Manager*	—	—	—	$82K	<0.1%
Loan Reserve	—	—	—	$82K	<0.1%
Loan Collateral Fund*	—	—	—	$77K	<0.1%
TIAA REAL ESTATE TEACHERS INSURANCE & ANNUITY ASSOC OF AMERICA · EIN 13-1624203 / PN 004	Pooled Separate Account	—	—	$76K	<0.1%
Goldman Sachs VIT Money Market Fund	—	—	—	$68K	<0.1%
LVIP Large Cap Growth Mngd Vol	—	—	—	$67K	<0.1%
MEDLEY PSF PGIM TOTAL RET BOND PORT THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 083	Pooled Separate Account	—	—	$65K	<0.1%
Diversified Bond Account*	—	—	—	$65K	<0.1%
CREF Bond Market*	—	—	—	$61K	<0.1%
Calvert VP SRI Balanced	—	—	—	$61K	<0.1%
T. Rowe Price Int'l Stock	—	—	—	$46K	<0.1%
Mid Cap Value Fund*	—	—	—	$45K	<0.1%
American Century VP Balanced	—	—	—	$41K	<0.1%
Hartford Ultrashort Bond MM*	—	—	—	$41K	<0.1%
LVIP DEL SMID Cap Core Fund	—	—	—	$39K	<0.1%
CREF Inflation-Linked Bond*	—	—	—	$36K	<0.1%
American Funds Global Growth	—	—	—	$34K	<0.1%
LVIP Dimensional US Core*	—	—	—	$31K	<0.1%
Emerging Economies Fund*	—	—	—	$29K	<0.1%
Money Market Account*	—	—	—	$29K	<0.1%
MEDLEY PSF PGIM GOVT MMKT PORTFOLIO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 025	Pooled Separate Account	—	—	$29K	<0.1%
High Yield Bond Fund*	—	—	—	$29K	<0.1%
Vanguard Long-Term Treasury	—	—	—	$26K	<0.1%
Vanguard LT Inv-Grade Fund	—	—	—	$26K	<0.1%
Aggressive Growth Lifestyle*	—	—	—	$24K	<0.1%
NB AMT Sustainable EQ Port	—	—	—	$19K	<0.1%
Systematic Growth Fund*	—	—	—	$19K	<0.1%
NASDAQ-100R Index Fund	—	—	—	$19K	<0.1%
Ariel Fund	—	—	—	$18K	<0.1%
International Socially Responsible Fund*	—	—	—	$18K	<0.1%
Conservative Growth Lifestyle*	—	—	—	$15K	<0.1%
Small Cap Special Value Fund*	—	—	—	$15K	<0.1%
Delaware VIP DVRS Income	—	—	—	$14K	<0.1%
Brokeragelink Non Interest Bearing Cash	—	—	—	$12K	<0.1%
Delaware VIP Reit Series	—	—	—	$10K	<0.1%
American Funds International	—	—	—	$10K	<0.1%
Global Strategy*	—	—	—	$8K	<0.1%
AB VPS Global Thematic	—	—	—	$7K	<0.1%
Investments held at VOYA Financial* Voya Fixed Plus Account*	—	—	—	$7K	<0.1%
CREF Money Market*	—	—	—	$6K	<0.1%
Government Income Account*	—	—	—	$6K	<0.1%
MEDLEY PSF PGIM GOVT INCOME PORTF THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 084	Pooled Separate Account	—	—	$6K	<0.1%
Mid Cap Index Fund*	—	—	—	$5K	<0.1%
Small Cap Index Fund*	—	—	—	$3K	<0.1%
Small Cap Growth Fund*	—	—	—	$2K	<0.1%
Small Cap Value Fund*	—	—	—	$2K	<0.1%
International Growth Fund*	—	—	—	$2K	<0.1%
Government Securities Fund*	—	—	—	$2K	<0.1%