This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | 13-2638166 | — | INVESTMENT ADVISORY | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $49K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2035 Fund Mutual Fund | — | — | — | $3.4M | 19.1% | |
| Vanguard Target Retirement 2030 Fund Mutual Fund | — | — | — | $2.6M | 14.5% |
| Vanguard Target Retirement 2025 Fund Mutual Fund | — | — | — | $2.3M | 13.2% |
| JPMorgan Large Cap Growth Fund Mutual Fund | — | — | — | $2.3M | 13.1% |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $1.7M | 9.6% |
| Vanguard Target Retirement 2040 Fund Mutual Fund | — | — | — | $1.3M | 7.6% |
| Vanguard Target Retirement Income Fund Mutual Fund | — | — | — | $738K | 4.2% |
| Vanguard Target Retirement 2020 Fund Mutual Fund | — | — | — | $484K | 2.7% |
| Vanguard Target Retirement 2045 Fund Mutual Fund | — | — | — | $465K | 2.6% |
| Invesco Comstock Fund Mutual Fund | — | — | — | $426K | 2.4% |
| MFS International Equity Fund Mutual Fund | — | — | — | $330K | 1.9% |
| Vanguard Target Retirement 2050 Fund Mutual Fund | — | — | — | $322K | 1.8% |
| Victory Integrity Mid-Cap Value Fund Mutual Fund | — | — | — | $185K | 1.0% |
| PRIN LIQUID ASSETS SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 024 | Pooled Separate Account | — | — | $156K | 0.9% |
| New Perspective Fund Mutual Fund | — | — | — | $146K | 0.8% |
| T Rowe Price Mid-Cap Growth Fund Inc Mutual Fund | — | — | — | $145K | 0.8% |
| PIMCO Income Fund Mutual Fund | — | — | — | $121K | 0.7% |
| Baird Core Plus Bond Fund Mutual Fund | — | — | — | $120K | 0.7% |
| Vanguard Target Retirement 2055 Fund Mutual Fund | — | — | — | $114K | 0.6% |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $104K | 0.6% |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $59K | 0.3% |
| BlackRock High Yield Portfolio Mutual Fund | — | — | — | $47K | 0.3% |
| Fidelity US Bond Index Mutual Fund | — | — | — | $35K | 0.2% |
| Vanguard Target Retirement 2060 Fund Mutual Fund | — | — | — | $32K | 0.2% |
| Fidelity International Index Fund Mutual Fund | — | — | — | $29K | 0.2% |
| T Rowe Price Health Sciences Fund Inc Mutual Fund | — | — | — | $14K | <0.1% |
| (E) | — | — | $59K | $14K | <0.1% |
| Vanguard Target Retirement 2065 Fund Mutual Fund | — | — | — | $5K | <0.1% |
