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Original filing (PDF)20251015115340NAL0004764849001
3M COMPANY
Form 5500
FILING_RECEIVED
3M RETIREE WELFARE BENEFIT PLAN
Health & welfare plan
Signals · 2
~201 bps in Sched C fees11 service providers
Active participants
0
Accounts w/ balance
—
Plan assets (EOY)
$81.6M
Net assets (EOY)
$76.4M
How this plan invests
This plan
752 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
90
Knocking points off
- 201 bps in Schedule C fees — 1159% above peer band of 16 bps.
- No active participants reported but plan still holds assets.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for 3M COMPANY.
Plan sponsor
Name
3M COMPANY
EIN
41-0417775
Address
3M CENTER · 223-6N-02 · ST. PAUL, MN · 551441000
Phone
(651) 733-1005
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
522
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Welfare benefit codes
4A · Health (other than dental or vision)
4B · Life Insurance
4D · Dental
4U · Dependent Care
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsOther
11| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILLIS TOWERS WATSON US LLC | 53-0181291 | — | NONE | $1.0M | — |
| WESTERN ASSET MANAGEMENT COMPANY | 95-2705767 | — | NONE | $176K | — |
| 3M COMPANY | 41-0417775 | — | PLAN SPONSOR | $123K | — |
| CLIFTONLARSONALLEN LLP | 41-0746749 | — | NONE | $70K | — |
| NORTHERN TRUST INVESTMENTS | 36-3608252 | — | NONE | $57K | — |
| BANK OF NEW YORK MELLON | 13-5160382 | — | NONE | $47K | — |
| SEYFARTH SHAW LLP | 36-2152202 | — | NONE | $36K | — |
| KMPG LLP | 13-5565207 | — | NONE | $33K | — |
| NEPC, LLC | 26-1429809 | — | NONE | $26K | — |
| PLANTE & MORAN, PLLC | 33-1498605 | — | NONE | $24K | — |
| STEVEN DOUGLAS ASSOCIATES LLC | 82-3141626 | — | NONE | $20K | — |
Investments
735 direct securities· $68.2M(84% of reported assets)
Uncategorized
$67.7M
731 holdings
OTHER
$390K
1 holding
PARTNERSHIP/JOINT VENTURE
$170K
1 holding
Common Stocks
$4K
1 holding
Preferred Stocks
$3K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIDELITY INV MMKT GOV FND 2642 VAR RT 12/31/2049 DD 11/17/16 | — | — | $1.9M | $1.9M | 2.3% | |
| U S TREASURY BOND 3.875% 05/15/2043 DD 05/15/23 | — | — | $1.3M | $1.2M | 1.4% | |
| REGISTERED INVESTMENT COMPANIES FIDELITY INV MMKT GOV FND 2642 VAR RT 12/31/2049 DD 11/17/16 577 FIDELITY INV MMKT GOV FND 2642 VAR RT 12/31/2049 DD 11/17/16 | — | — | $1.1M | $1.1M | 1.4% | |
| U S TREASURY NOTE 4.625% 04/30/2031 DD 04/30/24 | — | — | $908K | $897K | 1.1% | |
| U S TREASURY BOND 4.750% 11/15/2053 DD 11/15/23 | — | — | $932K | $882K | 1.1% | |
| U S TREASURY BOND 3.000% 02/15/2049 DD 02/15/19 | — | — | $940K | $838K | 1.0% | |
| BANK OF AMERICA CORP VAR RT 12/20/2028 DD 12/20/17 | — | — | $819K | $789K | 1.0% | |
| US TREAS-CPI INFLAT 1.875% 07/15/2034 DD 07/15/24 | — | — | $805K | $761K | 0.9% | |
| U S TREASURY BOND 1.375% 08/15/2050 DD 08/15/20 | — | — | $1.4M | $713K | 0.9% | |
| U S TREASURY NOTE 3.625% 09/30/2031 DD 09/30/24 | — | — | $698K | $665K | 0.8% | |
| SPLIT ROCK PARTNERS LP | — | — | $996K | $643K | 0.8% | |
| U S TREASURY NOTE 1.250% 06/30/2028 DD 06/30/21 | — | — | $703K | $640K | 0.8% | |
| U S TREASURY BOND 4.750% 11/15/2043 DD 11/15/23 | — | — | $658K | $613K | 0.8% | |
| GOLDMAN SACHS GROUP INC/THE 6.250% 02/01/2041 DD 01/28/11 | — | — | $578K | $600K | 0.7% | |
| U S TREASURY BOND 2.375% 05/15/2051 DD 05/15/21 | — | — | $707K | $567K | 0.7% | |
| U S TREASURY BOND 1.875% 02/15/2051 DD 02/15/21 | — | — | $947K | $563K | 0.7% | |
| U S TREASURY BOND 2.250% 02/15/2052 DD 02/15/22 | — | — | $834K | $542K | 0.7% | |
| U S TREASURY BOND 4.500% 02/15/2044 DD 02/15/24 | — | — | $554K | $535K | 0.7% | |
| U S TREASURY NOTE 4.250% 02/28/2031 DD 02/29/24 | — | — | $498K | $494K | 0.6% | |
| U S TREASURY NOTE 4.625% 05/31/2031 DD 05/31/24 | — | — | $469K | $474K | 0.6% | |
| U S TREASURY BOND 1.625% 11/15/2050 DD 11/15/20 | — | — | $848K | $470K | 0.6% | |
| BANK OF NEW YORK MELLON CORP/T 3.300% 08/23/2029 DD 08/23/17 | — | — | $500K | $465K | 0.6% | |
| CHARTER COMMUNICATIONS OPERATI 6.550% 06/01/2034 DD 05/14/24 | — | — | $454K | $460K | 0.6% | |
| U S TREASURY BOND 2.875% 05/15/2052 DD 05/15/22 | — | — | $575K | $455K | 0.6% | |
| WELLS FARGO & CO VAR RT 04/04/2051 DD 03/30/20 | — | — | $577K | $444K | 0.5% | |
| U S TREASURY BOND 4.125% 08/15/2053 DD 08/15/23 | — | — | $467K | $437K | 0.5% | |
| U S TREASURY BOND 3.625% 02/15/2053 DD 02/15/23 | — | — | $495K | $431K | 0.5% | |
| U S TREASURY NOTE 4.000% 01/31/2031 DD 01/31/24 | — | — | $437K | $429K | 0.5% | |
| COMMIT TO PUR GNMA II JUMBOS 6.500% 01/20/2055 DD 01/01/25 | — | — | $406K | $407K | 0.5% | |
| investments - international government bonds COLOMBIA GOVERNMENT INTERNATIO 3.250% 04/22/2032 DD 04/22/21 | OTHER | — | $505K | $390K | 0.5% | |
| U S TREASURY BOND 3.625% 05/15/2053 DD 05/15/23 | — | — | $425K | $366K | 0.4% | |
| COMCAST CORP 4.150% 10/15/2028 DD 10/05/18 | — | — | $361K | $351K | 0.4% | |
| SHORT TERM INVESTMENT FUNDS DAIWA CAPITAL MARKETS | — | — | $341K | $341K | 0.4% | |
| RECETTE CLO LTD 1A ARR 144A VAR RT 04/20/2034 DD 03/18/21 | — | — | $340K | $341K | 0.4% | |
| U S TREASURY NOTE 4.250% 06/30/2031 DD 06/30/24 | — | — | $339K | $336K | 0.4% | |
| AMAZON.COM INC 3.875% 08/22/2037 DD 02/22/18 | — | — | $430K | $327K | 0.4% | |
| FNMA POOL #0CA7422 2.000% 10/01/2040 DD 09/01/20 | — | — | $332K | $324K | 0.4% | |
| CSMC 2018-J1 TRUST J1 B2 144A VAR RT 02/25/2048 DD 06/01/18 | — | — | $337K | $322K | 0.4% | |
| FEDERAL NATL MTG ASSN 6.625% 11/15/2030 DD 11/03/00 | — | — | $410K | $310K | 0.4% | |
| HSBC HOLDINGS PLC VAR RT 03/13/2028 DD 03/13/17 | — | — | $310K | $303K | 0.4% | |
| COMMIT TO PUR FNMA SF MTG 6.000% 01/01/2055 DD 01/01/25 | — | — | $302K | $302K | 0.4% | |
| U S TREASURY BOND 1.375% 11/15/2040 DD 11/15/20 | — | — | $444K | $297K | 0.4% | |
| AERCAP IRELAND CAPITAL DAC / A 2.450% 10/29/2026 DD 10/29/21 | — | — | $311K | $297K | 0.4% | |
| AMERICAN TRANSMISSION SYS 144A 2.650% 01/15/2032 DD 12/01/21 | — | — | $335K | $280K | 0.3% | |
| STWD 2022-FL3 LTD FL3 A 144A VAR RT 11/15/2038 DD 02/01/22 | — | — | $268K | $272K | 0.3% | |
| FHLMC POOL #RB-5153 2.000% 03/01/2042 DD 03/01/22 | — | — | $269K | $272K | 0.3% | |
| JPMORGAN CHASE & CO VAR RT 11/08/2032 DD 11/08/21 | — | — | $320K | $270K | 0.3% | |
| VERIZON COMMUNICATIONS IN 144A 4.780% 02/15/2035 DD 08/09/24 | — | — | $276K | $269K | 0.3% | |
| POINT AU ROCHE PARK 1A A 144A VAR RT 07/20/2034 DD 06/30/21 | — | — | $259K | $261K | 0.3% | |
| PARALLEL 2020-1 LT 1A A1R 144A VAR RT 07/20/2034 DD 07/20/21 | — | — | $250K | $250K | 0.3% | |
| COOPERATIEVE RABOBANK UA 4.375% 08/04/2025 DD 08/04/15 | — | — | $250K | $249K | 0.3% | |
| UBS AG/STAMFORD CT 2.950% 04/09/2025 DD 04/09/20 | — | — | $250K | $249K | 0.3% | |
| AT&T INC 2.250% 02/01/2032 DD 08/04/20 | — | — | $304K | $248K | 0.3% | |
| UBS GROUP AG 144A VAR RT 04/01/2031 DD 04/01/20 | — | — | $250K | $236K | 0.3% | |
| JPMORGAN CHASE & CO VAR RT 06/14/2030 DD 06/14/22 | — | — | $240K | $235K | 0.3% | |
| US TREAS BD FUTURE (CBT) EXP MAR 25 - | — | — | — | $232K | 0.3% | |
| ABBVIE INC 3.200% 11/21/2029 DD 05/21/20 | — | — | $244K | $232K | 0.3% | |
| METLIFE INC 6.400% 12/15/2066 DD 12/21/06 | — | — | $204K | $229K | 0.3% | |
| TRANSCONTINENTAL GAS PIPE LINE 7.850% 02/01/2026 DD 08/01/16 | — | — | $282K | $226K | 0.3% | |
| FNMA POOL #0MA4643 3.000% 04/01/2042 DD 04/01/22 | — | — | $220K | $215K | 0.3% | |
| UBS GROUP AG 144A 4.253% 03/23/2028 DD 03/23/17 | — | — | $210K | $204K | 0.3% | |
| U S TREASURY BOND 3.875% 02/15/2043 DD 02/15/23 | — | — | $227K | $203K | 0.2% | |
| SUZANO AUSTRIA GMBH 6.000% 01/15/2029 DD 07/15/19 | — | — | $208K | $201K | 0.2% | |
| U S TREASURY BOND 4.500% 11/15/2054 DD 11/15/24 | — | — | $209K | $201K | 0.2% | |
| BNP PARIBAS SA 144A VAR RT 01/13/2029 DD 01/13/23 | — | — | $200K | $200K | 0.2% | |
| BX TRUST 2021-ARIA ARIA A 144A VAR RT 10/15/2036 DD 10/28/21 | — | — | $200K | $199K | 0.2% | |
| MITSUBISHI UFJ FINANCIAL GROUP VAR RT 04/17/2026 DD 04/19/22 | — | — | $200K | $199K | 0.2% | |
| BANCO SANTANDER SA 2.746% 05/28/2025 DD 05/28/20 | — | — | $203K | $198K | 0.2% | |
| BNP PARIBAS SA 144A VAR RT 06/09/2026 DD 06/09/20 | — | — | $200K | $197K | 0.2% | |
| DUKE ENERGY CAROLINAS LLC 5.300% 02/15/2040 DD 11/19/09 | — | — | $206K | $196K | 0.2% | |
| EQUATE PETROCHEMICAL CO K 144A 4.250% 11/03/2026 DD 11/03/16 | — | — | $198K | $196K | 0.2% | |
| FNMA POOL #0CB2164 3.000% 11/01/2051 DD 10/01/21 | — | — | $212K | $195K | 0.2% | |
| WELLS FARGO & CO 4.750% 12/07/2046 DD 12/08/16 | — | — | $231K | $194K | 0.2% | |
| BNP PARIBAS SA 144A 4.400% 08/14/2028 DD 08/14/18 | — | — | $199K | $194K | 0.2% | |
| MPLX LP 2.650% 08/15/2030 DD 08/18/20 | — | — | $220K | $193K | 0.2% | |
| U S TREASURY BOND 4.250% 08/15/2054 DD 08/15/24 | — | — | $205K | $192K | 0.2% | |
| FREDDIE MAC STACR DNA6 M2 144A VAR RT 10/25/2041 DD 10/29/21 | — | — | $190K | $191K | 0.2% | |
| BIRCH GROVE CLO 11 11A A1 144A VAR RT 01/22/2038 DD 12/27/24 | — | — | $190K | $190K | 0.2% | |
| BLACK DIAMOND CLO 2 1A A1 144A VAR RT 10/25/2037 DD 10/25/24 | — | — | $190K | $190K | 0.2% | |
| SANDS CHINA LTD VAR RT 06/18/2030 DD 12/18/20 | — | — | $178K | $187K | 0.2% | |
| KREF 2022-FL3 LTD FL3 A 144A VAR RT 02/17/2039 DD 02/10/22 | — | — | $186K | $186K | 0.2% | |
| FREDDIE MAC STAC DNA2 M1B 144A VAR RT 02/25/2042 DD 02/11/22 | — | — | $180K | $184K | 0.2% | |
| FHLMC POOL #SD-4030 6.500% 10/01/2053 DD 10/01/23 | — | — | $182K | $181K | 0.2% | |
| CARVAL CLO XI C LTD 3A A1 144A VAR RT 10/20/2037 DD 09/25/24 | — | — | $180K | $181K | 0.2% | |
| U S TREASURY NOTE 3.875% 08/15/2033 DD 08/15/23 | — | — | $181K | $181K | 0.2% | |
| BALBOA BAY LOAN F 1A A1RR 144A VAR RT 10/20/2035 DD 11/04/24 | — | — | $180K | $181K | 0.2% | |
| NORTHROP GRUMMAN CORP 2.930% 01/15/2025 DD 10/13/17 | — | — | $176K | $180K | 0.2% | |
| NP SPE X LP 1A A1 144A 2.230% 03/19/2051 DD 03/19/21 | — | — | $189K | $179K | 0.2% | |
| JPMORGAN CHASE & CO 4.250% 10/01/2027 DD 09/25/15 | — | — | $192K | $179K | 0.2% | |
| HERTZ VEHICLE FINANC 2A A 144A 1.680% 12/27/2027 DD 06/30/21 | — | — | $190K | $178K | 0.2% | |
| ANHEUSER-BUSCH COS LLC / ANHEU 4.900% 02/01/2046 DD 02/01/19 | — | — | $191K | $177K | 0.2% | |
| FREDDIE MAC STAC DNA3 M1B 144A VAR RT 04/25/2042 DD 04/18/22 | — | — | $170K | $176K | 0.2% | |
| US TREAS-CPI INFLAT 1.125% 01/15/2033 DD 01/15/23 | — | — | $189K | $175K | 0.2% | |
| BANK 2021-BNK34 BN34 A5 2.438% 06/15/2063 DD 06/01/21 | — | — | $159K | $173K | 0.2% | |
| FHLMC POOL #RB-5105 2.000% 02/01/2041 DD 02/01/21 | — | — | $169K | $173K | 0.2% | |
| RELIANCE INDUSTRIES LTD 144A 3.625% 01/12/2052 DD 01/12/22 | — | — | $247K | $173K | 0.2% | |
| U S TREASURY BOND 3.000% 08/15/2052 DD 08/15/22 | — | — | $216K | $172K | 0.2% | |
| TSMC ARIZONA CORP 2.500% 10/25/2031 DD 10/25/21 | — | — | $199K | $171K | 0.2% | |
| GNMA GTD REMIC P/T 21-115 MI 2.500% 05/20/2051 DD 06/01/21 | — | — | $145K | $171K | 0.2% | |
| UBS AG/LONDON 4.500% 06/26/2048 DD 06/26/23 | — | — | $270K | $170K | 0.2% | |
| BX TRUST 2022-LBA6 LBA6 A 144A VAR RT 01/15/2039 DD 02/02/22 | — | — | $170K | $170K | 0.2% | |
| INTEREST T3 PARTNERS II LP | PARTNERSHIP/JOINT VENTURE | — | $5.5M | $170K | 0.2% | |
| MEXICO GOVERNMENT INTERNATIONA 4.750% 03/08/2044 DD 03/08/12 | — | — | $249K | $168K | 0.2% | |
| U S TREASURY BOND 2.000% 08/15/2051 DD 08/15/21 | — | — | $280K | $166K | 0.2% | |
| OCEAN TRAILS CLO 10A AR2 144A VAR RT 10/15/2034 DD 10/15/24 | — | — | $160K | $160K | 0.2% | |
| MEXICO GOVERNMENT INTERNATIONA 3.500% 02/12/2034 DD 01/12/22 | — | — | $199K | $159K | 0.2% | |
| MORGAN STANLEY VAR RT 04/01/2031 DD 03/31/20 | — | — | $170K | $158K | 0.2% | |
| JPMBB COMMERCIAL MORTGA C23 AS VAR RT 09/15/2047 DD 09/01/14 | — | — | $165K | $157K | 0.2% | |
| GLENCORE FUNDING LLC 144A 4.000% 03/27/2027 DD 03/27/17 | — | — | $160K | $157K | 0.2% | |
| GOLDMAN SACHS GROUP INC/THE 3.500% 11/16/2026 DD 11/16/16 | — | — | $158K | $156K | 0.2% | |
| OCCIDENTAL PETROLEUM CORP 7.875% 09/15/2031 DD 09/15/19 | — | — | $198K | $155K | 0.2% | |
| MORGAN STANLEY BANK OF A C34 B VAR RT 11/15/2052 DD 10/01/17 | — | — | $190K | $155K | 0.2% | |
| GOLDMAN SACHS GROUP INC/THE VAR RT 10/21/2032 DD 10/21/21 | — | — | $182K | $152K | 0.2% | |
| EMPOWER CLO 2023-2 2A A1 144A VAR RT 07/15/2036 DD 08/22/23 | — | — | $151K | $151K | 0.2% | |
| COMCAST CORP 4.049% 11/01/2052 DD 10/19/17 | — | — | $186K | $151K | 0.2% | |
| GOLUB CAPITAL PARTN 66A A 144A VAR RT 04/25/2036 DD 04/13/23 | — | — | $150K | $151K | 0.2% | |
| VOYA CLO 2017-3 LT 3A A1R 144A VAR RT 04/20/2034 DD 04/01/21 | — | — | $150K | $150K | 0.2% | |
| TESLA SUSTAINABLE EN 1A B 144A 5.820% 06/21/2050 DD 11/12/24 | — | — | $150K | $149K | 0.2% | |
| ENTERPRISE PRODUCTS OPERATING 4.150% 10/16/2028 DD 10/11/18 | — | — | $149K | $146K | 0.2% | |
| U S TREASURY BOND 4.625% 05/15/2054 DD 05/15/24 | — | — | $157K | $146K | 0.2% | |
| CWABS INC ASSET-BACKED C 6 1A1 VAR RT 12/25/2034 DD 06/30/04 | — | — | $134K | $143K | 0.2% | |
| FHLMC POOL #SD-1586 3.500% 08/01/2052 DD 08/01/22 | — | — | $152K | $142K | 0.2% | |
| BANK OF AMERICA CORP VAR RT 03/20/2051 DD 03/20/20 | — | — | $186K | $141K | 0.2% | |
| AVIS BUDGET RENTAL C 3A A 144A 5.230% 12/20/2030 DD 03/12/24 | — | — | $140K | $141K | 0.2% | |
| U S TREASURY BD PRIN STRIP 0.000% 05/15/2049 DD 05/15/19 | — | — | $233K | $140K | 0.2% | |
| FHLMC POOL #RB-5071 2.000% 08/01/2040 DD 08/01/20 | — | — | $142K | $139K | 0.2% | |
| AERCAP IRELAND CAPITAL DAC / A 3.000% 10/29/2028 DD 10/29/21 | — | — | $152K | $139K | 0.2% | |
| FHLMC POOL #RB-5154 2.500% 04/01/2042 DD 03/01/22 | — | — | $141K | $139K | 0.2% | |
| AMAZON.COM INC 3.150% 08/22/2027 DD 02/22/18 | — | — | $140K | $135K | 0.2% | |
| FNMA POOL #0FS0995 2.500% 03/01/2042 DD 03/01/22 | — | — | $138K | $134K | 0.2% | |
| SG RESIDENTIAL MORTG 1 A1 144A VAR RT 03/27/2062 DD 02/01/22 | — | — | $147K | $134K | 0.2% | |
| TELEFONICA EMISIONES SA 5.213% 03/08/2047 DD 03/08/17 | — | — | $155K | $134K | 0.2% | |
| BANK OF NEW YORK MELLON CORP/T VAR RT 06/13/2033 DD 06/13/22 | — | — | $140K | $132K | 0.2% | |
| SUNRUN VULCAN ISSUER 1A A 144A 2.460% 01/30/2052 DD 03/17/21 | — | — | $159K | $131K | 0.2% | |
| BMP 2024-MF23 MF23 A 144A VAR RT 06/15/2041 DD 06/04/24 | — | — | $130K | $130K | 0.2% | |
| BANK OF NOVA SCOTIA/THE 3.450% 04/11/2025 DD 04/12/22 | — | — | $130K | $129K | 0.2% | |
| U S TREASURY BOND 4.250% 02/15/2054 DD 02/15/24 | — | — | $137K | $128K | 0.2% | |
| FNMA POOL #0MA4473 1.500% 11/01/2041 DD 10/01/21 | — | — | $128K | $127K | 0.2% | |
| SALESFORCE INC 3.700% 04/11/2028 DD 04/11/18 | — | — | $131K | $127K | 0.2% | |
| BANK OF AMERICA CORP VAR RT 07/21/2028 DD 07/21/17 | — | — | $131K | $126K | 0.2% | |
| TEXAS INSTRUMENTS INC 2.250% 09/04/2029 DD 09/04/19 | — | — | $140K | $126K | 0.2% | |
| VERUS SECURITIZATION 4 A1 144A VAR RT 05/25/2068 DD 05/01/23 | — | — | $125K | $126K | 0.2% | |
| MORGAN STANLEY VAR RT 01/24/2029 DD 01/23/18 | — | — | $129K | $125K | 0.2% | |
| T-MOBILE USA INC 2.250% 11/15/2031 DD 05/15/21 | — | — | $150K | $125K | 0.2% | |
| MORGAN STANLEY VAR RT 01/22/2031 DD 01/22/20 | — | — | $140K | $124K | 0.2% | |
| FNMA POOL #0MA4422 2.000% 08/01/2041 DD 08/01/21 | — | — | $127K | $124K | 0.2% | |
| FOX CORP 5.476% 01/25/2039 DD 01/25/20 | — | — | $139K | $124K | 0.2% | |
| PRKCM 2021-AFC2 T AFC2 A1 144A VAR RT 11/25/2056 DD 11/01/21 | — | — | $142K | $123K | 0.2% | |
| BOCA COMMERCIAL MO BOCA A 144A VAR RT 08/15/2041 DD 08/22/24 | — | — | $120K | $121K | 0.1% | |
| CSMC 2022-NQM1 TR NQM1 A1 144A VAR RT 11/25/2066 DD 01/01/22 | — | — | $135K | $120K | 0.1% | |
| SMRT 2022-MINI MINI A 144A VAR RT 01/15/2039 DD 02/08/22 | — | — | $120K | $120K | 0.1% | |
| ANGEL OAK MORTGAGE T 3 A1 144A 4.000% 01/25/2067 DD 04/01/22 | — | — | $125K | $119K | 0.1% | |
| RTX CORP 3.950% 08/16/2025 DD 08/16/18 | — | — | $120K | $119K | 0.1% | |
| ROCHE HOLDINGS INC 144A 2.607% 12/13/2051 DD 12/13/21 | — | — | $200K | $119K | 0.1% | |
| AREIT 2022-CRE6 TR CRE6 A 144A VAR RT 01/20/2037 DD 01/27/22 | — | — | $118K | $118K | 0.1% | |
| ECOPETROL SA 5.875% 05/28/2045 DD 05/28/14 | — | — | $154K | $117K | 0.1% | |
| COTERRA ENERGY INC 4.375% 03/15/2029 DD 09/15/22 | — | — | $135K | $116K | 0.1% | |
| ADOBE INC 2.300% 02/01/2030 DD 02/03/20 | — | — | $130K | $116K | 0.1% | |
| OBX 2022-NQM1 TRU NQM1 A1 144A VAR RT 11/25/2061 DD 01/01/22 | — | — | $131K | $115K | 0.1% | |
| BP CAPITAL MARKETS AMERICA INC 3.000% 02/24/2050 DD 02/24/20 | — | — | $178K | $115K | 0.1% | |
| ORACLE CORP 2.875% 03/25/2031 DD 03/24/21 | — | — | $130K | $114K | 0.1% | |
| ASIAN DEVELOPMENT BANK 1.500% 01/20/2027 DD 01/20/22 | — | — | $119K | $113K | 0.1% | |
| MORGAN STANLEY RE INV2 A1 144A VAR RT 02/25/2054 DD 04/01/24 | — | — | $111K | $112K | 0.1% | |
| U S TREASURY BOND 3.750% 11/15/2043 DD 11/15/13 | — | — | $152K | $112K | 0.1% | |
| BIRCH GROVE CLO 7 L 7A A1 144A VAR RT 10/20/2036 DD 11/17/23 | — | — | $110K | $111K | 0.1% | |
| OAKTREE CLO 2024-25 25A A 144A VAR RT 04/20/2037 DD 02/28/24 | — | — | $110K | $111K | 0.1% | |
| PARK BLUE CLO 2022 2A A1R 144A VAR RT 07/20/2037 DD 07/22/24 | — | — | $110K | $111K | 0.1% | |
| ENERGY TRANSFER LP 6.250% 04/15/2049 DD 01/15/19 | — | — | $133K | $110K | 0.1% | |
| CAMERON LNG LLC 144A 3.302% 01/15/2035 DD 12/13/19 | — | — | $139K | $110K | 0.1% | |
| CITIGROUP INC 4.400% 06/10/2025 DD 06/10/15 | — | — | $110K | $110K | 0.1% | |
| ENTERPRISE PRODUCTS OPERATING 2.800% 01/31/2030 DD 01/15/20 | — | — | $121K | $109K | 0.1% | |
| ALTRIA GROUP INC 5.950% 02/14/2049 DD 02/14/19 | — | — | $119K | $108K | 0.1% | |
| VERIZON COMMUNICATIONS INC 5.250% 03/16/2037 DD 03/16/17 | — | — | $114K | $107K | 0.1% | |
| CITIGROUP INC VAR RT 07/24/2028 DD 07/24/17 | — | — | $111K | $107K | 0.1% | |
| ORACLE CORP 1.650% 03/25/2026 DD 03/24/21 | — | — | $110K | $106K | 0.1% | |
| WARNERMEDIA HOLDINGS INC 4.279% 03/15/2032 DD 03/15/23 | — | — | $117K | $106K | 0.1% | |
| BX COMMERCIAL MORTG XL2 A 144A VAR RT 10/15/2038 DD 10/26/21 | — | — | $105K | $106K | 0.1% | |
| MSWF COMMERCIAL MORTGAGE 2 A5 VAR RT 12/15/2056 DD 12/01/23 | — | — | $103K | $105K | 0.1% | |
| DEEPHAVEN RESIDENTIA 1 A1 144A VAR RT 01/25/2067 DD 01/01/22 | — | — | $117K | $105K | 0.1% | |
| NJ TRUST 2023-GSP GSP A 144A VAR RT 01/06/2029 DD 12/01/23 | — | — | $101K | $104K | 0.1% | |
| BANK OF AMERICA CORP 5.000% 01/21/2044 DD 01/21/14 | — | — | $112K | $103K | 0.1% | |
| DIAMONDBACK ENERGY INC 3.500% 12/01/2029 DD 12/05/19 | — | — | $116K | $102K | 0.1% | |
| SMB PRIVATE EDUCATI A A2B 144A 1.590% 01/15/2053 DD 02/09/21 | — | — | $113K | $102K | 0.1% | |
| CITIGROUP INC 6.125% 08/25/2036 DD 08/25/06 | — | — | $96K | $102K | 0.1% | |
| AMAZON.COM INC 3.600% 04/13/2032 DD 04/13/22 | — | — | $110K | $102K | 0.1% | |
| T-MOBILE USA INC 2.700% 03/15/2032 DD 12/06/21 | — | — | $121K | $102K | 0.1% | |
| GOLDMAN SACHS GROUP INC/THE 5.150% 05/22/2045 DD 05/22/15 | — | — | $114K | $101K | 0.1% | |
| NYC TRUST 2024-3EL 3ELV A 144A VAR RT 08/15/2029 DD 08/08/24 | — | — | $100K | $101K | 0.1% | |
| BX TRUST 2024-VLT4 VLT4 B 144A VAR RT 07/15/2029 DD 06/18/24 | — | — | $100K | $101K | 0.1% | |
| CORPORATE DEBT INSTRUMENTS Corporate debt instruments - preferred AB BSL CLO 4 LTD 4A A 144A VAR RT 04/20/2036 DD 04/12/23 | — | — | $100K | $100K | 0.1% | |
| BASSWOOD PARK CLO LT 1A A 144A VAR RT 04/20/2034 DD 04/29/21 | — | — | $100K | $100K | 0.1% | |
| APEX CREDIT CLO 2 1A A1RR 144A VAR RT 04/20/2035 DD 06/05/24 | — | — | $100K | $100K | 0.1% | |
| UNION PACIFIC CORP 3.839% 03/20/2060 DD 03/20/20 | — | — | $144K | $100K | 0.1% | |
| ANHEUSER-BUSCH INBEV WORLDWIDE 4.439% 10/06/2048 DD 04/06/17 | — | — | $120K | $100K | 0.1% | |
| BANK OF AMERICA CORP 4.000% 01/22/2025 DD 01/22/15 | — | — | $99K | $100K | 0.1% | |
| ANHEUSER-BUSCH INBEV WORLDWIDE 4.750% 01/23/2029 DD 01/23/19 | — | — | $102K | $100K | 0.1% | |
| FHLMC POOL #SD-5969 6.500% 07/01/2054 DD 07/01/24 | — | — | $100K | $99K | 0.1% | |
| NAVIENT STUDENT LOA 3A A3 144A VAR RT 06/25/2065 DD 06/16/16 | — | — | $100K | $99K | 0.1% | |
| HOME DEPOT INC/THE 3.350% 04/15/2050 DD 03/30/20 | — | — | $147K | $98K | 0.1% | |
| ELLINGTON FINANCIAL 1 A1 144A VAR RT 01/25/2067 DD 01/01/22 | — | — | $113K | $97K | 0.1% |
Showing top 200 of 735 investments by value.