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Original filing (PDF)20251006075917NAL0003332289001
B. C. ZIEGLER AND COMPANY
Form 5500
FILING_RECEIVED
ZIEGLER 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
179
Accounts w/ balance
299
Plan assets (EOY)
$107.6M
Net assets (EOY)
$107.6M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for B. C. ZIEGLER AND COMPANY.
Plan sponsor
Name
B. C. ZIEGLER AND COMPANY
EIN
39-0727640
Address
ONE NORTH WACKER DRIVE · SUITE 2000 · CHICAGO, IL · 60606
Phone
(312) 263-0110
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CASSELL PLAN AUDITS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES LLC | 46-5378846 | — | NONE | $65K | — |
| ONEAMERICA INVESTMENT ADVISORY SVCS | 81-3920167 | — | NONE | $25K | — |
| MATRIX TRUST COMPANY | 75-3182674 | — | NONE | $0 | — |
Investments
26 direct securities · 1 pooled fund· $107.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$107.2M
26 holdings
Common Collective Trust
$287K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Dodge & Cox Funds Dodge & Cox Balanced Fund | — | — | — | $17.2M | 16.0% | |
| T. Rowe Price T. Rowe Price Blue Chip Growth Fund | — | — | — | $14.4M | 13.4% | |
| The Vanguard Group Vanguard Institutional Index Fd | — | — | — | $10.9M | 10.2% | |
| The Vanguard Group Vanguard US Growth Admiral | — | — | — | $8.8M | 8.2% | |
| Blackrock Mutual Funds Blackrock Equity Dividend Fund Class I | — | — | — | $8.0M | 7.4% | |
| The Vanguard Group Vanguard Small-Cap Index Fund | — | — | — | $6.3M | 5.9% | |
| The Vanguard Group Vanguard Federal Money Market Fund | — | — | — | $5.8M | 5.3% | |
| T. Rowe Price T. Rowe Price New Horizons Fund | — | — | — | $4.2M | 3.9% | |
| The Vanguard Group Vanguard Mid-Cap Index Fund | — | — | — | $4.2M | 3.9% | |
| The Vanguard Group Vanguard Intl Growth Adm | — | — | — | $3.9M | 3.6% | |
| The Vanguard Group Vanguard Total International Stock Index Fund | — | — | — | $2.9M | 2.7% | |
| The Vanguard Group Vanguard Mid-Cap Value Index Fund | — | — | — | $2.7M | 2.6% | |
| Federated Hermes total Return Bond IS | — | — | — | $2.5M | 2.3% | |
| PIMCO Income Inst PIMCO Income Inst | — | — | — | $2.2M | 2.0% | |
| MassMutual Select Mid Cap "Growth | — | — | — | $2.1M | 1.9% | |
| The Vanguard Group Vanguard Value Index Adm | — | — | — | $1.8M | 1.6% | |
| Cohen & Steers Cohen & Steers Instl Realty Shares | — | — | — | $1.6M | 1.5% | |
| PIMCO Investments LLC PIMCO Low Duration Fund | — | — | — | $1.5M | 1.4% | |
| Fidelity Advisor Small Cap Value I Fidelity Advisor Small-Cap Value I | — | — | — | $1.1M | 1.1% | |
| Artisan Artsian High Income Investor | — | — | — | $1.1M | 1.0% | |
| Self Directed Brokerage Accounts Self directed investments | — | — | — | $1.0M | 1.0% | |
| Blackrock Mutual Funds Blackrock Global Allocation Fund Class I | — | — | — | $865K | 0.8% | |
| Federated Kaufmann Small Cap Fund | — | — | — | $741K | 0.7% | |
| The Vanguard Group Vanguard Inflation-Protected Securities Fund | — | — | — | $545K | 0.5% | |
| Notes receivable from participants Interest rates ranging from 3.25% to 9.75% | — | — | — | $429K | 0.4% | |
| HERMES CAPITAL PRESERVATION FUND FEDERATED INVESTORS TRUST COMPANY · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $287K | 0.3% | |
| The Vanguard Group Vanguard FTSE Social Index Fund | — | — | — | $270K | 0.3% |