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Original filing (PDF)20251015200528NAL0011341362001
PILLSBURY WINTHROP SHAW PITTMAN LLP
Form 5500
FILING_RECEIVED
PILLSBURY WINTHROP SHAW PITTMAN LLP RETIREMENT SAVINGS PLAN NO. 1
401(k) retirement plan
Signals · 1
99% in single holding
Active participants
1,164
Accounts w/ balance
2,275
Plan assets (EOY)
$1.2B
Net assets (EOY)
$1.2B
How this plan invests
This plan
1 pooled trust
Schedule D
7 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Investment Interest in Master Trust Master Trust" is 99% of plan.
Helping the score
- Below-peer total fees (0 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PILLSBURY WINTHROP SHAW PITTMAN LLP.
Plan sponsor
Name
PILLSBURY WINTHROP SHAW PITTMAN LLP
EIN
94-1311126
Address
FOUR EMBARCADERO CENTER, 22ND FLOOR · SAN FRANCISCO, CA · 94111
Phone
(415) 983-1000
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
3B · Covers self-employed individuals
Audit & trust (Schedule H)
Auditor
MILLER KAPLAN ARASE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEAMERICA RETIREMENT SERVICES LLC | 46-5378846 | — | RECORDKEEPER | $20K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VIOLICH CAPITAL MANAGEMENT | 94-2412203 | — | INVESTMENT ADVISOR | $22K | — |
| PITTENGER ANDERSON, INC. | 46-5378846 | LINCOLN, NE | INVESTMENT ADVISOR | $6K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MATRIX TRUST CO. | 75-3182674 | — | NONE | $0 | — |
Investments
7 direct securities · 1 pooled fund· $2.3B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.2B
7 holdings
Master Trust
$1.1B
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Investment Interest in Master Trust Master Trust | — | — | — | $1.1B | 98.0% | |
| PILLSBURY WINTHROP RSP 1 & 2 MSTR T PILLSBURY WINTHROP SHAW PITTMAN LLP · EIN 94-1311126 / PN 007 | Master Trust | — | — | $1.1B | 98.0% | |
| Self-Directed Brokerage Accounts Common Stocks | — | — | — | $6.7M | 0.6% | |
| Self-Directed Brokerage Accounts Mutual Funds and Exchange Traded Funds | — | — | — | $3.3M | 0.3% | |
| Participant Loans Interest rates of 4.75% to 10.00%, | — | — | — | $3.3M | 0.3% | |
| Self-Directed Brokerage Accounts Life Insurance Policies | — | — | — | $2.9M | 0.2% | |
| Self-Directed Brokerage Accounts U.S. Government Obligations | — | — | — | $151K | <0.1% | |
| Self-Directed Brokerage Accounts Limited Partnership Interests | — | — | — | $147K | <0.1% |