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Original filing (PDF)20251015100548NAL0004533857001
BAIRD & WARNER, INC.
Form 5500
FILING_RECEIVED
THE BAIRD & WARNER 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
385
Accounts w/ balance
486
Plan assets (EOY)
$45.1M
Net assets (EOY)
$45.1M
How this plan invests
This plan
1 pooled trust
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (17 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BAIRD & WARNER, INC..
Plan sponsor
Name
BAIRD & WARNER, INC.
EIN
36-3916731
Address
120 SOUTH LASALLE STREET · SUITE 2000 · CHICAGO, IL · 60603
Phone
(312) 857-9628
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
FGMK
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $38K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER FIDUCIARY ADVISORS LLC | 36-4291971 | — | ADVISOR | $30K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FGMK | 36-2929601 | — | ACCOUNTANT/AUDITOR | $10K | — |
Investments
34 direct securities · 1 pooled fund· $43.2M(96% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$35.9M
33 holdings
Mutual Funds
$6.7M
1 holding
Common Collective Trust
$622K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| s * Fidelity Investments 500 Index Fund | Mutual Funds | — | — | $6.7M | 14.8% | |
| T. Rowe Price Retirement 2030 Fund - Advisor Fund | — | — | — | $6.2M | 13.8% | |
| T. Rowe Price Retirement 2035 Fund - Advisor Fund | — | — | — | $3.9M | 8.6% | |
| T. Rowe Price Retirement 2040 Fund - Advisor Fund | — | — | — | $2.8M | 6.1% | |
| MFS Investment Management MFS International Intrinsic Value Fund Class R4 | — | — | — | $2.5M | 5.6% | |
| Fidelity Investments Large Cap Growth Index Fund | — | — | — | $2.1M | 4.7% | |
| Blackrock Advisors, LLC BlackRock Equity Dividend Fund Institutional Shares | — | — | — | $2.0M | 4.4% | |
| T. Rowe Price Retirement 2020 Fund - Advisor Fund | — | — | — | $2.0M | 4.3% | |
| MFS Investment Management Massachusetts Investors Trust Class R4 | — | — | — | $1.6M | 3.7% | |
| T. Rowe Price Retirement 2025 Fund - Advisor Fund | — | — | — | $1.6M | 3.6% | |
| Principal Investment Mid Cap R-6 | — | — | — | $1.4M | 3.2% | |
| T. Rowe Price Retirement 2055 Fund - Advisor Fund | — | — | — | $1.3M | 2.8% | |
| T. Rowe Price Retirement 2050 Fund - Advisor Fund | — | — | — | $1.1M | 2.5% | |
| T. Rowe Price Retirement 2060 Fund - Advisor Fund | — | — | — | $1.1M | 2.4% | |
| Fidelity Investments Government Money Market Fund | — | — | — | $1.0M | 2.3% | |
| Fidelity Investments Small-Cap Index Fund - Premium Class | — | — | — | $810K | 1.8% | |
| FA STABLE VALUE I FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 026 | Common Collective Trust | — | — | $622K | 1.4% | |
| Pioneer Bond Fund Pioneer Bond Fund - Class Y Shares | — | — | — | $589K | 1.3% | |
| Fidelity Investments International Index Fund - Advantage Class | — | — | — | $519K | 1.2% | |
| similar party collateral, par, or maturity value * Fidelity Brokerage Link | — | — | — | $472K | 1.0% | |
| Fidelity Investments US Bond Index Fund | — | — | — | $459K | 1.0% | |
| Participant Loans Interest rates of 5.25% to 10.25%, maturing from 2023 to 2031 | — | — | — | $427K | 0.9% | |
| Fidelity Investments Small Cap Fund Growth - Class Z | — | — | — | $372K | 0.8% | |
| PIMCO Real Return Fund Institutional Class A | — | — | — | $317K | 0.7% | |
| Fidelity Investments Mid-Cap Index Fund | — | — | — | $252K | 0.6% | |
| Nuveen Investments Real Estate Securities I | — | — | — | $211K | 0.5% | |
| American Funds New World Fund Class R-6 | — | — | — | $190K | 0.4% | |
| T. Rowe Price Retirement 2010 Fund - Advisor Fund | — | — | — | $189K | 0.4% | |
| MFS Investment Management MFS Conservative Allocation Fund Class R4 | — | — | — | $153K | 0.3% | |
| Allspring Special Mid Cap Value Fund | — | — | — | $124K | 0.3% | |
| T. Rowe Price Retirement 2015 Fund - Advisor Fund | — | — | — | $107K | 0.2% | |
| Allspring Special Small Cap Value Fund Class R6 | — | — | — | $80K | 0.2% | |
| Vanguard Group, Inc. Vanguard FTSE Social Index Fund Admiral | — | — | — | $52K | 0.1% | |
| T. Rowe Price Retirement 2005 Fund - Advisor Fund | — | — | — | $33K | <0.1% | |
| T. Rowe Price Retirement 2065 Fund - Advisor Fund | — | — | — | $27K | <0.1% |