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Original filing (PDF)20251015163940NAL0005444321001
CIRCANA, LLC
Form 5500
FILING_RECEIVED
CIRCANA 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
3,660
Accounts w/ balance
4,217
Plan assets (EOY)
$891.6M
Net assets (EOY)
$891.6M
How this plan invests
This plan
1 pooled trust
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (3 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CIRCANA, LLC.
Plan sponsor
Name
CIRCANA, LLC
EIN
36-2947987
Address
203 N. LASALLE ST. · SUITE 1500 · CHICAGO, IL · 60601
Phone
(312) 726-1221
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2T · Default investment account (QDIA)
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
Audit & trust (Schedule H)
Auditor
GRANT THORNTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $93K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDUCIENT | 36-4001764 | — | CONSULTANT | $76K | — |
Accountant / Auditor
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GRANT THORNTON LLP | 36-6055558 | — | ACCOUNTANT/AUDITOR | $57K | — |
| CUTRARA & COMPANY | 36-2887252 | — | ACCOUNTANT/AUDITOR | $34K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
22 direct securities · 1 pooled fund· $885.2M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$865.7M
21 holdings
Common Collective Trust
$16.5M
1 holding
Mutual Funds
$2.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Blue Chip Growth K6 | — | — | — | $136.5M | 15.3% | |
| Fidelity 500 Index Fund | — | — | — | $131.9M | 14.8% | |
| JP Morgan US Equity R6 | — | — | — | $119.7M | 13.4% | |
| American Funds Target Date 2040 R6 | — | — | — | $60.2M | 6.8% | |
| American Funds Target Date 2035 R6 | — | — | — | $60.1M | 6.7% | |
| American Funds Target Date 2045 R6 | — | — | — | $50.7M | 5.7% | |
| Fidelity Extended Market Index | — | — | — | $49.8M | 5.6% | |
| American Funds Target Date 2030 R6 | — | — | — | $46.1M | 5.2% | |
| American Funds Target Date 2050 R6 | — | — | — | $42.0M | 4.7% | |
| American Funds Target Date 2055 R6 | — | — | — | $28.7M | 3.2% | |
| Morgan Stanley International Diversification R4 | — | — | — | $22.9M | 2.6% | |
| Fidelity US Bond Index | — | — | — | $21.1M | 2.4% | |
| Money market funds Vanguard Federal Money Market | — | — | — | $19.3M | 2.2% | |
| American Funds Target Date 2025 R6 | — | — | — | $18.5M | 2.1% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $16.5M | 1.8% | |
| American Funds Target Date 2060 R6 | — | — | — | $15.4M | 1.7% | |
| Columbia Dividend Income Advisor | — | — | — | $10.5M | 1.2% | |
| American Funds Target Date 2020 R6 | — | — | — | $7.9M | 0.9% | |
| TCW Group Met West Total Return Bond | — | — | — | $7.8M | 0.9% | |
| Neuberger Berman Genesis R6 | — | — | — | $6.6M | 0.7% | |
| American Funds Target Date 2065 R6 | — | — | — | $5.3M | 0.6% | |
| Fidelity Total International Index | — | — | — | $4.8M | 0.5% | |
| American Century Small Cap Value R6 | Mutual Funds | — | — | $2.9M | 0.3% |
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