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Original filing (PDF)20250811111254NAL0020558418001
PHOENIX CLOSURES, INC.
Form 5500
FILING_RECEIVED
PHOENIX CLOSURES WEST 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
308
Accounts w/ balance
330
Plan assets (EOY)
$11.2M
Net assets (EOY)
$11.2M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 40 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PHOENIX CLOSURES, INC..
Plan sponsor
Name
PHOENIX CLOSURES, INC.
EIN
36-2583573
Address
975 MERIDIAN LAKE DRIVE · AURORA, IL · 60504
Phone
(630) 420-4785
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
DHJJ LTD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PROSPERA FINANCIAL SERVICES | 75-1832551 | — | INVESTMENT ADVISORY | $7K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $38K | — |
Investments
30 direct securities · 1 pooled fund· $9.9M(88% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.9M
30 holdings
Pooled Separate Account
$27K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Fund Service Company Target Date Retirement 2040 R6 Fund | — | — | — | $1.8M | 15.9% | |
| American Fund Service Company Target Date Retirement 2045 R6 Fund | — | — | — | $1.4M | 12.2% | |
| American Fund Service Company Target Date Retirement 2050 R6 Fund | — | — | — | $782K | 7.0% | |
| American Fund Service Company Target Date Retirement 2035 R6 Fund | — | — | — | $735K | 6.6% | |
| American Fund Service Company Target Date Retirement 2030 R6 Fund | — | — | — | $657K | 5.9% | |
| American Fund Service Company Target Date Retirement 2055 R6 Fund | — | — | — | $648K | 5.8% | |
| American Fund Service Company Target Date Retirement 2060 R6 Fund | — | — | — | $571K | 5.1% | |
| Participant loans 3.25% - 8.50% -0- | — | — | — | $530K | 4.7% | |
| Principal Life Insurance Company Fixed Income Guaranteed Option | — | — | — | $511K | 4.6% | |
| Vanguard Group 500 Index Admiral Fund | — | — | — | $396K | 3.5% | |
| JP Morgan Large Cap Gr R6 Fund | — | — | — | $305K | 2.7% | |
| American Fund Service Company Target Date Retirement 2065 R6 Fund | — | — | — | $265K | 2.4% | |
| Vanguard Group International Growth Admiral Fund | — | — | — | $170K | 1.5% | |
| Vanguard Group Small Cap Index Admiral Fund | — | — | — | $162K | 1.4% | |
| American Fund Service Company Target Date Retirement 2020 R6 Fund | — | — | — | $147K | 1.3% | |
| Loomis Sayles Core Plus Bond N Fund | — | — | — | $141K | 1.3% | |
| Vanguard Group Equity Income Admiral Fund | — | — | — | $109K | 1.0% | |
| JP Morgan Mid Cap Gr R6 Fund | — | — | — | $107K | 1.0% | |
| Vanguard Group Small Cap Value Index Admiral Fund | — | — | — | $77K | 0.7% | |
| American Fund Service Company Target Date Retirement 2025 R6 Fund | — | — | — | $63K | 0.6% | |
| Vanguard Group Mid Cap Index Admiral Fund | — | — | — | $62K | 0.6% | |
| American Fund Service Company Target Date Retirement 2010 R6 Fund | — | — | — | $57K | 0.5% | |
| Alliance Bernstein AB Small Cap Growth Port Z Fund | — | — | — | $56K | 0.5% | |
| Vanguard Group Inflation-Protected Securities Admiral Fund | — | — | — | $46K | 0.4% | |
| American Fund Service Company AM FDS New Perspective Fund Class R6 | — | — | — | $31K | 0.3% | |
| Vanguard Group Emerging Markets Stock Index Admiral Fund | — | — | — | $29K | 0.3% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $27K | 0.2% | |
| Pioneer Bond K Fund | — | — | — | $27K | 0.2% | |
| Victory Capital Sycamore Established Value R6 Fund | — | — | — | $22K | 0.2% | |
| American Fund Service Company AM FDS New World Fund Class R6 | — | — | — | $14K | 0.1% | |
| American Fund Service Company Target Date Retirement 2070 R6 Fund | — | — | — | $1K | <0.1% |
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