How big is Plastikos, Inc.'s plan?

Plastikos, Inc.'s plan reported $11.2M in assets and 187 participants for 2023.

Original filing (PDF)20250801054409NAL0009715728001

Plastikos, Inc.

Name: Plastikos, Inc. — Plastikos, Inc. & Micro MOLD Co., Form 5500 (2023)
Creator: Plastikos, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Plastikos, Inc. & Micro MOLD Co., Inc. Retirement Plan

401(k) retirement plan · Plastikos, Inc.'s Plastikos, Inc. & Micro MOLD Co., Inc. Retirement Plan held $11.2M in plan assets for 187 participants in 2023, with Ascensus as recordkeeper.

Signals · 2

18% employer stockCorrective distributions issued

Active participants

187

Accounts w/ balance

158

Plan assets (EOY)

$11.2M

Net assets (EOY)

$11.2M

People on this filing

Philip A. Katen signed Plastikos, Inc.'s 2023 Form 5500 as plan administrator.

Philip A. Katen — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Plastikos, Inc.'s EIN is 25-1595167.

EIN 25-1595167

Plan number 001

Plan year 2023

ACK ID 20250801054409NAL0009715728001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for Plastikos, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

Plastikos, Inc.'s plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction, a default investment (QDIA).

Decision-maker contacts

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How this plan invests

This plan

1 pooled trust

Schedule D

30 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (16th percentile).

Plan sponsor

Name

PLASTIKOS, INC.

EIN

all filings

Address

8165 HAWTHORNE DRIVE · ERIE, PA · 16509

Phone

(814) 868-1656

Industry

Manufacturing

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-11-01

Tax period

2024-10-31

Filed

2025-08-01

Pension benefit codes

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

3H · Sponsor in controlled / affiliated group

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ASCENSUS LLC	11-3665754	—	NONE	$16K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
SCHAFFNER KNIGHT MINNAUGH & CO	—	ERIE, PA	NONE	$12K	—

Investments

30 direct securities · 1 pooled fund· $11.3M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Mutual Funds

$5.4M

15 holdings

Common Collective Trusts

$2.2M

4 holdings

Common Stocks

$1.9M

2 holdings

Other securities

$1.4M

9 holdings

Common Collective Trust

$297K

1 holding

					% of plan
GM MFS International Diversification A MFS 0	Mutual Funds	—	—	$1.4M	12.9%
PGIM Jennison Growth CL A PGIM 0	Common Stocks	—	—	$1.3M	11.7%
GM MFS TOTAL RETURN BOND A MFS 0	Mutual Funds	—	—	$1.3M	11.5%
GM Fidelity 500 Index Fund Fidelity 0	Common Collective Trusts	—	—	$728K	6.5%
GM Fidelity U.S. Bond Index Fund Fidelity 0	Common Collective Trusts	—	—	$636K	5.7%
GM PGIM Jennison Growth CL A PGIM 0	Common Stocks	—	—	$631K	5.6%
Fidelity 500 Index Fund Fidelity 0	Common Collective Trusts	—	—	$472K	4.2%
GM MFS Value A MFS 0	Mutual Funds	—	—	$431K	3.9%
MFS International Diversification A MFS 0	Mutual Funds	—	—	$384K	3.4%
MFS Value A MFS 0	Mutual Funds	—	—	$366K	3.3%
GM BlackRock Equity Dividend Instl BlackRock 0	Other securities	—	—	$356K	3.2%
Janus Henderson Enterprise A Janus 0	Mutual Funds	—	—	$344K	3.1%
Fidelity U.S. Bond Index Fund Fidelity 0 222 GM Fidelity Mid Cap Index Fidelity 0	Common Collective Trusts	—	—	$320K	2.9%
GM Victory Sycamore Established Value A Victory 0	Other securities	—	—	$318K	2.8%
FEDERATED HERMES CAPITAL PRES I FEDERATED HERMES · EIN 22-2712853 / PN 001	Common Collective Trust	—	—	$297K	2.7%
American Funds Trgt Date Ret 2055 R4 American Funds 0 220 American Funds Trgt Date Ret 2065 R4 American Funds 0 7 Invesco Small Cap Value A Invesco 0	Mutual Funds	—	—	$257K	2.3%
MFS Total Return A MFS 0	Mutual Funds	—	—	$256K	2.3%
GM Janus Henderson Enterprise A Janus 0	Mutual Funds	—	—	$251K	2.2%
Federated Hermes Capital Pres I Federated 0	Other securities	—	—	$195K	1.7%
GM Fidelity Small Cap Index Fidelity 0	Mutual Funds	—	—	$180K	1.6%
Victory Sycamore Established Value A Victory 0	Other securities	—	—	$171K	1.5%
GM Invesco Small Cap Value A Invesco 0	Mutual Funds	—	—	$170K	1.5%
BlackRock High Yield Portfolio A BlackRock 0	Other securities	—	—	$112K	1.0%
GM AB Small Cap Growth Portfolio Adv Alliance Bernstein 0	Other securities	—	—	$102K	0.9%
GM Federated Hermes Capital Pres I Federated 0	Other securities	—	—	$102K	0.9%
AB Small Cap Growth Portfolio Adv Alliance Bernstein 0	Other securities	—	—	$56K	0.5%
MFS TOTAL RETURN BOND A MFS 0	Mutual Funds	—	—	$19K	0.2%
American Funds Trgt Date Ret 2045 R4 American Funds 0	Mutual Funds	—	—	$18K	0.2%
BlackRock Equity Dividend Instl BlackRock 0	Other securities	—	—	$15K	0.1%
Fidelity Mid Cap Index Fidelity 0	Mutual Funds	—	—	$12K	0.1%
Fidelity Small Cap Index Fidelity 0	Mutual Funds	—	—	$11K	0.1%