Back to filter
Original filing (PDF)20251010144546NAL0018281538001
ABBOTT LABORATORIES
Form 5500
FILING_RECEIVED
ABBOTT LABORATORIES ANNUITY RETIREMENT TRUST
Pooled investment trust — a fund that other plans invest in — not a participant plan
Signals · 2
25% in single holding21 service providers
Active participants
—
Accounts w/ balance
—
Plan assets (EOY)
$8.5B
Net assets (EOY)
$8.3B
How this plan invests
1 plans
invest in this fund
This trust
pooled vehicle
19 securities
Schedule of Assets
This is a pooled fund: many plans invest in it, and it holds the underlying securities.
Master trust / DFE filing
Pooled investment vehicle
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Pooled assets (EOY)
$8.5B
Net assets (EOY)
$8.3B
Participating plans
1
latest filings citing this trust
Cited interest
$8.3B
across citing plans' latest filings
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ABBOTT LABORATORIES.
Plan sponsor
Name
ABBOTT LABORATORIES
EIN
36-0698440
Address
CORPORATE BENEFITS, D-589, AP6B-2 · 100 ABBOTT PARK ROAD · ABBOTT PARK, IL · 600646222
Phone
(847) 936-5300
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
337
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
21 rowsOther
21| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MIDOCEAN CREDIT FUND MGMT, LP | 80-0356545 | — | NONE | $2.6M | — |
| JENNISON ASSOCIATES LLC | 52-2069785 | — | NONE | $2.3M | — |
| BRANDYWINE GLOBAL INVESTMENT LLC | 51-0294065 | — | NONE | $2.1M | — |
| WELLINGTON TRUST COMPANY | 04-2755549 | — | NONE | $1.9M | — |
| ALIGHT SOLUTIONS LLC | 82-1061233 | — | NONE | $1.7M | — |
| WESTLAKE FINANCIAL GROUP | 36-4087871 | — | NONE | $1.6M | — |
| ALIGNED INVESTORS GLOBAL | 42-1479618 | — | NONE | $1.4M | — |
| NORTHERN TRUST COMPANY | 36-1561860 | — | NONE | $1.2M | — |
| GRANITE INVESTMENT PARTNERS | 27-0225271 | — | NONE | $1.0M | — |
| GMO LLC | 04-2691242 | — | NONE | $1.0M | — |
| ARIEL CAPITAL MANAGEMENT LLC | 36-3219058 | — | NONE | $940K | — |
| LOOMIS SAYLES | 04-3200030 | — | NONE | $697K | — |
| CLIFFWATER LLC | 20-1246914 | — | NONE | $450K | — |
| AON CONSULTING | 22-2232264 | — | NONE | $205K | — |
| BURGISS GROUP LLC | 22-3693659 | — | NONE | $170K | — |
| MCDERMOTT WILL & EMERY | 36-1453176 | — | NONE | $77K | — |
| PRICEWATERHOUSECOOPERS LLP | 13-4008324 | — | NONE | $70K | — |
| WINSTON AND STRAWN | 36-1975990 | — | NONE | $48K | — |
| GRANT THORNTON LLP | 36-6055558 | — | NONE | $35K | — |
| GRANT THORNTON ADVISORS LLC | 99-1856619 | — | NONE | $10K | — |
| SHANNON ASSOCIATES | 73-1641565 | — | NONE | $7K | — |
Investments
18 direct securities · 10 pooled funds· $2.6B(31% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$2.3B
7 holdings
103-12 Investment Entity
$330.0M
3 holdings
Uncategorized
$1.9M
18 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NT CLTV RUSSELL 3000 INDEX FD NL NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 097 | Common Collective Trust | — | — | $703.5M | 8.3% | |
| NT CLTV WORLD EX-US INDEX FUND NL NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 129 | Common Collective Trust | — | — | $484.4M | 5.7% | |
| PINEBRIDGE CIT SEI TRUST COMPANY · EIN 83-0686634 / PN 118 | Common Collective Trust | — | — | $278.1M | 3.3% | |
| NT CLTV EMERGING MKTS INDEX FD NL NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 101 | Common Collective Trust | — | — | $263.4M | 3.1% | |
| WTC-CIF DB ASSET ALLOCATION SOL I WELLINGTON TRUST COMPANY, NA · EIN 04-2767481 / PN 134 | Common Collective Trust | — | — | $236.5M | 2.8% | |
| NT CLTV SHORT TERM INVESTMENT FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 084 | Common Collective Trust | — | — | $222.0M | 2.6% | |
| BRIDGEWATER OPTIMAL PORTFOLIO, LTD. BRIDGEWATER OPTIMAL PORTFOLIO, LTD. · EIN 98-1101915 / PN 001 | 103-12 Investment Entity | — | — | $187.9M | 2.2% | |
| BRIDGEWATER PURE ALPHA FUNDS LTD BRIDGEWATER PURE ALPHA FUNDS LIMITED · EIN 98-0501381 / PN 001 | 103-12 Investment Entity | — | — | $116.8M | 1.4% | |
| TS&W INTERNATIONAL SMALL CAP EQ TR GLOBAL TRUST COMPANY · EIN 26-6773274 / PN 002 | Common Collective Trust | — | — | $84.1M | 1.0% | |
| GMO MULTI-STRATEGY FUND (ONSHORE) GMO MULTI-STRATEGY FUND (ONSHORE) · EIN 01-0745810 / PN 001 | 103-12 Investment Entity | — | — | $25.4M | 0.3% | |
| Historical Cost Generated by Northern Trust from periodic data on 26 Feb 25 510,000.000160,000.000335,000.000 | — | — | $750K | $490K | <0.1% | |
| Historical Cost Generated by Northern Trust from periodic data on 26 Feb 25 795,000.000600,000.000 | — | — | $35K | $440K | <0.1% | |
| Generated by Northern Trust from periodic data on 26 Feb | — | — | $921K | $238K | <0.1% | |
| 4.75% 10-01-202710.25% 10-15- | — | — | — | $203K | <0.1% | |
| Historical Cost Generated by Northern Trust from periodic data on 26 Feb 25 745,000.000 | — | — | $745K | $99K | <0.1% | |
| Historical Cost Generated by Northern Trust from periodic data on 26 Feb 25 300,000.000 | — | — | $15K | $85K | <0.1% | |
| Historical Cost Generated by Northern Trust from periodic data on 26 Feb 25 225,000.000280,000.000160,000.000 | — | — | $25K | $80K | <0.1% | |
| Historical Cost Generated by Northern Trust from periodic data on 26 Feb 25 650,000.000385,000.000675,000.000325,000.000980,000.000 | — | — | $80K | $60K | <0.1% | |
| Historical Cost Generated by Northern Trust from periodic data on 26 Feb 25 334,338.000890,000.000265,000.000202,000.000580,000.000430,000.000 | — | — | $30K | $50K | <0.1% | |
| Historical Cost Generated by Northern Trust from periodic data on 26 Feb 25 730,000.000915,000.000225,000.000425,000.000 | — | — | $25K | $40K | <0.1% | |
| Historical Cost Generated by Northern Trust from periodic data on 26 Feb 25 390,000.000 | — | — | $70K | $35K | <0.1% | |
| Historical Cost Generated by Northern Trust from periodic data on 26 Feb 25 490,000.000969,000.000300,000.000791,000.000340,000.000730,000.000120,000.000 | — | — | $75K | $25K | <0.1% | |
| Shares/Par Value 06-01-2032 | — | — | — | $20K | <0.1% | |
| Generated by Northern Trust from periodic data on 26 Feb | — | — | $60K | $20K | <0.1% | |
| Historical Cost Generated by Northern Trust from periodic data on 26 Feb 25 980,000.000 | — | — | $5K | $10K | <0.1% | |
| Account Name ABBOTT CONSOLIDATION Historical Cost Generated by Northern Trust from periodic data on 26 Feb | — | — | $56K | $10K | <0.1% | |
| Historical Cost Generated by Northern Trust from periodic data on 26 Feb 25 1,600.000 | — | — | $5K | $3K | <0.1% | |
| Generated by Northern Trust from periodic data on 26 Feb | — | — | $6K | $2K | <0.1% |